Original filing (PDF)20251010081843NAL0007797537001

CARROLL HOSPITAL CENTER, INC.

Name: CARROLL HOSPITAL CENTER, INC. — CARROLL HOSPITAL CENTER RETIREMENT SAVINGS PLAN, Form 5500 (2024)
Creator: CARROLL HOSPITAL CENTER, INC.

Form 5500

FILING_RECEIVED

CARROLL HOSPITAL CENTER RETIREMENT SAVINGS PLAN

401(k) retirement plan

Signals · 2

1 failed disclosure6 service providers

Active participants

2,254

Accounts w/ balance

2,426

Plan assets (EOY)

$155.1M

Net assets (EOY)

$155.1M

How this plan invests

This plan

65 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Knocking points off

1 Schedule C provider failed to disclose compensation.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARROLL HOSPITAL CENTER, INC..

Plan sponsor

Name

CARROLL HOSPITAL CENTER, INC.

EIN

52-1452024

Address

10090 RED RUN BLVD · HR 1ST FLOOR · OWINGS MILLS, MD · 21117

Phone

(410) 469-5434

Industry

Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-10

Pension benefit codes

2L · 403(b)(1) annuity

2M · 403(b)(7) custodial accounts

2S · Automatic enrollment

2T · Default investment account (QDIA)

2J · 401(k) feature

2G · Total participant-directed accounts

2R · Participant-directed brokerage (SDBA)

2K · 401(m) arrangement

3H · Sponsor in controlled / affiliated group

2F · ERISA section 404(c)

Audit & trust (Schedule H)

Auditor

CLIFTONLARSONALLEN LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

6 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
TRANSAMERICA RETIREMENT SOLUTIONS	13-3689044	—	RECORD KEEPER	$94K	—
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$36K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
RAYMOND JAMES & ASSOCIATES	59-1237041	—	INVESTMENT ADVISOR	$27K	—

Broker

Name	EIN	Location	Relation	Direct comp	Indirect comp
NATIONAL FINANCIAL SERVICES	04-3523567	—	SECURITIES BROKER	—	—
CHARLES SCHWAB & CO., INC.	94-1737782	—	SECURITIES BROKER	—	—

Accountant / Auditor

Name	EIN	Location	Relation	Direct comp	Indirect comp
CLIFTON LARSON ALLEN LLP	41-0746749	—	ACCOUNTANT/AUDITOR	$12K	—

