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Original filing (PDF)20250730143603NAL0002004899001
CARILION CLINIC
Form 5500
FILING_RECEIVED
CARILION CLINIC 403(B) RETIREMENT SAVINGS PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
13,094
Accounts w/ balance
16,712
Plan assets (EOY)
$822.2M
Net assets (EOY)
$822.2M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — 114% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARILION CLINIC.
Plan sponsor
Name
CARILION CLINIC
EIN
54-1190771
Address
PO BOX 12385 · ROANOKE, VA · 240252385
Phone
(540) 510-4730
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-30
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BROWN, EDWARDS & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS | 26-0058143 | — | INVESTMENT ADVISORY | $98K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $960K | — |
Investments
28 direct securities· $822.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund | — | — | — | $94.7M | 11.5% | |
| Vanguard Institutional Target Retirement 2035 Fund | — | — | — | $86.8M | 10.6% | |
| Vanguard Institutional Target Retirement 2030 Fund | — | — | — | $73.3M | 8.9% | |
| Vanguard Institutional Target Retirement 2045 Fund | — | — | — | $70.5M | 8.6% | |
| Vanguard Institutional Target Retirement 2040 Fund | — | — | — | $67.5M | 8.2% | |
| Vanguard Institutional Target Retirement 2050 Fund | — | — | — | $62.8M | 7.6% | |
| Vanguard Institutional Target Retirement 2025 Fund | — | — | — | $46.6M | 5.7% | |
| Vanguard Institutional Target Retirement 2055 Fund | — | — | — | $45.6M | 5.5% | |
| Empower Guaranteed Income Fund | — | — | — | $37.2M | 4.5% | |
| NYLI Winslow Large Cap Growth Fund I | — | — | — | $26.7M | 3.3% | |
| John Hancock Disciplined Value Fund R6 | — | — | — | $25.4M | 3.1% | |
| Vanguard Institutional Target Retirement 2060 Fund | — | — | — | $22.9M | 2.8% | |
| Vanguard Institutional Target Retirement 2020 Fund | — | — | — | $22.7M | 2.8% | |
| JP Morgan Mid-Cap Value Fund L | — | — | — | $17.3M | 2.1% | |
| Fidelity Total Bond K6 Fund | — | — | — | $14.3M | 1.7% | |
| Loomis Sayles Small Cap Growth Fund I | — | — | — | $13.8M | 1.7% | |
| MassMutual Mid Cap Growth Fund I | — | — | — | $11.8M | 1.4% | |
| MFS International Intrinsic Value Fund R6 | — | — | — | $11.7M | 1.4% | |
| Vanguard Total Bond Market Index Fund | — | — | — | $11.5M | 1.4% | |
| Vanguard Extended Market Index Fund I | — | — | — | $10.9M | 1.3% | |
| American Funds Europacific Growth Fund R6 | — | — | — | $10.2M | 1.2% | |
| Vanguard Institutional Target Retirement 2065 Fund | — | — | — | $8.8M | 1.1% | |
| Vanguard Total International Stock Index Fund Inst. | — | — | — | $8.3M | 1.0% | |
| Victory Sycamore Small Co. Opportunity Fund I | — | — | — | $7.5M | 0.9% | |
| Vanguard Institutional Target Retirement Income Fund | — | — | — | $7.5M | 0.9% | |
| Principal Inv. Real Estate Securities IS Fund | — | — | — | $2.6M | 0.3% | |
| Vanguard Institutional Target Retirement 2070 Fund | — | — | — | $1.9M | 0.2% | |
| Participant loans Various loans at rates ranging from 4.25% to 9.50% – | — | — | — | $1.2M | 0.2% |