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Original filing (PDF)20251215093037NAL0000657731002
BLAUCH BROTHERS, INC.
Form 5500
FILING_RECEIVED
BLAUCH BROTHERS, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
137
Accounts w/ balance
164
Plan assets (EOY)
$11.5M
Net assets (EOY)
$11.5M
How this plan invests
This plan
5 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BLAUCH BROTHERS, INC..
Plan sponsor
Name
BLAUCH BROTHERS, INC.
EIN
54-0695169
Address
911 CHICAGO AVENUE · HARRISONBURG, VA · 228025433
Phone
(540) 434-2589
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-03-01
Tax period
2025-02-28
Filed
2025-12-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
YOUNT, HYDE AND BARBOUR, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO CLEARING SERVICES LLC | 34-1542819 | — | INVESTMENT ADVISORY | $0 | — |
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $42K | — |
| BROWN, EDWARDS & COMPANY, LLP | 54-0504608 | — | THIRD PARTY ADMINISTRATOR | $0 | — |
Investments
28 direct securities · 5 pooled funds· $11.2M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.7M
28 holdings
Pooled Separate Account
$3.5M
2 holdings
Common Collective Trust
$36K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal LifeTime Hybrid 2050 Collective Trust Fund 161 *Principal Guranteed Option Collective Trust Fund | — | — | — | $2.6M | 22.5% | |
| PRIN CORE FIXED INC SEP ACCOUNT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $2.3M | 19.6% | |
| PRINCIPAL OVERSEAS SEP ACCOUNT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 116 | Pooled Separate Account | — | — | $1.3M | 11.1% | |
| Schwab Fundamental US Large Company Index Fund Mutual Fund | — | — | — | $883K | 7.6% | |
| Victory Nasdaq 100 Index Fund Mutual Fund | — | — | — | $791K | 6.9% | |
| Schwab S&P 500 Index Fund Mutual Fund | — | — | — | $497K | 4.3% | |
| John Hancock Disciplined Value Mid Cap Fund Mutual Fund | — | — | — | $281K | 2.4% | |
| Columbia Contrarian Core Fund Mutual Fund | — | — | — | $261K | 2.3% | |
| Columbia Balanced Fund Mutual Fund | — | — | — | $249K | 2.2% | |
| Neuberger Berman Genesis Fund Mutual Fund | — | — | — | $232K | 2.0% | |
| Hartford Dividend & Growth Fund Mutual Fund | — | — | — | $217K | 1.9% | |
| Invesco Small Cap Value Fund Mutual Fund | — | — | — | $213K | 1.8% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $209K | 1.8% | |
| Schwab Fundamental U.S. Small Company Index Fund Mutual Fund | — | — | — | $187K | 1.6% | |
| Fidelity Balanced Fund Mutual Fund | — | — | — | $165K | 1.4% | |
| Virtus KAR Small-Cap Core Fund Mutual Fund | — | — | — | $159K | 1.4% | |
| Putnam Large Cap Value Fund Mutual Fund | — | — | — | $148K | 1.3% | |
| Columbia Strategic Income Fund Mutual Fund | — | — | — | $120K | 1.0% | |
| Hartford Total Return Bond Fund Mutual Fund | — | — | — | $119K | 1.0% | |
| American Funds Conservative Growth and Income Portfolio Mutual Fund | — | — | — | $82K | 0.7% | |
| Notes receivable from participants Variable interest rates and maturities | — | — | — | $73K | 0.6% | |
| Washington Mutual Investors Fund Mutual Fund | — | — | — | $47K | 0.4% | |
| Pioneer Fundamental Growth Fund Mutual Fund | — | — | — | $45K | 0.4% | |
| PRINCIPAL LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $36K | 0.3% | |
| Fidelity Emerging Markets Fund/United States Mutual Fund | — | — | — | $28K | 0.2% | |
| Loomis Sayles Growth Fund Mutual Fund | — | — | — | $27K | 0.2% | |
| Hartford International Value Fund Mutual Fund | — | — | — | $13K | 0.1% | |
| iShares MSCI EAFE International Index Fund Mutual Fund | — | — | — | $5K | <0.1% | |
| Thornburg Global Opportunities Fund Mutual Fund | — | — | — | $4K | <0.1% | |
| Fidelity Advisor Capital & Income Fund Mutual Fund | — | — | — | $3K | <0.1% | |
| American Funds International Vantage Fund Mutual Fund | — | — | — | $1K | <0.1% | |
| PRINCIPAL LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $161 | <0.1% | |
| PRINCIPAL LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $0 | <0.1% |