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Original filing (PDF)20251013115827NAL0001881696001
WASHINGTON AND LEE UNIVERSITY
Form 5500
FILING_RECEIVED
WASHINGTON AND LEE UNIVERSITY DEFINED CONTRIBUTION PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,044
Accounts w/ balance
2,061
Plan assets (EOY)
$436.9M
Net assets (EOY)
$436.9M
How this plan invests
This plan
1 pooled trust
Schedule D
70 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WASHINGTON AND LEE UNIVERSITY.
Plan sponsor
Name
WASHINGTON AND LEE UNIVERSITY
EIN
54-0505977
Address
204 WEST WASHINGTON STREET · LEXINGTON, VA · 244502122
Phone
(540) 458-8920
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
INSERO AND CO. CPAS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $226K | — |
| SAGEVIEW ADVISORY GROUP, LLC | 33-0818667 | — | NONE | $99K | — |
| FIDELITY INV INST OPER COMPANY, INC | 04-2647786 | — | NONE | $52K | — |
| INSERO AND COMPANY, CPAS, P.C. | 16-1016457 | — | NONE | $17K | — |
| THE ANGELL PENSION GROUP, INC. | 04-2530412 | — | NONE | $8K | — |
Investments
69 direct securities · 1 pooled fund· $436.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$430.3M
69 holdings
Pooled Separate Account
$5.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Non Benefit Responsive Fixed Annuity Contract | — | — | — | $83.6M | 19.1% | |
| CREF Stock R2 Variable Annuity Contract | — | — | — | $48.6M | 11.1% | |
| Vanguard Inst Index Inst Registered Investment Companies | — | — | — | $28.6M | 6.6% | |
| CREF Stock R4 Variable Annuity Contract | — | — | — | $19.8M | 4.5% | |
| Nuveen Lifecycle Index 2040 R6 Registered Investment Companies | — | — | — | $13.3M | 3.0% | |
| Nuveen Lifecycle Index 2035 R6 Registered Investment Companies | — | — | — | $13.1M | 3.0% | |
| Nuveen Lifecycle Index 2030 R6 Registered Investment Companies | — | — | — | $12.9M | 3.0% | |
| CREF Growth Variable Annuity Contract | — | — | — | $12.7M | 2.9% | |
| Vanguard Ttl Intl Stk Idx Inst Registered Investment Companies | — | — | — | $11.5M | 2.6% | |
| NYLI Winslow Large Cap Growth R6 Registered Investment Companies | — | — | — | $10.4M | 2.4% | |
| Nuveen Lifecycle Index 2045 R6 Registered Investment Companies | — | — | — | $9.2M | 2.1% | |
| TIAA Traditional Benefit Responsive Fixed Annuity Contract | — | — | — | $9.1M | 2.1% | |
| CREF Social Choice R2 Variable Annuity Contract | — | — | — | $8.7M | 2.0% | |
| Vanguard Wellington Adm Registered Investment Companies | — | — | — | $8.6M | 2.0% | |
| CREF Social Choice R4 Variable Annuity Contract | — | — | — | $7.8M | 1.8% | |
| Vanguard Small Cap Index Institutional Registered Investment Companies | — | — | — | $7.2M | 1.7% | |
| Cohen & Steers Institutional Realty Shares Registered Investment Companies | — | — | — | $6.8M | 1.6% | |
| American Century Mid Cap Value R6 Registered Investment Companies | — | — | — | $6.5M | 1.5% | |
| Vanguard Total Bond Market Index Institutional Registered Investment Companies | — | — | — | $6.5M | 1.5% | |
| CREF Global Equities Variable Annuity Contract | — | — | — | $6.3M | 1.4% | |
| Baird Core Plus Bond Fund Institutional Registered Investment Companies | — | — | — | $6.2M | 1.4% | |
| Fidelity Freedom Index 2040 PRM Registered Investment Companies | — | — | — | $6.2M | 1.4% | |
| Nuveen Lifecycle Index 2050 R6 Registered Investment Companies | — | — | — | $6.1M | 1.4% | |
| CREF Equity Index Variable Annuity Contract | — | — | — | $6.0M | 1.4% | |
| MFS Value Fund R6 Registered Investment Companies | — | — | — | $5.9M | 1.3% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $5.7M | 1.3% | |
| Nuveen Lifecycle Index 2025 R6 Registered Investment Companies | — | — | — | $5.2M | 1.2% | |
| Hartford International Opp R6 Registered Investment Companies | — | — | — | $5.2M | 1.2% | |
| Fidelity 500 Index Registered Investment Companies | — | — | — | $4.9M | 1.1% | |
