Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $19K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | — | NASHVILLE, TN | INVESTMENT ADVISOR | $24K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund | — | — | — | $2.8M | 15.5% | |
| Empower General Investment Account | — | — | — | $1.9M | 10.4% | |
| T. Rowe Price T. Rowe Price Blue Chip Growth Fund | — | — | — | $1.9M | 10.4% | |
| Vanguard Equity-Income Fund | — | — | — | $1.7M | 9.7% |
| Indirect comp |
|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
| Prudential Total Return Bond Fund | — | — | — | $1.3M | 7.1% |
| Vanguard Mid Cap Index Fund | — | — | — | $1.1M | 6.4% |
| Vanguard Small Cap Index Fund | — | — | — | $1.1M | 6.1% |
| Vanguard Selected Value Fund | — | — | — | $787K | 4.4% |
| DFA US Small Cap Value Fund | — | — | — | $777K | 4.4% |
| Franklin/Templeton Vanguard Total Bond Market Index Fund | — | — | — | $709K | 4.0% |
| Prudential Jennsen Mid Cap Growth Fund | — | — | — | $697K | 3.9% |
| Vanguard Total International Stock Index Fund | — | — | — | $682K | 3.8% |
| Invesco Oppenheimer Developing Markets Fund | — | — | — | $618K | 3.5% |
| Vanguard Franklin Small Cap Growth Fund | — | — | — | $586K | 3.3% |
| Principal Investors Principal Real Estate Securities Fund | — | — | — | $443K | 2.5% |
| American Funds American Funds EuroPacific Growth Fund | — | — | — | $345K | 1.9% |
| MFS Investment Mgmt MFS International Value Fund | — | — | — | $326K | 1.8% |
| Participants 5.25% – 10.50%; maturing through 2031 | — | — | — | $165K | 0.9% |
| Designates party-in-interest. ** All investments are participant directed; therefore, cost information has not been presented. *** Net of $8,370 in deemed loan distributions. | — | — | — | $8K | <0.1% |
| Empower US Government Money Market Fund | — | — | — | $8K | <0.1% |
