Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $46K | — |
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | SERVICE PROVIDER | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VARIABLE ANNUITY ACCOUNT D VOYA RETIREMENT & INSURANCE ANNUITY CO., · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $13.0M | 92.9% |
| American Funds 2035 TDATE R6 Pooled Separate Account | — | — | — | $2.4M | 16.8% |
| American Funds 2025 TDATE R6 Pooled Separate Account | — | — | — | $1.4M | 10.1% |
| American Funds 2030 TDATE R6 Pooled Separate Account | — | — | — | $1.3M | 9.2% |
| American Funds 2045 TDATE R6 Pooled Separate Account | — | — | — | $1.2M | 8.3% |
| American Funds 2040 TDATE R6 Pooled Separate Account | — | — | — | $1.1M | 7.9% |
| Voya Fixed Account (4062) Insurance Company General Account | — | — | — | $953K | 6.8% |
| American Funds 2050 TDATE R6 Pooled Separate Account | — | — | — | $842K | 6.0% |
| Vanguard Windsor II Fund Admiral Pooled Separate Account | — | — | — | $769K | 5.5% |
| Vangrd Windsor II Fund Adm Registered Investment Company | — | — | — | $769K | 5.5% |
| JP Morgan Large Cap Growth Fund R6 Pooled Separate Account | — | — | — | $604K | 4.3% |
| JPMorgan LgCp Grw Fnd R6 Registered Investment Company | — | — | — | $604K | 4.3% |
| Fidelity 500 Index Fund Pooled Separate Account | — | — | — | $573K | 4.1% |
| American Funds New Perspective R6 Pooled Separate Account | — | — | — | $419K | 3.0% |
| American Funds Nw Prspctv R6 Registered Investment Company | — | — | — | $419K | 3.0% |
| American Funds 2055 TDATE R6 Pooled Separate Account | — | — | — | $405K | 2.9% |
| American Funds 2020 TDATE R6 Pooled Separate Account | — | — | — | $374K | 2.7% |
| American Funds 2060 TDATE R6 Pooled Separate Account | — | — | — | $256K | 1.8% |
| Fidelity Lg Cp Grw Id Fd Registered Investment Company | — | — | — | $255K | 1.8% |
| Fidelity Large Cap Growth Index Fund Pooled Separate Account | — | — | — | $255K | 1.8% |
| American Funds AM Balanced R6 Pooled Separate Account | — | — | — | $226K | 1.6% |
| Victory Core Plus Intermed Bond R6 Pooled Separate Account | — | — | — | $167K | 1.2% |
| Principal MidCap Fund R6 Pooled Separate Account | — | — | — | $121K | 0.9% |
| American Funds 2065 TDATE R6 Pooled Separate Account | — | — | — | $120K | 0.9% |
| American Funds 2015 TDATE R6 Pooled Separate Account | — | — | — | $102K | 0.7% |
| American Funds New World R6 Pooled Separate Account | — | — | — | $101K | 0.7% |
| BOROWER, LESSOR DESCRIPTION OF INVESTMENT CURRENT OR SIMILAR PARTY (see note 2) COST** VALUE (Continued) * PIMCO Income Fund Inst Pooled Separate Account | — | — | — | $93K | 0.7% |
| American Funds SMALLCAP R6 Registered Investment Company | — | — | — | $89K | 0.6% |
| American Funds Small Cap R6 Pooled Separate Account | — | — | — | $89K | 0.6% |
| LOAN FUND Participant Loans - Rates 3.25% to 8.50% | Participant loans | — | — | $47K | 0.3% |
| First Eagle Global Fund R6 Pooled Separate Account | — | — | — | $35K | 0.3% |
| Fidelity Mid Cap Index Fund Pooled Separate Account | — | — | — | $32K | 0.2% |
| Fidelity Large Cap Value Index Fund Pooled Separate Account | — | — | — | $28K | 0.2% |
| Fidelity Lg C Val Ind Fd Registered Investment Company | — | — | — | $28K | 0.2% |
| party date,rate of interest, collateral, par, or maturity date American Funds 2010 T Date R6 Registered Investment Company | — | — | — | $24K | 0.2% |
| Fid US Bd Id Fd Registered Investment Company | — | — | — | $16K | 0.1% |
| Fidelity US Bond Index Fund Pooled Separate Account | — | — | — | $16K | 0.1% |
| Fidelity Small Cap Index Fund Pooled Separate Account | — | — | — | $9K | <0.1% |
| (Held at End of Year) CHARLES BARKER LUXURY IMPORTS, INC. 401(K) PROFIT SHARING PLAN EIN#54-0763954 Plan# 001 Fidelity Sm Cp Ind Fd Registered Investment Company | — | — | — | $9K | <0.1% |
| PGIM Jennison Intl Opprt Fd R6 Registered Investment Company | — | — | — | $7K | <0.1% |
| Fidelity Intl Index Fnd Registered Investment Company | — | — | — | $4K | <0.1% |
| Vanguard Wellesley Income Fund Admiral Pooled Separate Account | — | — | — | $3K | <0.1% |
| Vangrd Wellesley Inc Fnd Adm Registered Investment Company | — | — | — | $3K | <0.1% |
