Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASSET STRATEGY CONSULTANTS | — | HUNT VALLEY, MD | NONE | $46K | — |
| TRANSITION FINANCE STRATEGIES, LLC | 13-4238973 | CHARLOTTESVILLE, VA | NONE | $33K | — |
| GORDON FEINBLATT, LLC | — | BALTIMORE, MD | NONE | $0 | — |
| RSM US LLP | — | BALTIMORE, MD | NONE | $0 | — |
| ELLIN & TUCKER, CHARTERED | 52-0959934 | BALTIMORE, MD | NONE | $0 | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Date, Collateral, Par, and Maturity Value * Harkins Builders, Inc. Common Stock, 1,634,608 Shares | — | — | $1.6M | $71.0M | 57.6% | |
| Schwab S&P 500 Index Mutual Fund | — | — | $5.1M | $13.6M | 11.0% | |
| United States Treasury U.S. Treasury Bonds | — | — | $6.0M | $6.0M | 4.9% | |
| Principal Mid Cap Institutional Class Mutual Fund | — | — | $2.5M | $4.2M |
| 3.4% |
| iShares Core S&P ETF Small Cap Mutual Fund | — | — | $2.4M | $3.4M | 2.7% |
| Driehaus Small Cap Growth Mutual Fund | — | — | $3.1M | $3.3M | 2.7% |
| Lord Abbett Short Duration Income Fund Mutual Fund | — | — | $3.4M | $3.2M | 2.6% |
| Dodge & Cox Income I Mutual Fund | — | — | $3.2M | $3.1M | 2.5% |
| ClearBridge International Growth Mutual Fund | — | — | $1.5M | $2.0M | 1.6% |
| Dodge & Cox International Mutual Fund | — | — | $1.6M | $1.9M | 1.5% |
| Fidelity Emerging Markets Fund Mutual Fund | — | — | $1.4M | $1.6M | 1.3% |
| Brown Capital Management International Mutual Fund | — | — | $1.3M | $1.4M | 1.1% |
| Wasatch Emerging Markets Fund Mutual Fund | — | — | $1.2M | $1.2M | 1.0% |
| Vanguard REIT Index Mutual Fund | — | — | $930K | $963K | 0.8% |
| MFS Global Real Estate Mutual Fund | — | — | $493K | $433K | 0.4% |
| Schwab Money Market Money Market Fund | — | — | $232K | $232K | 0.2% |
