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Original filing (PDF)20251014112348NAL0003783856001
AUGUST SCHELL ENTERPRISES
Form 5500
FILING_RECEIVED
AUGUST SCHELL ENTERPRISES 401K PLAN AND TRUST
401(k) retirement plan
Active participants
115
Accounts w/ balance
121
Plan assets (EOY)
$13.3M
Net assets (EOY)
$13.3M
How this plan invests
This plan
55 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 50 bps in Schedule C fees — 71% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUGUST SCHELL ENTERPRISES.
Plan sponsor
Name
AUGUST SCHELL ENTERPRISES
EIN
52-1787473
Address
1700 ROCKVILLE PIKE, STE 405 · ROCKVILLE, MD · 20852
Phone
(301) 838-9470
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FRAZIER & DEETER, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB AND COMPANY | 94-1737782 | — | CUSTODIAN | $668 | — |
Recordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLINGTON RETIREMENT SOLUTIONS,INC | 47-2725143 | CHANTILLY, VA | RECORDKEEPER | $25 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLINGTON CONSULTING SERVICES, INC | 54-1620949 | CHANTILLY, VA | INVESTMENT ADVISOR | $65K | — |
Investments
55 direct securities· $13.2M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab Total Stock Market | — | — | — | $3.3M | 24.5% | |
| Schwab International Income Ma 408 * Schwab S&P 500 Index | — | — | — | $2.5M | 18.7% | |
| Schwab Us Aggregate Bond | — | — | — | $1.7M | 13.0% | |
| Schwab International Ind | — | — | — | $976K | 7.3% | |
| Schwab Fdmtl Emerg Mkts | — | — | — | $861K | 6.5% | |
| Schwab Short-Term Bond I | — | — | — | $785K | 5.9% | |
| Schwab Small Cap Index | — | — | — | $770K | 5.8% | |
| Cohen & Steers Cohen & Steers Realty Sh | — | — | — | $684K | 5.1% | |
| Yieldmax TSLA Option Income Strategy ETF 621 Money Market Funds * Schwab Money Fund | — | — | — | $518K | 3.9% | |
| Schwab Value Advantage M | — | — | — | $279K | 2.1% | |
| Schwab Target 2055 Index | — | — | — | $167K | 1.3% | |
| Schwab Treasury Infl Pro | — | — | — | $105K | 0.8% | |
| Rydex Funds Rydex NASDAQ-100 Inv | — | — | — | $70K | 0.5% | |
| American Century Utiliti | — | — | — | $66K | 0.5% | |
| Schwab US Large Cap | — | — | — | $53K | 0.4% | |
| Schwab Target 2060 Index | — | — | — | $50K | 0.4% | |
| Shares of Registered Investment Companies AB Growth A | — | — | — | $47K | 0.4% | |
| Vanguard Total Stock Market | — | — | — | $18K | 0.1% | |
| Vanguard S&P 500 ETF | — | — | — | $17K | 0.1% | |
| Blackrock Mid Cap Growth Inv A | — | — | — | $17K | 0.1% | |
| Direxion Mthly S&P-500 920 DWS Science and Technology Fund 862 Federated Hermes Federated Hermes Governm | — | — | — | $14K | 0.1% | |
| Thompson LargeCap Fund | — | — | — | $12K | <0.1% | |
| Blackrock Mid Cap Growth Equity Instl 556 Calvert US Mid Cap Core | — | — | — | $12K | <0.1% | |
| Hartford Dividend and Growth | — | — | — | $11K | <0.1% | |
| Vanguard High Dividend Yield Index Adm 865 Vanguard Total Stock Mkt | — | — | — | $11K | <0.1% | |
| Paradigm Micro-Cap Fund | — | — | — | $11K | <0.1% | |
| Nuancce Nuance Mid Cap Value | — | — | — | $11K | <0.1% | |
| Vanguard Inflation Prote | — | — | — | $10K | <0.1% | |
| Standard & Poor's SPDR S&P 500 | — | — | — | $8K | <0.1% | |
| Schwab US Large Cap ETF | — | — | — | $8K | <0.1% | |
| Pimco Real Return | — | — | — | $8K | <0.1% | |
| Ark Innovation Ark Inovation ETF | — | — | — | $7K | <0.1% | |
| JP Morgan JP Morgan Equity Premium | — | — | — | $7K | <0.1% | |
| Cohen & Steers Cohen & Steers Real Estate Sec A | — | — | — | $6K | <0.1% | |
| Schwab Fdmtl Intl Lg Co | — | — | — | $5K | <0.1% | |
| Powershares QQQ Trust | — | — | — | $5K | <0.1% | |
| Schwab Us Dividend | — | — | — | $5K | <0.1% | |
| Neos S&P 500 High Income ETF | — | — | — | $5K | <0.1% | |
| Schwab Fundamental Globa | — | — | — | $5K | <0.1% | |
| American Century Governm | — | — | — | $5K | <0.1% | |
| Global X Global X NASDAQ 100 | — | — | — | $4K | <0.1% | |
| Schwab Us Large-Cap Gro | — | — | — | $4K | <0.1% | |
| T. Rowe Price T. Rowe Price Dividend G | — | — | — | $4K | <0.1% | |
| Schwab Us Mid-Cap Index | — | — | — | $4K | <0.1% | |
| Schwab Us Large-Cap Val | — | — | — | $3K | <0.1% | |
| Grayscale Ethereum Mini 315 iShares Core S&P Mid Cap | — | — | — | $3K | <0.1% | |
| Vanguard Explorer Fund | — | — | — | $3K | <0.1% | |
| Grayscale Bitcoin Mini 293 Grayscale Ethereum Com U | — | — | — | $3K | <0.1% | |
| Grayscale Bitcoin Investment TR | — | — | — | $3K | <0.1% | |
| Standard & Poor's SPDR S&P 500 Growth ETF | — | — | — | $1K | <0.1% | |
| Powershares High Yeild | — | — | — | $1K | <0.1% | |
| Yieldmax MSTR Option Income Strategy ETF 580 Yieldmax NVDA Option Income Strategy EFT | — | — | — | $1K | <0.1% | |
| iShares Core S&P Small | — | — | — | $1K | <0.1% | |
| Proshares Bitcoin | — | — | — | $1K | <0.1% | |
| Wells Fargo Wells Fargo Discovery A 781 Yieldmax AMZN Option Income Strategy ETF | — | — | — | $1K | <0.1% |
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