Back to filter
Original filing (PDF)20260204092242NAL0003942736003
KATCEF BROTHERS, INC.
Form 5500
FILING_RECEIVED
KATCEF BROTHERS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 2.6 mo~75 bps in Sched C fees
Active participants
123
Accounts w/ balance
132
Plan assets (EOY)
$13.9M
Net assets (EOY)
$13.9M
How this plan invests
This plan
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
90
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 2.6 months past the 10.5-month grace window.
- 75 bps in Schedule C fees — 160% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KATCEF BROTHERS, INC..
Plan sponsor
Name
KATCEF BROTHERS, INC.
EIN
52-0859333
Address
2404 A AND EAGLE BLVD. · ANNAPOLIS, MD · 214017053
Phone
(410) 224-2391
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WEAVER AND TIDWELL, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP INC. | 27-2037969 | — | RECORDKEEPER | $65K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KINGFISHER CAPITAL, LLC | — | CHARLOTTE, NC | ADVISOR | $40K | — |
Investments
38 direct securities· $13.9M(100% of reported assets)
Uncategorized
$12.6M
36 holdings
Corporate Bonds
$661K
1 holding
Registered Investment Companies
$613K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Matrix Self-Direct Invest Fund 1 Self-directed account Stocks - | — | — | — | $1.8M | 12.9% | |
| Vanguard Target Retirement 2030 Fund Mutual fund - | — | — | — | $1.3M | 9.5% | |
| Boston Partners All-Cap Value Instl Mutual fund - | — | — | — | $967K | 6.9% | |
| American Funds Mod Growth and Inc R6 Mutual fund - | — | — | — | $887K | 6.4% | |
| Kingfisher Growth Mutual fund - | — | — | — | $829K | 5.9% | |
| Corporate bonds - | Corporate Bonds | — | — | $661K | 4.7% | |
| Registered investment company - | Registered Investment Companies | — | — | $613K | 4.4% | |
| Kingfisher Balanced Mutual fund - | — | — | — | $609K | 4.4% | |
| Vanguard Target Retirement 2040 Fund Mutual fund - | — | — | — | $602K | 4.3% | |
| Vanguard Target Retirement 2020 Fund Mutual fund - | — | — | — | $596K | 4.3% | |
| Vanguard Growth Index Adm Mutual fund - | — | — | — | $572K | 4.1% | |
| First Eagle Overseas I Mutual fund - | — | — | — | $533K | 3.8% | |
| U.S. Treasury Bonds and Notes - | — | — | — | $516K | 3.7% | |
| Vanguard Target Retirement 2050 Fund Mutual fund - | — | — | — | $459K | 3.3% | |
| iShares Core S&P Small-Cap ETF Registered investment company - | — | — | — | $383K | 2.7% | |
| Invesco QQQ Trust Registered investment company - | — | — | — | $376K | 2.7% | |
| iShares S&P Mid-Cap 400 Value ETF Registered investment company - | — | — | — | $323K | 2.3% | |
| PIMCO High Yield Instl Mutual fund - | — | — | — | $305K | 2.2% | |
| PIMCO Investment Grade Credit Bd Instl Mutual fund - | — | — | — | $270K | 1.9% | |
| iShare Core MSCI Emerging Markets Index Registered investment company - 83 iShares Core S&P 500 ETF Registered investment company - | — | — | — | $206K | 1.5% | |
| Varying maturity dates and interest rates ranging from * Notes receivables from participants 4.25% to 9.50% - | — | — | — | $167K | 1.2% | |
| DoubleLine Total Return Bond I Mutual fund - | — | — | — | $165K | 1.2% | |
| American Funds EuroPacific Gr R6 Mutual fund - | — | — | — | $147K | 1.1% | |
| TD Bank Institutional Money Market Interest bearing cash - | — | — | — | $137K | 1.0% | |
| JPMorgan BetaBuilders MSCI U.S. REIT ETF Registered investment company - | — | — | — | $109K | 0.8% | |
| iShares Core S&P Mid-Cap ETF Registered investment company - | — | — | — | $58K | 0.4% | |
| Schwab Short-Term U.S. Treasury ETF Registered investment company - | — | — | — | $53K | 0.4% | |
| Vanguard Target Retirement Income Fund Mutual fund - | — | — | — | $42K | 0.3% | |
| Vanguard Inflation-Protected Sec Adm Mutual fund - | — | — | — | $39K | 0.3% | |
| Invesco Developing Markets Y Mutual fund - | — | — | — | $33K | 0.2% | |
| Templeton Global Bond Adv Mutual fund - | — | — | — | $32K | 0.2% | |
| Money Market Sweep (TD Bank USAMMDA) Interest bearing cash - | — | — | — | $31K | 0.2% | |
| Schwab PCRA Self Directed Brokerage Self-directed account - | — | — | — | $28K | 0.2% | |
| Vanguard Total World Stock Index ETF Registered investment company - | — | — | — | $12K | <0.1% | |
| iShares Gold Trust ETF Registered investment company - | — | — | — | $10K | <0.1% | |
| JPMorgan Small Cap Growth R6 Mutual fund - | — | — | — | $10K | <0.1% | |
| Goldman Sachs U.S. Eqty Div & Prem Instl Mutual fund - | — | — | — | $9K | <0.1% | |
| Morgan Stanley Institutional Gr Port I Mutual fund - | — | — | — | $3K | <0.1% |
Related plans
Other plans using NEWPORT GROUP INC.
