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Original filing (PDF)20251007174444NAL0005138305001
HEAD USA, INC.
Form 5500
FILING_RECEIVED
HEAD USA, INC. 401K PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
134
Accounts w/ balance
161
Plan assets (EOY)
$19.7M
Net assets (EOY)
$19.7M
How this plan invests
This plan
34 pooled trusts
Schedule D
44 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HEAD USA, INC..
Plan sponsor
Name
HEAD USA, INC.
EIN
52-1842459
Address
306 S 45TH AVE · PHOENIX, AZ · 850433913
Phone
(602) 447-2202
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TULL, FORSBERG & OLSON, PLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $51K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES INC | 51-6041053 | — | OTHER SERVICES | $0 | — |
Investments
27 direct securities · 34 pooled funds· $31.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$16.8M
34 holdings
Uncategorized
$14.3M
27 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Prin LargeCap Growth I SA-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $2.8M | 14.3% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $2.8M | 14.3% | |
| ^ Party in Identity of Issue, Borrower, Description of Investment Including Cost Current Interest Lessor, or Similar Party Maturity Date, Rate of Interest, Collateral, Value (*) Par or Maturity Value * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $2.0M | 10.1% | |
| PRIN SAM CONS GROWTH SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 107 | Pooled Separate Account | — | — | $2.0M | 10.1% | |
| Prin Bond Market Index SA-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $1.7M | 8.5% | |
| PRIN CAPITAL APPR SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 119 | Pooled Separate Account | — | — | $1.7M | 8.5% | |
| PRIN MIDCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 020 | Pooled Separate Account | — | — | $1.2M | 6.3% | |
| Morgan Stanley Inst Grwth A Fd Pioneer Registered Investment Company | — | — | — | $1.1M | 5.7% | |
| JANUSHENDERSON ENTRPRS A Morgan Stanley Registered Investment Company | — | — | — | $876K | 4.5% | |
| PRIN INTL EQ SEPARATE ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 048 | Pooled Separate Account | — | — | $794K | 4.0% | |
| Prin Core Plus Bd Sep Acct-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $791K | 4.0% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $791K | 4.0% | |
| Prin Intl SmallCap Sep Acct-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $765K | 3.9% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $765K | 3.9% | |
| PRIN LIFETIME 2045 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 113 | Pooled Separate Account | — | — | $659K | 3.3% | |
| Prin Equity Income SA-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $623K | 3.2% | |
| PRIN GLBL EMERG MARKETS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 013 | Pooled Separate Account | — | — | $623K | 3.2% | |
| PRIN INTL SMALLCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 014 | Pooled Separate Account | — | — | $464K | 2.4% | |
| Prin SmCap S&P 600 Index SA-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $422K | 2.1% | |
| PRIN SAM BALANCED SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 105 | Pooled Separate Account | — | — | $422K | 2.1% | |
| Prin SmallCap Growth I SA-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $419K | 2.1% | |
| PRIN SMCAP VALUE II SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $419K | 2.1% | |
| ^ Party in Identity of Issue, Borrower, Description of Investment Including Cost Current Interest Lessor, or Similar Party Maturity Date, Rate of Interest, Collateral, Value (*) Par or Maturity Value * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $384K | 2.0% | |
| PRIN LIFETIME 2025 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 111 | Pooled Separate Account | — | — | $384K | 2.0% | |
| Party in Identity of Issue, Borrower, Description of Investment Including Cost Current Interest Lessor, or Similar Party Maturity Date, Rate of Interest, Collateral, Value (*) Par or Maturity Value Alliance Bernstein Registered Investment Company | — | — | — | $382K | 1.9% | |
| Prin Real Estate Secs SA-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $370K | 1.9% | |
| PRIN SMCAP GROWTH I SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | — | $370K | 1.9% | |
| Prin SmallCap Value II SA-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $360K | 1.8% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $360K | 1.8% | |
| Prin Liquid Assets Sep Acct-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $319K | 1.6% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $319K | 1.6% | |
| PRIN LIFETIME 2040 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 078 | Pooled Separate Account | — | — | $283K | 1.4% | |
| PRIN LIFETIME 2055 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 114 | Pooled Separate Account | — | — | $277K | 1.4% | |
| PRIN LIFETIME 2035 SEP ACT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 112 | Pooled Separate Account | — | — | $273K | 1.4% | |
| PRIN LIFETIME 2060 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 130 | Pooled Separate Account | — | — | $269K | 1.4% | |
| PRIN LIFETIME 2030 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 077 | Pooled Separate Account | — | — | $257K | 1.3% | |
| PRIN LIFETIME 2050 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 079 | Pooled Separate Account | — | — | $257K | 1.3% | |
| Prin Glbl Emerg Markets SA-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $244K | 1.2% | |
| PRIN HIGH YIELD SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 137 | Pooled Separate Account | — | — | $244K | 1.2% | |
| Prin Capital Appr SA-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $225K | 1.1% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $225K | 1.1% | |
| PRIN LIFETIME 2020 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 076 | Pooled Separate Account | — | — | $199K | 1.0% | |
| (E) | — | — | — | $96K | 0.5% | |
| Prin MidCap Sep Acct-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $96K | 0.5% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $96K | 0.5% | |
| PRIN SAM FLEXIBLE INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 108 | Pooled Separate Account | — | — | $93K | 0.5% | |
| AMERICAN CENT MIDCP VAL INV FD Calvert Funds Registered Investment Company | — | — | — | $73K | 0.4% | |
| PRIN SAM CONS BALANCED SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 106 | Pooled Separate Account | — | — | $72K | 0.4% | |
| AB Discovery Growth A Fund American Century Investments Registered Investment Company | — | — | — | $71K | 0.4% | |
| PRINCIPAL U.S. PROPERTY SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | — | $59K | 0.3% | |
| Prin LgCap S&P 500 Index SA-R6 * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $57K | 0.3% | |
| PRIN LIFETIME STRAT INC SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 080 | Pooled Separate Account | — | — | $57K | 0.3% | |
| (E) | — | — | — | $57K | 0.3% | |
| CALVERT EQUITY A FUND Janus International Holding, LLC Registered Investment Company | — | — | — | $46K | 0.2% | |
| Pionr Multi-Ast Ult Shrt Inc Y * Principal Life Insurance Company Pooled Separate Accounts | — | — | — | $42K | 0.2% | |
| PRIN BOND MARKET INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | — | $42K | 0.2% | |
| Putnam Investments Registered Investment Company | — | — | — | $30K | 0.2% | |
| PRIN LIFETM 2070 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 179 | Pooled Separate Account | — | — | $25K | 0.1% | |
| PRIN LIFETIME 2065 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 173 | Pooled Separate Account | — | — | $14K | <0.1% | |
| PRIN LIQUID ASSETS SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 024 | Pooled Separate Account | — | — | $9K | <0.1% | |
| Prin LifeTime 2070 Sep Acct-R6 Voya Corp Leaders 100 A Fund | — | — | — | $3K | <0.1% |
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