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Original filing (PDF)20251014145303NAL0004294960001
URBAN ENGINEERING AND ASSOCIATES, INC.
Form 5500
FILING_RECEIVED
URBAN ENGINEERING & ASSOCIATES, INC. 401(K)
401(k) retirement plan
Signals · 2
30% in single holdingNo recordkeeper disclosed
Active participants
109
Accounts w/ balance
176
Plan assets (EOY)
$13.2M
Net assets (EOY)
$13.2M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard 500 Index Adm Vanguard 0" is 30% of plan.
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for URBAN ENGINEERING AND ASSOCIATES, INC..
Plan sponsor
Name
URBAN ENGINEERING AND ASSOCIATES, INC.
EIN
54-0976021
Address
7712 LITTLE RIVER TURNPIKE · ANNANDALE, VA · 22003
Phone
(703) 642-8080
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
MULLEN, SONDBERG, WIMBISH & STONE,
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| POTOMAC WEALTH MANAGEMENT | — | GREAT FALLS, VA | NONE | $33K | — |
| ASCENSUS LLC | 11-3665754 | — | NONE | $17K | — |
Investments
24 direct securities· $13.0M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $3.8M | 29.0% | |
| Vanguard Cash Reserves Federal MM Adm Vanguard 0 | — | — | — | $2.3M | 17.0% | |
| DFA Large Cap International Port Inst DFA 0 | — | — | — | $884K | 6.7% | |
| Vanguard Growth Index Adm Vanguard 0 | — | — | — | $776K | 5.9% | |
| DFA Global 25/75 Portfolio I DFA 0 | — | — | — | $745K | 5.6% | |
| DFA U.S. Small Cap Portfolio I DFA 0 | — | — | — | $586K | 4.4% | |
| DFA Emerging Markets Portfolio Inst DFA 0 | — | — | — | $551K | 4.2% | |
| DFA Intl Small Company Port Instl DFA 0 | — | — | — | $476K | 3.6% | |
| IShares Core U.S. Aggregate Bond ETF iShares 0 | — | — | — | $384K | 2.9% | |
| DFA Inflation-Protected Sec Port I DFA 0 | — | — | — | $339K | 2.6% | |
| DFA Intrmd Govt Fixed Income Port I DFA 0 | — | — | — | $334K | 2.5% | |
| Vanguard Small-Cap Growth Index Adm Vanguard 0 | — | — | — | $329K | 2.5% | |
| iShares Russell 1000 Value ETF iShares 0 | — | — | — | $234K | 1.8% | |
| SPDR S&P 400 Mid Cap Growth ETF SPDR 0 | — | — | — | $231K | 1.7% | |
| DFA Global Equity Portfolio I DFA 0 | — | — | — | $179K | 1.3% | |
| Vanguard Small-Cap Value Index ETF Vanguard 0 | — | — | — | $144K | 1.1% | |
| DFA U.S. Core Equity II Fund Inst DFA 0 | — | — | — | $139K | 1.1% | |
| DFA Global 60/40 Portfolio I DFA 0 | — | — | — | $135K | 1.0% | |
| iShares Russell 2000 Growth ETF iShares 0 | — | — | — | $106K | 0.8% | |
| iShares Gold Trust ETF iShares 0 | — | — | — | $98K | 0.7% | |
| iShares Russell Mid-Cap Value ETF iShares 0 | — | — | — | $80K | 0.6% | |
| DFA Intl Real Estate Securities Instl DFA 0 | — | — | — | $71K | 0.5% | |
| DFA Commodity Strategy Portfolio Fund DFA 0 | — | — | — | $51K | 0.4% | |
| DFA Two Year Global Fixed Income Port I DFA 0 | — | — | — | $49K | 0.4% |
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