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Original filing (PDF)20251015083354NAL0002110899001
DEPAUL COMMUNITY RESOURCES
Form 5500
FILING_RECEIVED
DEPAUL COMMUNITY RESOURCES 403B PLAN
403(b) retirement plan
Signals · 2
67% in single holding~120 bps in Sched C fees
Active participants
149
Accounts w/ balance
213
Plan assets (EOY)
$5.9M
Net assets (EOY)
$5.9M
How this plan invests
This plan
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "BlackRock Sustainable Balanced K" is 67% of plan.
- 120 bps in Schedule C fees — 130% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DEPAUL COMMUNITY RESOURCES.
Plan sponsor
Name
DEPAUL COMMUNITY RESOURCES
EIN
54-1108079
Address
5650 HOLLINS ROAD · ROANOKE, VA · 240195056
Phone
(540) 265-8923
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2L · 403(b)(1) annuity
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
FOTI, FLYNN, LOWEN & CO., P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO. OF AM | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $37K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL GROUP, LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $13K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENT PLAN SOLUTIONS | — | CARY, NC | CONTRACT ADMIN | $7K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FOTI FLYNN LOWEN & COMPANY PC | — | ROANOKE, VA | AUDITOR | $13K | — |
Investments
20 direct securities· $5.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock Sustainable Balanced K | — | — | — | $4.0M | 67.6% | |
| Fidelity 500 Index | — | — | — | $299K | 5.1% | |
| Party-in- borrower, lessor, Description of investment, including Current interest or similar party rate of interest value Registered investment companies, at fair value American Funds Bond Fund of Amer R6 | — | — | — | $196K | 3.3% | |
| Fidelity Mid Cap Index | — | — | — | $186K | 3.2% | |
| Nuveen Lifecycle Index 2035 R6 | — | — | — | $172K | 2.9% | |
| Notes receivable from participants * Participant loans Interest rates 4.25% to 9.50% | — | — | — | $161K | 2.7% | |
| JPMorgan Large Cap Growth R6 | — | — | — | $152K | 2.6% | |
| Nuveen Lifecycle Index 2055 R6 | — | — | — | $134K | 2.3% | |
| Nuveen Lifecycle Index 2050 R6 | — | — | — | $124K | 2.1% | |
| Nuveen Lifecycle Index 2060 R6 | — | — | — | $112K | 1.9% | |
| Fidelity Advisor Small Cap Value Z 720 Fidelity International Index | — | — | — | $105K | 1.8% | |
| Nuveen Lifecycle Index 2030 R6 | — | — | — | $72K | 1.2% | |
| Nuveen Lifecycle Index 2040 R6 | — | — | — | $66K | 1.1% | |
| JPMorgan Equity Income R6 | — | — | — | $52K | 0.9% | |
| Fidelity Small Cap Index | — | — | — | $49K | 0.8% | |
| Nuveen Lifecycle Index 2045 R6 | — | — | — | $35K | 0.6% | |
| Guaranteed annuity contract, at contract value * Great-West Life and Guaranteed Interest Fund, Annuity Insurance Company Interest rate 1.60% | — | — | — | $15K | 0.2% | |
| Nuveen Lifecycle Index 2065 R6 | — | — | — | $10K | 0.2% | |
| MFS Mid Cap Value R6 268 Nuveen Lifecycle Index 2020 R6 | — | — | — | $3K | <0.1% | |
| Nuveen Lifecycle Index 2025 R6 | — | — | — | $1K | <0.1% |
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