Jennifer Evanicky signed Rothwell, FIGG, Ernst & Manbeck, P.C.'s 2023 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Rothwell, FIGG, Ernst & Manbeck, P.C.'s EIN is 52-1101097.
Download the official 2023 Form 5500 (PDF) for Rothwell, FIGG, Ernst & Manbeck, P.C. from the U.S. Department of Labor's EFAST2 system.
Download the official 2023 Form 5500 (PDF)Rothwell, FIGG, Ernst & Manbeck, P.C.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE AND ANNUI | 71-0294708 | — | SERVICE PROVIDER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DEFINITI, LLC | — | ERIA, PA | THIRD PARTY ADMINISTRATO | $2K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR | 36-3297908 | — | SERVICE PROVIDER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE FIDUCIARY STUDIO | — | ERIA, PA | SERVICE PROVIDER | $4K | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT(S) VOYA LIFE INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $60.4M | 95.0% | |
| [Assets held in pooled separate account] | Other | — | — | $11.8M | 18.5% | |
| Voya American Funds Growth Fnd R6 # | Mutual Funds | — | — | $10.8M | 17.0% | |
| Voya Vangrd 500 Index Fund Adm # | Common Collective Trusts | — | — | $5.7M | 8.9% | |
| Voya American Funds Wash Mutual R6 # | Mutual Funds | — | — | $5.1M | 8.0% | |
| Voya American Funds Am Balanced R6 # | Mutual Funds | — | — | $3.8M | 6.0% | |
| Self Directed Brokerage Accounts # | Self-Directed Brokerage | — | — | $3.6M | 5.7% | |
| Voya Vangrd Trgt Retire 2050 Fd # | Other securities | — | — | $3.2M | 5.1% | |
| Voya Pioneer Bond Fund K # | Other securities | — | — | $2.8M | 4.4% | |
| Voya Vangrd Trgt Retire 2040 Fd # | Other securities | — | — | $2.7M | 4.2% | |
| Investment at Contract Value * Voya Fixed Account # | Other securities | — | — | $2.3M | 3.6% | |
| Voya JPMorgan Equity Income Fund R6 # | Other securities | — | — | $1.6M | 2.6% | |
| Voya Vangrd Trgt Retire Inc Fd # | Common Stocks | — | — | $1.5M | 2.3% | |
| Voya Vangrd Small-Cap Index Fnd Adm # | Other securities | — | — | $1.2M | 1.9% | |
| Voya American Funds New World R6 # | Mutual Funds | — | — | $991K | 1.6% | |
| Voya Vangrd Trgt Retire 2045 Fd # | Other securities | — | — | $720K | 1.1% | |
| Voya Vangrd Mid-Cap Index Fund Adm # | Common Collective Trusts | — | — | $624K | 1.0% | |
| Voya Vangrd Trgt Retire 2055 Fd # | Other securities | — | — | $598K | 0.9% | |
| Voya Vangrd Trgt Retire 2035 Fd # | Other securities | — | — | $510K | 0.8% | |
| Voya Vangrd Trgt Retire 2030 Fd # | Other securities | — | — | $505K | 0.8% | |
| Voya DFA Real Estate Secs Port Ins # | Mutual Funds | — | — | $502K | 0.8% | |
| Voya Vangrd Trgt Retire 2060 Fd # | Other securities | — | — | $496K | 0.8% | |
| Voya Vangrd Trgt Retire 2020 Fd # | Other securities | — | — | $394K | 0.6% | |
| Voya DFA Infl-Prot Sec Port Ins # | Mutual Funds | — | — | $378K | 0.6% | |
| Voya American Funds EuroPacific R6 # | Mutual Funds | — | — | $291K | 0.5% | |
| Voya JPMorgan LgCp Grw Fnd R6 # | Other securities | — | — | $235K | 0.4% | |
| Voya JPMorgan US Equity Fund R6 # | Other securities | — | — | $229K | 0.4% | |
| Voya Vangrd Trgt Retire 2025 Fd # | Other securities | — | — | $218K | 0.3% | |
| Voya Columbia High Yield Bond Fd I3 # | Other securities | — | — | $175K | 0.3% | |
| Voya DFA Intl Core Equity Port Ins # | Mutual Funds | — | — | $169K | 0.3% | |
| Voya AmCen Mid Cap Value Fund R6 # | Other securities | — | — | $112K | 0.2% | |
| Voya DFA US Targeted Vl Port Ins # | Mutual Funds | — | — | $111K | 0.2% | |
| Participants Participant Loans Rates from 5.25% to 10.50%, due at various dates through August 2029 | Bonds / Notes | — | — | $80K | 0.1% | |
| Voya Vangrd Balanced Index Fnd Adm # | Other securities | — | — | $69K | 0.1% | |
| Voya Amer Bcn Stphns Mid-Cap Gr R5 # | Other securities | — | — | $51K | <0.1% | |
| Voya PIMCO Intl Bd Fnd Unhdg Ins # | Mutual Funds | — | — | $38K | <0.1% | |
| Voya Loomis Sayles Bond Fund N # | Other securities | — | — | $37K | <0.1% | |
| Voya DFA Commodity Strategy Prt Ins # | Mutual Funds | — | — | $19K | <0.1% | |
| Voya Gv Mny Mkt F A (Hld Acct) # | Other securities | — | — | $4K | <0.1% | |
| Voya Vangrd Trgt Retire 2065 Fd # | Other securities | — | — | $3K | <0.1% |
