Back to filter
Original filing (PDF)20251009131528NAL0007046449001
BOARD OF TRUSTEES IRON WORKERS LOCALS 40, 361 & 417 PENSION FUND
Form 5500
FILING_RECEIVED
IRON WORKERS LOCALS 40, 361 & 417 PENSION FUND
Defined-benefit pension plan
Signals · 3
64% in single holdingNo recordkeeper disclosed17 service providers
Active participants
1,826
Accounts w/ balance
—
Plan assets (EOY)
$728.8M
Net assets (EOY)
$705.6M
How this plan invests
This plan
3 pooled trusts
Schedule D
3 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: BNYM MELLON DB NSL INTERNATIONAL STOCK INDEX FUND OF THE BANK OF NEW YORK MELLON (extraction pending)]" is 64% of plan.
- 39 bps in Schedule C fees — 555% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES IRON WORKERS LOCALS 40, 361 & 417 PENSION FUND.
Plan sponsor
Name
BOARD OF TRUSTEES IRON WORKERS LOCALS 40, 361 & 417 PENSION FUND
EIN
51-6102576
Address
451 PARK AVENUE SOUTH · NEW YORK, NY · 100167390
Phone
(212) 684-1586
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
1A · Pay-related DB formula
Audit & trust (Schedule H)
Auditor
SCHULTHEIS & PANETTIERI, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
17 rowsAccountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHULTHEIS & PANETTIERI LLP | 13-1577780 | — | AUDITOR | $68K | — |
Legal counsel
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COLLERAN O' HARA MILLS | 11-2940050 | — | ATTORNEY | $71K | — |
| STEVEN N. DAVI, PLLC | 82-4935807 | — | ATTORNEY | $71K | — |
Other
14| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LORD ABBETT & CO LLC | 13-5620131 | — | NONE | $689K | — |
| MORGAN STANLEY SMITH BARNEY LLC | 26-4310632 | — | NONE | $525K | — |
| EAGLE CAPITAL MANAGEMENT LLC | 22-3361201 | — | NONE | $332K | — |
| INTERCONTINENTAL REAL ESTATE CORP | 04-2895544 | — | NONE | $272K | — |
| MANNING & NAPIER ADVISORS LLC | 45-3240790 | — | NONE | $162K | — |
| DOLAN MCENIRY CAPITAL MANAGMENT LLC | 36-4169967 | — | NONE | $148K | — |
| WCM FOCUSED INT'L GROWTH FUND LP | 20-8941519 | — | NONE | $148K | — |
| RBC GLOBAL ASSET MANAGEMENT | 41-1460668 | — | NONE | $122K | — |
| BNY MELLON | 25-6078093 | — | NONE | $101K | — |
| THE SEGAL CO. (EASTERN STATES) INC. | 13-1835864 | — | NONE | $75K | — |
| ATALANTA SOSNOFF CAPITAL LLC | 20-0461050 | — | NONE | $52K | — |
| BROAD CORE INVESTMENTS | 38-3846751 | — | NONE | $19K | — |
| GRASSI & CO CPA'S | 11-3266576 | — | NONE | $9K | — |
| UNION LABOR LIFE INSURANCE COMPANY | 13-1423090 | — | NONE | $0 | — |
Investments
3 pooled funds· $53.4M(7% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$46.8M
2 holdings
Pooled Separate Account
$6.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BNYM MELLON DB NSL INTL STOCK INDEX THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 213 | Common Collective Trust | — | — | $34.1M | 4.7% | |
| EB TEMPORARY INVESTMENT THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 023 | Common Collective Trust | — | — | $12.7M | 1.7% | |
| ULLICO SEPARATE ACCOUNT J THE UNION LABOR LIFE INSURANCE COMPANY · EIN 13-1423090 / PN 203 | Pooled Separate Account | — | — | $6.6M | 0.9% |