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Original filing (PDF)20251010141328NAL0004320931001
FIRST BOOK
Form 5500
FILING_RECEIVED
FIRST BOOK 401(K) PLAN
401(k) retirement plan
Active participants
84
Accounts w/ balance
159
Plan assets (EOY)
$9.1M
Net assets (EOY)
$9.1M
How this plan invests
This plan
45 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FIRST BOOK.
Plan sponsor
Name
FIRST BOOK
EIN
52-1779606
Address
1319 F STREET NW · SUITE 1000 · WASHINGTON, DC · 200041155
Phone
(202) 639-0113
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES, LLC | — | NEW YORK, NY | NONE | $21K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $18K | — |
Investments
45 direct securities· $9.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Adm Vanguard 0 | — | — | — | $1.5M | 16.7% | |
| American Funds Trgt Date Ret 2055 R6 American Funds 0 | — | — | — | $1.1M | 11.9% | |
| American Funds Trgt Date Ret 2050 R6 American Funds 0 | — | — | — | $1.0M | 11.3% | |
| American Funds Trgt Date Ret 2040 R6 American Funds 0 | — | — | — | $627K | 6.9% | |
| American Funds Trgt Date Ret 2045 R6 American Funds 0 | — | — | — | $626K | 6.9% | |
| American Funds Trgt Date Ret 2035 R6 American Funds 0 | — | — | — | $538K | 5.9% | |
| American Funds Trgt Date Ret 2025 R6 American Funds 0 | — | — | — | $444K | 4.9% | |
| American Funds Trgt Date Ret 2060 R6 American Funds 0 | — | — | — | $365K | 4.0% | |
| Vanguard Growth Index Adm Vanguard 0 | — | — | — | $356K | 3.9% | |
| Vanguard Developed Mkts Index Adm Vanguard 0 | — | — | — | $348K | 3.8% | |
| American Funds Trgt Date Ret 2030 R6 American Funds 0 | — | — | — | $300K | 3.3% | |
| American Funds Trgt Date Ret 2010 R6 American Funds 0 | — | — | — | $288K | 3.2% | |
| Vanguard Short-Term Treasury Adm Vanguard 0 | — | — | — | $205K | 2.3% | |
| MFS Technology R6 MFS 0 | — | — | — | $160K | 1.8% | |
| Principal SmallCap S&P 600 Index Instl Principal 0 | — | — | — | $149K | 1.6% | |
| Vanguard Mid-Cap Value Index Adm Vanguard 0 | — | — | — | $141K | 1.6% | |
| JHancock Bond R6 John Hancock 0 | — | — | — | $111K | 1.2% | |
| American Funds American Balanced R6 American Funds 0 | — | — | — | $94K | 1.0% | |
| Vanguard Value Index Adm Vanguard 0 | — | — | — | $77K | 0.8% | |
| JPMorgan Mid Cap Growth R6 JP Morgan 0 | — | — | — | $68K | 0.7% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $64K | 0.7% | |
| Franklin Utilities Fund R6 Franklin 0 | — | — | — | $56K | 0.6% | |
| Impax Intl Sustainable Economy Instl Impax 0 | — | — | — | $54K | 0.6% | |
| Impax Global Environmental Markets Instl Impax 0 | — | — | — | $39K | 0.4% | |
| Calvert US Large Cap Core Resp Ind R6 Calvert 0 | — | — | — | $33K | 0.4% | |
| American Eupac R6 American 0 | — | — | — | $33K | 0.4% | |
| American Funds Trgt Date Ret 2020 R6 American Funds 0 | — | — | — | $28K | 0.3% | |
| Calvert Global Water Fund Class I Calvert 0 | — | — | — | $25K | 0.3% | |
| Vanguard Long-Term Treasury Adm Vanguard 0 | — | — | — | $24K | 0.3% | |
| Invesco Gold & Special Minerals R6 Invesco 0 19 Vanguard S&P Small-Cap 600 Val Idx ETF Vanguard 0 | — | — | — | $23K | 0.3% | |
| Principal High Yield R6 Principal 0 | — | — | — | $22K | 0.2% | |
| Vanguard Energy Index Adm Vanguard 0 127 Vanguard Global ESG Select Stock Adm Vanguard 0 | — | — | — | $21K | 0.2% | |
| BlackRock Commod Strat Instl BlackRock 0 | — | — | — | $20K | 0.2% | |
| Calvert Short Duration Income I Calvert 0 | — | — | — | $14K | 0.2% | |
| PIMCO Income Instl PIMCO 0 | — | — | — | $14K | 0.2% | |
| Lord Abbett Short Duration Income R6 Lord Abbett 0 | — | — | — | $14K | 0.2% | |
| Harbor Small Cap Growth Ret Harbor 0 | — | — | — | $11K | 0.1% | |
| Calvert Small Cap Fund I Calvert 0 | — | — | — | $11K | 0.1% | |
| Janus Henderson Overseas N Janus Henderson 0 | — | — | — | $10K | 0.1% | |
| DFA Emerging Markets Portfolio Inst DFA 0 | — | — | — | $10K | 0.1% | |
| Vanguard Real Estate Index Adm Vanguard 0 | — | — | — | $10K | 0.1% | |
| JPMorgan Mid Cap Value R6 JP Morgan 0 | — | — | — | $9K | 0.1% | |
| Vanguard Inflation-Protected Sec Adm Vanguard 0 | — | — | — | $4K | <0.1% | |
| Calvert Balanced Fund I Calvert 0 | — | — | — | $3K | <0.1% | |
| PGIM Global Total Return R6 PGIM 0 | — | — | — | $2K | <0.1% |