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Original filing (PDF)20251015072524NAL0005391248001
NASDAQ, INC.
Form 5500
FILING_RECEIVED
NASDAQ, INC. 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
2,388
Accounts w/ balance
3,920
Plan assets (EOY)
$984.3M
Net assets (EOY)
$984.3M
How this plan invests
This plan
24 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NASDAQ, INC..
Plan sponsor
Name
NASDAQ, INC.
EIN
52-1165937
Address
805 KING FARM BOULEVARD · ROCKVILLE, MD · 20850
Phone
(301) 978-8173
Industry
Finance & Insurancesee all
Plan administrator
Name
NASDAQ, INC. PENSION AND 401(K) COMMITTEE
EIN
52-1165937
City
ROCKVILLE, MD
Phone
(212) 401-8700
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VANGUARD ADVISERS INC. | 23-2811930 | — | NONE | $246K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $217K | — |
Investments
30 direct securities · 24 pooled funds· $1.5B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$789.1M
24 holdings
Uncategorized
$685.2M
29 holdings
Mutual Funds
$7.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE STREET S&P 500 IND SEC CL II STATE STREET GLOBAL ADVISORS · EIN 04-0025081 / PN 078 | Common Collective Trust | — | — | $176.8M | 18.0% | |
| Vanguard Tgt Retire 2035 Tr II | — | — | — | $94.4M | 9.6% | |
| VFTC TARGET RET 2035 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $94.4M | 9.6% | |
| Vanguard Tgt Retire 2040 Tr II | — | — | — | $81.9M | 8.3% | |
| VFTC TARGET RET 2040 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $81.9M | 8.3% | |
| JPMorgan Lg Cap Gr R6 | — | — | — | $71.6M | 7.3% | |
| Vanguard Tgt Retire 2045 Tr II | — | — | — | $62.1M | 6.3% | |
| VFTC TARGET RET 2045 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $62.1M | 6.3% | |
| Vanguard Tgt Retire 2050 Tr II | — | — | — | $54.9M | 5.6% | |
| VFTC TARGET RET 2050 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $54.9M | 5.6% | |
| Vanguard Tgt Retire 2030 Tr II | — | — | — | $48.1M | 4.9% | |
| VFTC TARGET RET 2030 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $48.1M | 4.9% | |
| SCHRODER INTERN'L ALPHA TRUST CL I SEI TRUST COMPANY · EIN 46-4679164 / PN 072 | Common Collective Trust | — | — | $42.6M | 4.3% | |
| Vanguard Tgt Retire 2025 Tr II | — | — | — | $40.3M | 4.1% | |
| VFTC TARGET RET 2025 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $40.3M | 4.1% | |
| Various * Vanguard Brokerage Option | — | — | — | $39.6M | 4.0% | |
| STATE STREET S&P MID IND SL CL XIV STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 459 | Common Collective Trust | — | — | $36.7M | 3.7% | |
| Vanguard Tgt Retire 2055 Tr II | — | — | — | $36.6M | 3.7% | |
| VFTC TARGET RET 2055 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $36.6M | 3.7% | |
| Vanguard Windsor II Fund Adm | — | — | — | $24.4M | 2.5% | |
| Vanguard Tgt Retire 2060 Tr II | — | — | — | $24.4M | 2.5% | |
| VFTC TARGET RET 2060 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $24.4M | 2.5% | |
| Vanguard Cash Res Fed MM Adm | — | — | — | $21.4M | 2.2% | |
| State Street SSGA Rus SmCp Idx Cl II | — | — | — | $18.0M | 1.8% | |
| SSGA RUSSELL SMALL CAP IND SL CL II STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 040 | Common Collective Trust | — | — | $18.0M | 1.8% | |
| PIONEER BOND FUND TRUST; CLASS MSG GREAT GRAY TRUST COMPANY · EIN 81-5420248 / PN 291 | Common Collective Trust | — | — | $16.6M | 1.7% | |
| VFTC RETIREMENT SAVINGS TRUST III VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 024 | Common Collective Trust | — | — | $14.8M | 1.5% | |
| State Street SSGA US InfProtBondIdx II | — | — | — | $13.8M | 1.4% | |
| SSGA INFLATION PROT BOND IDX CL II STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 037 | Common Collective Trust | — | — | $13.8M | 1.4% | |
| Invesco Nasdaq 100 R6 | — | — | — | $11.0M | 1.1% | |
| Vanguard Tgt Retire 2020 Tr II | — | — | — | $9.9M | 1.0% | |
| VFTC TARGET RET 2020 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $9.9M | 1.0% | |
| Cohen & Steers C&S Real Estate Sec Cl Z | Mutual Funds | — | — | $7.7M | 0.8% | |
| Vanguard Tgt Retire 2065 Tr II | — | — | — | $7.6M | 0.8% | |
| VFTC TARGET RET 2065 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $7.6M | 0.8% | |
| Vanguard Tgt Retire Inc Tr II | — | — | — | $5.8M | 0.6% | |
| VFTC TARGET RET INCOME TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $5.8M | 0.6% | |
| Parnassus Core Equity I | — | — | — | $5.4M | 0.5% | |
| Participant Loans 3.25% - 9.50% maturing at various dates through October 2035 | — | — | — | $3.5M | 0.4% | |
| T. Rowe Price T.RowePrice US HighYield I | — | — | — | $2.7M | 0.3% | |
| T. Rowe Price TRP Glob Multi-Sector Bd Fd In | — | — | — | $2.0M | 0.2% | |
| GENEVA SMALL CAP GROWTH COLLECTIVE WILMINGTON TRUST INVESTMENT MANAGEMENT · EIN 38-4116861 / PN 518 | Common Collective Trust | — | — | $1.8M | 0.2% | |
| Undisclosed Undisc Manag Behav Vl R6 | — | — | — | $1.7M | 0.2% | |
| PIMCO STABLE INCOME FUND; CLASS 1 SEI TRUST COMPANY · EIN 45-4313627 / PN 001 | Common Collective Trust | — | — | $1.2M | 0.1% | |
| GQG Partners GQGPartEmerMrkEqFdR6Shrs | — | — | — | $1.0M | 0.1% | |
| T. Rowe Price TRP Intl Disc I Cl | — | — | — | $912K | <0.1% | |
| Nuveen Core Impact Bnd Fd R6 | — | — | — | $840K | <0.1% | |
| Vanguard Tgt Retire 2070 Tr II | — | — | — | $675K | <0.1% | |
| VFTC TARGET RET 2070 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7039453 / PN 001 | Common Collective Trust | — | — | $675K | <0.1% | |
| Thornburg ThornburgBetterWorldInt I | — | — | — | $653K | <0.1% | |
| Vanguard Tgt Ret Inc Gr Tr II | — | — | — | $269K | <0.1% | |
| VFTC TARGET RET INC & GROWTH TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-6420194 / PN 001 | Common Collective Trust | — | — | $269K | <0.1% | |
| PIONEER BOND FUND TRUST; CLASS R1 WILMINGTON TRUST, N.A. · EIN 81-5420248 / PN 291 | Common Collective Trust | — | — | $0 | <0.1% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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