Back to filter
Original filing (PDF)20250729163221NAL0005144496001
ASM RESEARCH LLC
Form 5500
FILING_RECEIVED
ASM RESEARCH LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
2,619
Accounts w/ balance
2,198
Plan assets (EOY)
$239.7M
Net assets (EOY)
$239.7M
How this plan invests
This plan
9 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 18 bps in Schedule C fees — 83% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASM RESEARCH LLC.
Plan sponsor
Name
ASM RESEARCH LLC
EIN
54-1385056
Address
4050 LEGATO RD SUITE 1100 · FAIRFAX, VA · 220332895
Phone
(703) 830-0856
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-29
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COHN REZNICK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | INVESTMENT ADVISORY | $164K | — |
| OSAIC FA, INC. | 35-1151034 | — | INVESTMENT ADVISORY | $39K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $236K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
27 direct securities · 9 pooled funds· $237.2M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$206.2M
27 holdings
Pooled Separate Account
$31.1M
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual fund | — | — | — | $26.2M | 10.9% | |
| Fidelity Freedom Index 2045 Ins Prem Fund Mutual fund | — | — | — | $18.4M | 7.7% | |
| Fidelity Freedom Index 2035 Ins Prem Fund Mutual fund | — | — | — | $17.0M | 7.1% | |
| Fidelity Freedom Index 2050 Ins Prem Fund Mutual fund | — | — | — | $15.4M | 6.4% | |
| Principal Fixed Income Guaranteed Option Guaranteed investment contract | — | — | — | $15.1M | 6.3% | |
| Fidelity Freedom Index 2030 Ins Prem Fund Mutual fund | — | — | — | $13.4M | 5.6% | |
| Fidelity Freedom Index 2040 Ins Prem Fund Mutual fund | — | — | — | $13.3M | 5.5% | |
| Fidelity Freedom Index 2025 Ins Prem Fund Mutual fund | — | — | — | $13.2M | 5.5% | |
| Fidelity Blue Chip Growth K FD Mutual fund | — | — | — | $12.4M | 5.2% | |
| Fidelity Freedom Index 2055 Ins Prem Fund Mutual fund | — | — | — | $10.6M | 4.4% | |
| PRIN CAPITAL APPR SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 119 | Pooled Separate Account | — | — | $7.6M | 3.2% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $7.1M | 2.9% | |
| Fidelity Mid CP Index Fund Mutual fund | — | — | — | $5.9M | 2.5% | |
| American Funds EuroPacific Growth R5 Fund Mutual fund | — | — | — | $5.8M | 2.4% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $5.3M | 2.2% | |
| Fidelity Freedom Index 2060 Ins Prem Fund Mutual fund | — | — | — | $4.9M | 2.1% | |
| American Funds New Perspective R6 Fund Mutual fund | — | — | — | $4.9M | 2.0% | |
| Fidelity Freedom Index 2020 Ins Prem Fund Mutual fund | — | — | — | $4.8M | 2.0% | |
| Fidelity SM Cap Index Fund Mutual fund | — | — | — | $4.7M | 1.9% | |
| Fidelity US Bond Index Fund Mutual fund | — | — | — | $4.5M | 1.9% | |
| maturing at various dates, secured by participant account balance | — | — | — | $3.7M | 1.6% | |
| American Funds New World R6 Fund Mutual fund | — | — | — | $3.5M | 1.5% | |
| Fidelity Freedom Index 2015 Ins Prem Fund Mutual fund | — | — | — | $3.0M | 1.3% | |
| PRIN SMCAP VALUE II SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $3.0M | 1.2% | |
| PGIM High Yield R6 Fund Mutual fund | — | — | — | $2.7M | 1.1% | |
| PRIN MIDCAP GROWTH SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 021 | Pooled Separate Account | — | — | $2.7M | 1.1% | |
| PRIN MIDCAP VALUE I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $2.1M | 0.9% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $1.9M | 0.8% | |
| Fidelity Freedom Index 2065 Ins Prem Fund Mutual fund | — | — | — | $1.6M | 0.6% | |
| PRIN SMCAP GROWTH I SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | — | $1.4M | 0.6% | |
| Fidelity Freedom Index Income Ins Prem Fund Mutual fund | — | — | — | $329K | 0.1% | |
| Amana Income Institutional Fund Mutual fund | — | — | — | $307K | 0.1% | |
| Fidelity Freedom Index 2010 Ins Prem Fund Mutual fund | — | — | — | $281K | 0.1% | |
| Self Directed Brokerage acct Mutual fund | — | — | — | $212K | <0.1% | |
| Vanguard Fed Money Mrkt Inv FD Mutual fund | — | — | — | $117K | <0.1% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $0 | <0.1% |