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Original filing (PDF)20250919142240NAL0003170083001
SAFEGUARD OPERATIONS, LLC
Form 5500
FILING_RECEIVED
SAFEGUARD OPERATIONS 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
179
Accounts w/ balance
210
Plan assets (EOY)
$12.5M
Net assets (EOY)
$12.5M
How this plan invests
This plan
3 pooled trusts
Schedule D
15 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 40 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SAFEGUARD OPERATIONS, LLC.
Plan sponsor
Name
SAFEGUARD OPERATIONS, LLC
EIN
52-2288756
Address
3384 PEACHTREE ROAD NE · 4TH FLOOR · ATLANTA, GA · 30326
Phone
(404) 264-7608
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-19
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ADAMSBROWN, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BROADSTREET CAPITAL ADVISORS, LLC | 26-1204987 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $50K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERISA SERVICES, INC. | 62-1200951 | — | OTHER SERVICES | $0 | — |
Investments
13 direct securities · 3 pooled funds· $12.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.4M
13 holdings
Common Collective Trust
$560K
2 holdings
Pooled Separate Account
$546K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JP Morgan Large Cap Growth Fund Value of Int in Registered Invest Co. | — | — | — | $2.3M | 18.3% | |
| Principal Fixed Income Guaranteed Option Insurance Company General | — | — | — | $1.7M | 13.6% | |
| BlackRock Total Return Fund Value of Int in Registered Invest Co. | — | — | — | $1.6M | 13.0% | |
| JP Morgan Equity Income Fund Value of Int in Registered Invest Co. | — | — | — | $1.6M | 13.0% | |
| Fidelity Total Market Index Fund Value of Int in Registered Invest Co. | — | — | — | $1.2M | 9.6% | |
| Vanguard Mid-Cap Index Fund Admiral Shares Value of Int in Registered Invest Co. | — | — | — | $618K | 4.9% | |
| INTERNATIONAL EQUITY R1 FUND GREAT GRAY TRUST CO · EIN 38-4139853 / PN 631 | Common Collective Trust | — | — | $560K | 4.5% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $546K | 4.4% | |
| T. Rowe Price International Discovery Fund Value of Int in Registered Invest Co. | — | — | — | $490K | 3.9% | |
| Schwab Fdm International Equity Index Fund Value of Int in Registered Invest Co. | — | — | — | $443K | 3.5% | |
| JP Morgan Mid-Cap Growth Fund Value of Int in Registered Invest Co. | — | — | — | $435K | 3.5% | |
| American Century SC Gr R6 Fund Value of Int in Registered Invest Co. | — | — | — | $398K | 3.2% | |
| Notes Receivable From Participants 4.25%-9.50% Loans | — | — | — | $354K | 2.8% | |
| Fidelity US Bond Index Fund Value of Int in Registered Invest Co. | — | — | — | $177K | 1.4% | |
| Amer Century Small Cap Fund Value of Int in Registered Invest Co. | — | — | — | $39K | 0.3% | |
| LARGE CAP GROWTH FUND II R1 FD WILMINGTON TRUST, N.A. · EIN 38-4139844 / PN 626 | Common Collective Trust | — | — | $0 | <0.1% |
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