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Original filing (PDF)20251002122117NAL0000479681001
PERNOD RICARD USA, LLC
Form 5500
FILING_RECEIVED
SAVINGS PLAN FOR EMPLOYEES OF PERNOD RICARD USA, LLC
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
1,334
Accounts w/ balance
2,246
Plan assets (EOY)
$357.9M
Net assets (EOY)
$357.9M
How this plan invests
This plan
12 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (7 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PERNOD RICARD USA, LLC.
Plan sponsor
Name
PERNOD RICARD USA, LLC
EIN
52-2318616
Address
250 PARK AVE · NEW YORK, NY · 10177
Phone
(914) 848-4794
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $65K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEPC, LLC | 26-1429809 | — | CONSULTANT | $124K | — |
| FORVIS MAZARS, LLP | 44-0160260 | — | CONSULTANT | $36K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WARNER NORCROSS & JU | 38-1422647 | — | ATTORNEY/LEGAL | $25K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
15 direct securities · 12 pooled funds· $350.6M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$188.0M
15 holdings
Common Collective Trust
$162.6M
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Growth Company K6 | — | — | — | $48.3M | 13.5% | |
| VANGUARD TARGET 2045 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $36.9M | 10.3% | |
| Fidelity 500 Index Fund | — | — | — | $36.6M | 10.2% | |
| VANGUARD TARGET 2050 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $32.5M | 9.1% | |
| Fidelity Contrafund K | — | — | — | $26.2M | 7.3% | |
| VANGUARD TARGET 2055 VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715074 / PN 001 | Common Collective Trust | — | — | $24.0M | 6.7% | |
| VANGUARD TARGET 2040 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $23.3M | 6.5% | |
| VANGUARD TARGET 2035 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083977 / PN 001 | Common Collective Trust | — | — | $16.0M | 4.5% | |
| Fidelity Extended Market Index Fund | — | — | — | $15.7M | 4.4% | |
| Fidelity Balanced K | — | — | — | $13.5M | 3.8% | |
| Fidelity Money Market Fund | — | — | — | $13.0M | 3.6% | |
| VANGUARD TARGET 2060 VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $8.7M | 2.4% | |
| VANGUARD TARGET 2030 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083979 / PN 001 | Common Collective Trust | — | — | $8.5M | 2.4% | |
| American Beacon Large Cap Value Fund | — | — | — | $7.3M | 2.0% | |
| Artisan Small Cap Fund | — | — | — | $6.4M | 1.8% | |
| Vanguard Total International Stock Index | — | — | — | $6.2M | 1.7% | |
| Fidelity US Bond Index Fund | — | — | — | $5.7M | 1.6% | |
| VANGUARD TARGET 2025 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083981 / PN 001 | Common Collective Trust | — | — | $5.5M | 1.5% | |
| VANGUARD TARGET INC VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083968 / PN 001 | Common Collective Trust | — | — | $2.8M | 0.8% | |
| Neuberger Berman International Equity Fund | — | — | — | $2.6M | 0.7% | |
| VANGUARD TARGET 2020 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $2.5M | 0.7% | |
| Notes Receivable from Participants 5.25% - 10.50% maturing at | — | — | — | $2.4M | 0.7% | |
| VANGUARD TARGET 2065 VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $1.9M | 0.5% | |
| John Handcock Income Fund R6 | — | — | — | $1.8M | 0.5% | |
| Fidelity Inflation-Protected Bond Index Fund | — | — | — | $1.5M | 0.4% | |
| T Rowe Price Short-Term Bond | — | — | — | $828K | 0.2% | |
| VANGUARD TARGET 2070 VANGUARD FIDUCIARY TRUST COMPANY · EIN 88-6095930 / PN 001 | Common Collective Trust | — | — | $5K | <0.1% |