HONEYWELL INTERNATIONAL INC EMPLOYEE SERVICES FINANCE MGMNT
HONEYWELL INTERNATIONAL INC. MASTER RETIREMENT TRUST
$17.9B
DANAHER CORPORATION
DANAHER CORPORATION & SUBSIDIARIES SAVINGS PLAN
$6.5B · 23,252 participants
WINCO HOLDINGS, INC.
WINCO EMPLOYEE STOCK OWNERSHIP PLAN
$5.0B · 17,907 participants
BMO FINANCIAL CORP.
BMO 401(K) SAVINGS PLAN
$5.0B · 19,696 participants
COGNIZANT TECHNOLOGY SOLUTIONS
COGNIZANT TECHNOLOGY SOLUTIONS 401(K) SAVINGS PLAN
$3.0B · 38,923 participants
ARAMARK RETIREMENT SAVINGS PLAN FOR SALARIED EMPLOYEES
ARAMARK RETIREMENT SAVINGS PLAN FOR SALARIED EMPLOYEES
$1.3B · 20,665 participants
Similar-size Wholesale Trade plans
BAYSIDE DISTRIBUTING, LLC
BAYSIDE DISTRIBUTING, LLC 401(K) PROFIT SHARING PLAN
$14.0M · 70 participants
THE YAHNIS COMPANY
THE YAHNIS COMPANY 401(K) PLAN
$13.8M · 178 participants
CKL CORPORATION
IMPERIAL BEVERAGE COMPANY 401(K) SALARY REDUCTION
$13.8M · 303 participants
NEVADA BEVERAGE COMPANY
NEVADA BEVERAGE COMPANY 401(K) PROFIT SHARING PLAN AND TRUST
$13.7M · 300 participants
DAKOTA SALES COMPANY, INC.
DAKOTA SALES COMPANY, INC. PROFIT SHARING 401(K) TRUST
$14.1M · 26 participants
OHIO EAGLE DISTRIBUTING, LLC
OHIO EAGLE DISTRIBUTING, LLC 401(K) PLAN #1
$14.2M · 124 participants
Large plans in Maryland
LOCKHEED MARTIN CORPORATION
LMC DEFINED CONTRIBUTION MASTER TRUST
$56.1B
LOCKHEED MARTIN CORPORATION
LOCKHEED MARTIN CORPORATION SALARIED SAVINGS PLAN
$51.4B · 94,445 participants
T. ROWE PRICE TRUST COMPANY
T. ROWE PRICE INSTITUTIONAL COMMON TRUST FUND, T. ROWE PRICE GROWTH STOCK TRUST
$36.0B
T. ROWE PRICE TRUST COMPANY
T.ROWE PRICE STRATEGIC COMMON TRUST FUND, T.ROWE PRICE RETIREMENT 2040 TRUST
$35.2B
T. ROWE PRICE TRUST COMPANY
T.ROWE PRICE STRATEGIC COMMON TRUST FUND, T.ROWE PRICE RETIREMENT 2030 TRUST
$35.0B
T. ROWE PRICE TRUST COMPANY
T.ROWE PRICE STRATEGIC COMMON TRUST FUND, T.ROWE PRICE U.S. VALUE EQUITY TRUST
$32.2B