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Original filing (PDF)20250702082814NAL0018498720001
ASCOM US, INC.
Form 5500
FILING_RECEIVED
ASCOM (US), INC. RETIREMENT PLAN
401(k) retirement plan
Active participants
173
Accounts w/ balance
225
Plan assets (EOY)
$25.8M
Net assets (EOY)
$25.8M
How this plan invests
This plan
3 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 36 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASCOM US, INC..
Plan sponsor
Name
ASCOM US, INC.
EIN
52-2228503
Address
300 PERIMETER PARK DR, STE D · MORRISVILLE, NC · 27560
Phone
(919) 234-2500
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
WILLIAMS OVERMAN PIERCE
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $23K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GUARDIAN WEALTH PARTNERS LLP | 83-2336062 | — | INVESTMENT ADVISOR | $47K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MVP PLAN ADMINISTRATORS | 56-2263714 | — | CONTRACT ADMIN | $12K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $11K | — |
Investments
25 direct securities · 3 pooled funds· $25.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$22.8M
25 holdings
Pooled Separate Account
$3.0M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Equity-Income Adm - Mutual Fund | — | — | — | $2.9M | 11.1% | |
| Vanguard 500 Index Admiral - Mutual Fund | — | — | — | $2.7M | 10.4% | |
| American Funds American Funds 2040 Target Date Retire R6 - Mutual Fund | — | — | — | $2.7M | 10.3% | |
| American Funds American Funds 2035 Target Date Retire R6 - Mutual Fund | — | — | — | $2.3M | 8.8% | |
| LARGE CAP GROWTH/MFS FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 350 | Pooled Separate Account | — | — | $2.2M | 8.5% | |
| American Funds American Funds 2045 Target Date Retire R6 - Mutual Fund | — | — | — | $1.5M | 5.9% | |
| Principal MidCap Instl - Mutual Fund | — | — | — | $1.4M | 5.4% | |
| American Funds American Funds 2025 Target Date Retire R6 - Mutual Fund | — | — | — | $1.1M | 4.4% | |
| Empower Key Guaranteed Portfolio Fund - Fixed Annuity Fund | — | — | — | $1.1M | 4.3% | |
| American Funds American Funds 2050 Target Date Retire R6 - Mutual Fund | — | — | — | $837K | 3.2% | |
| American Funds American Funds EuroPacific Growth R6 - Mutual Fund | — | — | — | $713K | 2.8% | |
| Vanguard Wellington Fund - Mutual Fund | — | — | — | $704K | 2.7% | |
| American Funds American Funds Capital World G/I R6 - Mutual Fund | — | — | — | $663K | 2.6% | |
| American Funds American Funds 2030 Target Date Retire R6 - Mutual Fund | — | — | — | $643K | 2.5% | |
| AMCENTURY SMALL CAP VALUE (IS PLATF EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 849 | Pooled Separate Account | — | — | $574K | 2.2% | |
| Dodge & Cox Dodge & Cox International Stock - Mutual Fund | — | — | — | $533K | 2.1% | |
| American Funds American Funds 2055 Target Date Retire R6 - Mutual Fund | — | — | — | $476K | 1.8% | |
| American Funds American Funds New World R6 - Mutual Fund | — | — | — | $430K | 1.7% | |
| Loomis Sayles Loomis Sayles Core Plus Bond Y - Mutual Fund | — | — | — | $411K | 1.6% | |
| Participant Loans Rates ranging from 3.25% to 8.50% with various maturity dates through 2029 $0 | — | — | — | $407K | 1.6% | |
| Alliance Bernstein AB Global Real Estate Instl - Mutual Fund | — | — | — | $348K | 1.3% | |
| similar party par or maturity date American Funds American Funds 2020 Target Date Retire R6 - Mutual Fund | — | — | — | $260K | 1.0% | |
| WCM International Small Cap Growth Instl - Mutual Fund | — | — | — | $239K | 0.9% | |
| PGIM TOTAL RETURN BOND FUND (IS) EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 814 | Pooled Separate Account | — | — | $223K | 0.9% | |
| Federated Hermes Federated Hermes Instl High Yield Bd IS - Mutual Fund | — | — | — | $214K | 0.8% | |
| American Funds American Funds 2060 Target Date Retire R6 - Mutual Fund | — | — | — | $127K | 0.5% | |
| American Funds American Funds Capital World Bond R6 - Mutual Fund | — | — | — | $113K | 0.4% | |
| American Funds American Funds 2065 Target Date Retire R6 - Mutual Fund | — | — | — | $49K | 0.2% |