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Original filing (PDF)20251015112350NAL0006093776001
ALLEN, ALLEN, ALLEN & ALLEN CORPORATION
Form 5500
FILING_RECEIVED
ALLEN, ALLEN, ALLEN & ALLEN RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
173
Accounts w/ balance
249
Plan assets (EOY)
$60.6M
Net assets (EOY)
$60.6M
How this plan invests
This plan
4 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (2 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALLEN, ALLEN, ALLEN & ALLEN CORPORATION.
Plan sponsor
Name
ALLEN, ALLEN, ALLEN & ALLEN CORPORATION
EIN
54-0852062
Address
1809 STAPLES MILL ROAD · RICHMOND, VA · 23230
Phone
(804) 353-1200
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KEITER, STEPHENS, HURST, ET AL.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | RECORDKEEPER | $7K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL - RP | 04-3046611 | — | INVESTMENT AD VISOR | $7K | — |
| CHASE BENEFIT ADVISORS | 54-1370499 | — | THIRD PARTY A DMINISTRATO | $0 | — |
Investments
28 direct securities · 4 pooled funds· $61.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$57.6M
27 holdings
Common Collective Trust
$3.8M
4 holdings
Guaranteed Income / GIC
$483K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund | — | — | — | $9.2M | 15.2% | |
| American Century US Mid Cap Value Eq Tr | — | — | — | $9.1M | 15.1% | |
| T. Rowe Price Large Cap Growth Fd | — | — | — | $5.9M | 9.7% | |
| American Funds New Perspective R6 | — | — | — | $5.1M | 8.5% | |
| Baird Core Plus Bond Fund | — | — | — | $2.7M | 4.5% | |
| JP Morgan Large Cap Growth R6 | — | — | — | $2.7M | 4.5% | |
| FRANKLIN SMALL CAP VALUE GG CIT GREAT GREY · EIN 38-4126289 / PN 000 | Common Collective Trust | — | — | $2.6M | 4.3% | |
| MFS Intl Diversification Fd | — | — | — | $2.4M | 3.9% | |
| American Funds 2030 Target Date Retire R6 | — | — | — | $2.1M | 3.5% | |
| American Funds 2040 Target Date Retire R6 | — | — | — | $2.1M | 3.4% | |
| American Funds 2050 Target Date Retire R6 | — | — | — | $1.9M | 3.2% | |
| American Funds 2055 Target Date Retire R6 | — | — | — | $1.8M | 2.9% | |
| American Funds 2035 Target Date Retire R6 | — | — | — | $1.5M | 2.5% | |
| Vanguard Mid Cap Index Fund | — | — | — | $1.5M | 2.5% | |
| Janus Henderson Triton Fd | — | — | — | $1.4M | 2.4% | |
| American Funds 2045 Target Date Retire R6 | — | — | — | $1.3M | 2.2% | |
| MassMutual Mid Cap Growth Fund | — | — | — | $1.2M | 2.0% | |
| BlackRock Equity Dividend Fund | — | — | — | $1.2M | 2.0% | |
| American Funds 2025 Target Date Retire R6 | — | — | — | $779K | 1.3% | |
| Allspring Core Plus Bond CIT MDSF | — | — | — | $694K | 1.1% | |
| AMERICAN CENTURY MID CAP VALUE EQ SEI TRUST COMPANY · EIN 27-0572972 / PN 000 | Common Collective Trust | — | — | $694K | 1.1% | |
| Vanguard Equity-Income Fund | — | — | — | $627K | 1.0% | |
| American Funds 2020 Target Date Retire R6 | — | — | — | $558K | 0.9% | |
| American Funds 2060 Target Date Retire R6 | — | — | — | $530K | 0.9% | |
| Guaranteed Investment Contract | Guaranteed Income / GIC | — | — | $483K | 0.8% | |
| ALLSPRING CORE PLUS BOND CIT MD SEI TRUST COMPANY · EIN 87-7012620 / PN 001 | Common Collective Trust | — | — | $483K | 0.8% | |
| Self-directed brokerage accounts | — | — | — | $482K | 0.8% | |
| Notes receivable from participants | — | — | — | $286K | 0.5% | |
| American Funds 2010 Target Date Retire R6 | — | — | — | $166K | 0.3% | |
| Vanguard Small Cap Index Fund | — | — | — | $138K | 0.2% | |
| American Funds 2015 Target Date Retire R6 | — | — | — | $20K | <0.1% | |
| FRS WESTERN ASSET CORE PLUS BOND CL GREAT GREY · EIN 82-4391232 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% |