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Original filing (PDF)20251015165356NAL0010411906001
FAIRFAX NEONATAL ASSOCIATES, P.C.
Form 5500
FILING_RECEIVED
FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
70
Accounts w/ balance
109
Plan assets (EOY)
$44.6M
Net assets (EOY)
$44.6M
How this plan invests
This plan
7 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (5 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FAIRFAX NEONATAL ASSOCIATES, P.C..
Plan sponsor
Name
FAIRFAX NEONATAL ASSOCIATES, P.C.
EIN
54-1110106
Address
3060 WILLIAMS DRIVE, SUITE 520 · FAIRFAX, VA · 22031
Phone
(703) 289-1400
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RKL, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES INC | — | ATLANTA, GA | INVESTMENT ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FUTUREPLAN BY ASCENSUS | — | DRESHER, PA | CONTRACT ADMIN | $21K | — |
Investments
20 direct securities · 7 pooled funds· $44.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$37.3M
20 holdings
Common Collective Trust
$7.3M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Registered Investment Companies Vanguard Total Stock Mkt Idx Adm | — | — | — | $6.2M | 14.0% | |
| Vanguard Target Retirement 2025 Inv | — | — | — | $5.7M | 12.9% | |
| Vanguard Target Retirement 2045 Inv | — | — | — | $4.5M | 10.0% | |
| Vanguard Target Retirement 2040 Inv | — | — | — | $3.0M | 6.8% | |
| LARGE CAP GROWTH FUND III CLASS R1 GREAT GRAY · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $2.4M | 5.3% | |
| Vanguard Developed Markets Index Admiral | — | — | — | $2.3M | 5.1% | |
| Vanguard Target Retirement 2055 Inv | — | — | — | $2.2M | 5.0% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $2.2M | 4.9% | |
| Vanguard Target Retirement 2035 Inv | — | — | — | $2.0M | 4.5% | |
| Vanguard Target Retirement 2030 Inv | — | — | — | $1.9M | 4.2% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $1.9M | 4.2% | |
| Vanguard Mid Cap Index Fund - Admiral | — | — | — | $1.3M | 3.0% | |
| Vanguard Small Cap Index Adm | — | — | — | $1.1M | 2.5% | |
| MID CAP GROWTH FUND II CLASS R1 GREAT GRAY · EIN 38-7304118 / PN 183 | Common Collective Trust | — | — | $1.1M | 2.4% | |
| Vanguard Target Retirement 2050 Inv | — | — | — | $1.1M | 2.4% | |
| SMALL CAP GROWTH FUND II FEE CLASS GREAT GRAY · EIN 38-4126288 / PN 592 | Common Collective Trust | — | — | $798K | 1.8% | |
| Vanguard Emerging Mkts Stock Idx Adm | — | — | — | $752K | 1.7% | |
| Insurance Company Guaranteed Investment Contract * Empower Trust Company, LLC Guaranteed Interest Fund | — | — | — | $741K | 1.7% | |
| BlackRock Total Return Instl | — | — | — | $707K | 1.6% | |
| Cohen & Steers Real Estate Cohen & Steers Real Estate Securities I | — | — | — | $609K | 1.4% | |
| Macquarie Systematic Emerging Mkts Eq R6 | — | — | — | $433K | 1.0% | |
| MID CAP VALUE FUND II CL R1 GREAT GRAY · EIN 38-7312964 / PN 001 | Common Collective Trust | — | — | $345K | 0.8% | |
| SMALL CAP VALUE FUND III FEE CLASS GREAT GRAY · EIN 38-7289846 / PN 001 | Common Collective Trust | — | — | $286K | 0.6% | |
| American Funds American Funds Intl Gr And Inc R6 | — | — | — | $282K | 0.6% | |
| CORE PLUS BOND FUND FEE CLASS R1 GREAT GRAY · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $279K | 0.6% | |
| Vanguard Target Retirement Income Inv | — | — | — | $233K | 0.5% | |
| Vanguard Target Retirement 2060 Inv | — | — | — | $216K | 0.5% |