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

65 direct securities· $155.9M(100% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
Fidelity Contrafund K6	—	—	—	$17.9M	11.5%
Vanguard Institutional Index	—	—	—	$12.1M	7.8%
Standard Insurance Company Standard Stable Asset Fund II	—	—	—	$10.7M	6.9%
American Century American Century Equity Income R6	—	—	—	$9.6M	6.2%
T. Rowe Price T. Rowe Price Retirement 2025 I	—	—	—	$7.8M	5.0%
T. Rowe Price T. Rowe Price Retirement 2020 I	—	—	—	$7.7M	5.0%
American Century American Century Mid Cap Value R6	—	—	—	$6.7M	4.3%
T. Rowe Price T. Rowe Price Retirement 2035 I	—	—	—	$6.7M	4.3%
T. Rowe Price T. Rowe Price Retirement 2030 I	—	—	—	$6.7M	4.3%
T. Rowe Price T. Rowe Price Retirement 2040 I	—	—	—	$5.6M	3.6%
Vanguard Small Cap Index Institutional	—	—	—	$5.2M	3.4%
T. Rowe Price T. Rowe Price Retirement 2050 I	—	—	—	$4.5M	2.9%
Metropolitan West Metropolitan West Total Rturn Bd P	—	—	—	$4.3M	2.8%
AQR Large Cap Defensive Style R6	—	—	—	$4.3M	2.7%
T. Rowe Price T. Rowe Price Retirement 2045 I	—	—	—	$4.1M	2.7%
American Funds American Funds EuroPacific Growth R6	—	—	—	$4.0M	2.6%
Vanguard Intermediate Term Bond Index Inst	—	—	—	$3.5M	2.3%
American Funds American Funds Inflation Linked Bond R-6	—	—	—	$3.1M	2.0%
Vanguard Mid Cap Index Institutional	—	—	—	$2.9M	1.9%
Vanguard LifeStrategy Growth	—	—	—	$2.5M	1.6%
T. Rowe Price T. Rowe Price Retirement 2055 I	—	—	—	$2.5M	1.6%
Blackrock High Yield Bd K	—	—	—	$2.0M	1.3%
Vanguard Total International Stock Index Admiral	—	—	—	$1.8M	1.2%
MFS Mid Cap Growth R6	—	—	—	$1.7M	1.1%
Fuller & Thaler Fuller & Thaler Behavioral Small Cap Growth R6	—	—	—	$1.7M	1.1%
Goldman Sachs Goldman Sachs Emerging Markets Equity Fund Class R6	—	—	—	$1.7M	1.1%
T. Rowe Price T. Rowe Price Retirement 2060 I	—	—	—	$1.5M	0.9%
with various maturities -	—	—	—	$1.3M	0.8%
T. Rowe Price T. Rowe Price Retirement 2015 I	—	—	—	$1.3M	0.8%
Franklin Templeton Franklin Small Cap Value R6	—	—	—	$1.2M	0.8%
Thornburg Limited Term Income R6	—	—	—	$1.1M	0.7%
Cohen & Steers Cohen & Steers Institutional Realty Shares	—	—	—	$1.1M	0.7%
Goldman Sachs GQG Partners International Opportunities Fund Class R6	—	—	—	$975K	0.6%
Vanguard International Value	—	—	—	$968K	0.6%
Cash 867 Total Personal Choice Retirement Account	—	—	—	$895K	0.6%
Brown Capital Mgmt Brown Capital Mgmt International Small Co Instl	—	—	—	$822K	0.5%
Fidelity Advisor International Small Cap I	—	—	—	$818K	0.5%
Vanguard Federal Money Market Fund	—	—	—	$627K	0.4%
T. Rowe Price T. Rowe Price Retirement 2065 I	—	—	—	$518K	0.3%
John Hancock JHancock Small Cap Core R6	—	—	—	$514K	0.3%
Advisors Preferred Advisors Preferred Gold Bullion Strategy Investor	—	—	—	$299K	0.2%
Advisors Preferred Quantified Global Fund Investor 590 Advisors Preferred Advisors Preferred Quantified Managed Income Investor	—	—	—	$179K	0.1%
Vanguard LifeStrategy Moderate Growth	—	—	—	$103K	<0.1%
Vanguard LifeStrategy Conservative Growth	—	—	—	$63K	<0.1%
Advisors Preferred Quantified Eckhardt Managed Futures Strategy Investor	—	—	—	$58K	<0.1%
Advisors Preferred Quantified Common Ground Fund Investor	—	—	—	$53K	<0.1%
Fidelity Cash Reserves	—	—	—	$51K	<0.1%
Advisors Preferred Advisors Preferred Quantified Market Leaders Investor	—	—	—	$50K	<0.1%
Advisors Preferred Quantified Pattern Recognition Investor	—	—	—	$46K	<0.1%
PIMCO Commodities Plus Strategy Institutional	—	—	—	$44K	<0.1%
Advisors Preferred Quantified Tactical Sector Fund Investor	—	—	—	$25K	<0.1%
CBOE Vest S&P 500 Buffer Protect Strategy Investment	—	—	—	$25K	<0.1%
Advisors Preferred Advisors Preferred Quantified STF Investor	—	—	—	$22K	<0.1%
Amana Mutual Fund Trust Growth	—	—	—	$17K	<0.1%
JP Morgan JP Morgan Hedged Equity Class A	—	—	—	$13K	<0.1%
CBOE Vest S&P 500 Dividend Aristocrats Target Income I	—	—	—	$11K	<0.1%
Fidelity 500 Index Institutional Premium	—	—	—	$10K	<0.1%
Vanguard Long-Term Investment-Grade Fund Admiral Shares	—	—	—	$10K	<0.1%
Advisors Preferred Quantified Government Income Tactical Investor	—	—	—	$9K	<0.1%
Advisors Preferred Quantified Rising Dividend Tactical Investor	—	—	—	$7K	<0.1%
Fidelity Zero Large Cap Index Fund	—	—	—	$7K	<0.1%
Advisors Preferred Advisors Preferred Quantified Alternative Investment Investor	—	—	—	$5K	<0.1%
Fidelity Four-in-one Index	—	—	—	$5K	<0.1%
Advisors Preferred Quantified Tactical Fixed Income Investor	—	—	—	$2K	<0.1%
Fidelity Small Cap Index Institutional Premium	—	—	—	$2K	<0.1%