Michael T. Folks signed Captain D'S, LLC's 2022 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Captain D'S, LLC's EIN is 52-2262786.
Download the official 2022 Form 5500 (PDF) for Captain D'S, LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2022 Form 5500 (PDF)Captain D'S, LLC's plan includes a 401(k) feature, profit-sharing, ERISA 404(c) participant direction.
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | TRUST CUSTODIAN | $14K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FINANCIAL SENSE SECURITIES INC | — | SAN DIEGO, CA | FINANCIAL ADVISOR | $0 | — |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL BENEFIT SERVICES, LLC | — | WEST JORDAN, UT | TPA | $6K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CROWE LLP | — | CHICAGO, IL | AUDITOR | $16K | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Nationwide Investor Destination Moderately Aggressive Fund | Other securities | — | — | $575K | 15.1% | |
| * Nationwide Life Insurance Co. Best of America Fixed Fund | Guaranteed Income / GIC | — | — | $446K | 11.7% | |
| Vanguard Group, Inc. Vanguard Growth Index Fund Admiral | Common Collective Trusts | — | — | $301K | 7.9% | |
| Parnassus Investments Parnassus Workplace Fund | Other securities | — | — | $278K | 7.3% | |
| Nationwide Investor Destination Moderate Fund | Other securities | — | — | $265K | 7.0% | |
| Blackrock Advisors LLC Blackrock Equity Dividend Fund | Other securities | — | — | $237K | 6.2% | |
| Nationwide Investor Destination Aggressive Fund | Other securities | — | — | $192K | 5.1% | |
| American Funds American Funds Fundamental Investors Fund | Mutual Funds | — | — | $147K | 3.9% | |
| Nationwide Midcap Market Index Fund | Common Collective Trusts | — | — | $147K | 3.9% | |
| Neuberger Berman Mgmt. LLC Neuberger Berman Genesis Fund | Other securities | — | — | $122K | 3.2% | |
| Thornburg Investment Mgmt. Inc. Thornburg International Value Fund | Common Stocks | — | — | $117K | 3.1% | |
| Nationwide Investor Destination Conservative Fund | Other securities | — | — | $113K | 3.0% | |
| Vanguard Group, Inc. Vanguard Smallcap Growth Index Fund Admiral | Common Collective Trusts | — | — | $86K | 2.3% | |
| Mass. Financial Services Co. MFS International Value Fund | Mutual Funds | — | — | $80K | 2.1% | |
| American Funds American Funds Income Fund of America | Mutual Funds | — | — | $68K | 1.8% | |
| American Funds American Funds New Perspective Fund | Mutual Funds | — | — | $66K | 1.7% | |
| Nationwide Money Market Instruments Fund | Cash / Money Market | — | — | $63K | 1.7% | |
| Nationwide Investor Destination Moderately Conservative Fund | Other securities | — | — | $62K | 1.6% | |
| Victory Capital Management, Inc. Established Value Fund | Common Stocks | — | — | $55K | 1.5% | |
| Prudential Investments LLC Total Return Bond Fund | Other securities | — | — | $55K | 1.5% | |
| Notes receivable from participants * Notes receivable from participants Maturity dates through January 2031 Interest rates of 4.25% to 8.50% | Bonds / Notes | — | — | $55K | 1.4% | |
| Columbia Mgmt Advisers, LLC Columbia Seligman Global Technology Fund | Other securities | — | — | $42K | 1.1% | |
| Legg Mason Fund Advisor, LLC Western Asset Core Plus Bond Fund | Other securities | — | — | $38K | 1.0% | |
| Principal Funds Principal Global Real Estate Fund | Other securities | — | — | $29K | 0.8% | |
| Janus Capital Management, LLC Janus Enterprise Fund | Mutual Funds | — | — | $22K | 0.6% | |
| Prudential Investments LLC Jennison Utility Fund | Other securities | — | — | $17K | 0.4% | |
| Vanguard Group, Inc. Vanguard Short Term US Treasury Fund | U.S. Treasuries | — | — | $16K | 0.4% | |
| American Century Investments American Century Emerging Markets Fund | Other securities | — | — | $15K | 0.4% | |
| MassMutual Select Blue Chip Growth Fund | Other securities | — | — | $15K | 0.4% | |
| Vanguard Group, Inc. Vanguard 500 Index Fund | Common Collective Trusts | — | — | $12K | 0.3% | |
| Invesco Advisers, Inc. Invesco Equity Income Fund | Mutual Funds | — | — | $11K | 0.3% | |
| Pioneer Investments Pioneer Fundamental Growth Fund | Other securities | — | — | $11K | 0.3% | |
| Pacific Investment Mgmt. Co LLC PIMCO Total Return Fund | Mutual Funds | — | — | $10K | 0.3% | |
| Eaton Vance Income Fund of Boston | Other securities | — | — | $9K | 0.2% | |
| Vanguard Group, Inc. Vanguard Intermediate Term US Treasury Fund | U.S. Treasuries | — | — | $5K | 0.1% | |
| Buffalo Funds Buffalo Discovery Fund | Other securities | — | — | $3K | <0.1% |
