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Original filing (PDF)20250917092437NAL0000312017001
GLASSER AND GLASSER, P.L.C.
Form 5500
FILING_RECEIVED
GLASSER AND GLASSER, P.L.C. 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
33% in single holding
Active participants
157
Accounts w/ balance
199
Plan assets (EOY)
$17.0M
Net assets (EOY)
$17.0M
How this plan invests
This plan
14 pooled trusts
Schedule D
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: JOHN HANCOCK TRUST COMPANY LIFETIME BLEND 2030 TRUST (extraction pending)]" is 33% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GLASSER AND GLASSER, P.L.C..
Plan sponsor
Name
GLASSER AND GLASSER, P.L.C.
EIN
54-0806724
Address
580 EAST MAIN STREET · SUITE 600 CROWN CENTER BUILDING · NORFOLK, VA · 23510
Phone
(757) 625-6787
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-17
Pension benefit codes
3B · Covers self-employed individuals
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
PBMARES, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $21K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MGMT CO | 39-2018056 | — | ADVISOR | $7K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES | — | SAINT PETERSBURG, FL | RETAINED BY EMPLOYER | $6K | — |
| JOHN HANCOCK (U.S.A.) | 01-0233346 | — | RETAINED BY EMPLOYER | $3K | — |
Investments
3 direct securities · 14 pooled funds· $11.8M(70% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$11.6M
14 holdings
OTHER
$185K
1 holding
Uncategorized
$17K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JOHN HANCOCK LT BL 2030 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 019 | Common Collective Trust | — | — | $3.9M | 22.8% | |
| JOHN HANCOCK LT BL 2035 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 020 | Common Collective Trust | — | — | $2.1M | 12.1% | |
| JOHN HANCOCK LT BL 2045 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 022 | Common Collective Trust | — | — | $1.3M | 7.5% | |
| JOHN HANCOCK LT BL 2040 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 021 | Common Collective Trust | — | — | $1.0M | 6.0% | |
| JOHN HANCOCK LT BL 2020 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 017 | Common Collective Trust | — | — | $854K | 5.0% | |
| JOHN HANCOCK LT BL 2025 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 018 | Common Collective Trust | — | — | $851K | 5.0% | |
| JOHN HANCOCK LT BL 2050 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 023 | Common Collective Trust | — | — | $820K | 4.8% | |
| JOHN HANCOCK LT BL 2055 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 024 | Common Collective Trust | — | — | $487K | 2.9% | |
| FH CAP PRESRVN R6P FEDERATED INVESTORS TRUST COMPANY · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $202K | 1.2% | |
| Other | OTHER | — | $185K | $185K | 1.1% | |
| JOHN HANCOCK LT BL 2060 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 025 | Common Collective Trust | — | — | $114K | 0.7% | |
| JOHN HANCOCK LT BL 2065 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 026 | Common Collective Trust | — | — | $44K | 0.3% | |
| JOHN HANCOCK LT BL 2015 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 016 | Common Collective Trust | — | — | $12K | <0.1% | |
| INTERNATIONAL GROWTH FD II R1 WILMINGTON TRUST, N.A. · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $11K | <0.1% | |
| Interest-bearing cash (include money market accounts & certificates of deposit) | — | — | $9K | $9K | <0.1% | |
| Value of funds held in insurance company general account (unallocated contracts) | — | — | $8K | $8K | <0.1% | |
| JOHN HANCOCK LT BL 2010 TR R1 JOHN HANCOCK TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 85-6153745 / PN 015 | Common Collective Trust | — | — | $1K | <0.1% |