| Vanguard Mid Cap Index Adm Registered Investment Companies | — | — | — | $4.2M | 1.0% | |
| Vanguard Federal Money Market Inv Registered Investment Companies | — | — | — | $4.1M | 0.9% | |
| DFA Emerging Markets Core Equity Portfolio Registered Investment Companies | — | — | — | $3.8M | 0.9% | |
| Fidelity Contrafund K6 Registered Investment Companies | — | — | — | $3.2M | 0.7% | |
| Fidelity Freedom Index 2035 PRM Registered Investment Companies | — | — | — | $2.9M | 0.7% | |
| Nuveen Lifecycle Index 2055 R6 Registered Investment Companies | — | — | — | $2.6M | 0.6% | |
| Vanguard FTSE Social Index ADM Registered Investment Companies | — | — | — | $2.5M | 0.6% | |
| Fidelity Freedom Index 2045 PRM Registered Investment Companies | — | — | — | $2.3M | 0.5% | |
| MassMutual Mid Cap Growth I Registered Investment Companies | — | — | — | $2.3M | 0.5% | |
| Fidelity Freedom Index 2030 PRM Registered Investment Companies | — | — | — | $2.2M | 0.5% | |
| Fidelity Freedom Index 2050 PRM Registered Investment Companies | — | — | — | $2.2M | 0.5% | |
| PIMCO RAE US Small Institutional Class Registered Investment Companies | — | — | — | $1.8M | 0.4% | |
| Nuveen Lifecycle Index 2020 R6 Registered Investment Companies | — | — | — | $1.8M | 0.4% | |
| CREF Money Market Variable Annuity Contract | — | — | — | $1.4M | 0.3% | |
| Loomis Sayles Small Cap Growth N Registered Investment Companies | — | — | — | $1.4M | 0.3% | |
| Fidelity Gov Money Market K6 Registered Investment Companies | — | — | — | $1.3M | 0.3% | |
| TIAA-CREF Self Directed Account Registered Investment Companies | — | — | — | $1.2M | 0.3% | |
| Fidelity Mid Cap Index Registered Investment Companies | — | — | — | $1.2M | 0.3% | |
| CREF Core Bond Variable Annuity Contract | — | — | — | $997K | 0.2% | |
| Fidelity Freedom Index 2055 PRM Registered Investment Companies | — | — | — | $969K | 0.2% | |
| Fidelity Freedom Index 2020 PRM Registered Investment Companies | — | — | — | $913K | 0.2% | |
| Nuveen Lifecycle Index 2060 R6 Registered Investment Companies | — | — | — | $870K | 0.2% | |
| Nuveen Lifecycle Index 2015 R6 Registered Investment Companies | — | — | — | $751K | 0.2% | |
| Fidelity Global Ex US Index Registered Investment Companies | — | — | — | $649K | 0.1% | |
| Fidelity Freedom Index 2060 PRM Registered Investment Companies | — | — | — | $648K | 0.1% | |
| Fidelity Freedom Index 2025 PRM Registered Investment Companies | — | — | — | $621K | 0.1% | |
| CREF Inflation-Linked Bond Variable Annuity Contract | — | — | — | $607K | 0.1% | |
| Nuveen Lifecycle Index Ret Inc R6 Registered Investment Companies | — | — | — | $603K | 0.1% | |
| Fidelity US Bond Index Registered Investment Companies | — | — | — | $580K | 0.1% | |
| Fidelity Brokerage Link - Fidelity Fund Registered Investment Companies | — | — | — | $519K | 0.1% | |
| ranging from January, 2025 * Participant Loans through May, 2034 | — | — | — | $508K | 0.1% | |
| Fidelity Small Cap Index Registered Investment Companies | — | — | — | $502K | 0.1% | |
| Fidelity Brokerage Link - External Funds Registered Investment Companies | — | — | — | $442K | 0.1% | |
| Nuveen Lifecycle Index 2010 R6 Registered Investment Companies | — | — | — | $354K | <0.1% | |
| Fidelity Brokerage Link - Cash and Equivalents Registered Investment Companies | — | — | — | $173K | <0.1% | |
| Fidelity Freedom Index 2065 PRM Registered Investment Companies | — | — | — | $101K | <0.1% | |
| Nuveen Lifecycle Index 2065 R6 Registered Investment Companies | — | — | — | $64K | <0.1% | |
| Fidelity Freedom Index 2065 Registered Investment Companies | — | — | — | $48K | <0.1% | |
| Fidelity Freedom Index Income PRM Registered Investment Companies | — | — | — | $45K | <0.1% | |
| Fidelity Gov Money Market Registered Investment Companies | — | — | — | $19K | <0.1% | |
| Fidelity Freedom Index 2010 PRM Registered Investment Companies | — | — | — | $15K | <0.1% |