How big is Oceana, Inc.'s plan?

Oceana, Inc.'s plan reported $39.2M in assets and 133 participants for 2024.

Original filing (PDF)20250916073827NAL0002746880001

Oceana, Inc.

Name: Oceana, Inc. — Oceana, Inc. Retirement Plan, Form 5500 (2024)
Creator: Oceana, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Oceana, Inc. Retirement Plan

403(b) retirement plan · Oceana, Inc.'s Oceana, Inc. Retirement Plan held $39.2M in plan assets for 133 participants in 2024, with Principal as recordkeeper.

Signals · 3

Late participant contributionsNon-clean audit opinionHigh average account balance

Active participants

133

Accounts w/ balance

235

Plan assets (EOY)

$39.2M

Net assets (EOY)

$39.2M

People on this filing

Christopher Sharkey signed Oceana, Inc.'s 2024 Form 5500 as plan administrator.

Christopher Sharkey — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Oceana, Inc.'s EIN is 51-0401308.

EIN 51-0401308

Plan number 001

Plan year 2024

ACK ID 20250916073827NAL0002746880001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Oceana, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Oceana, Inc.'s plan includes a 403(b) annuity, 403(b) custodial accounts.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for OCEANA, INC..

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How this plan invests

This plan

1 pooled trust

Schedule D

53 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 0K (0% of contributions).
Auditor issued a qualified / adverse / disclaimer opinion.

Helping the score

High average account balance (92nd percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (91st percentile).

Plan sponsor

Name

OCEANA, INC.

EIN

all filings

Address

1025 CONNECTICUT AVENUE, NW · STE 200 · WASHINGTON, DC · 20036

Phone

(202) 833-3900

Industry

Other Services (ex. Public Admin)

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-16

Pension benefit codes

2G · Total participant-directed accounts

2L · 403(b)(1) annuity

2M · 403(b)(7) custodial accounts

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

APRIO LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
PRINCIPAL LIFE INSURANCE COMPANY	42-0127290	—	CONTRACT ADMINISTRATOR	$101K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
CREATIVE PLANNING, INC.	43-1270780	—	INVESTMENT ADVISORY	—	—

Investments

53 direct securities · 1 pooled fund· $39.1M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$22.6M

23 holdings

Common Collective Trusts

$8.5M

12 holdings

Mutual Funds

$6.2M

14 holdings

Stable Value

$974K

1 holding

U.S. Treasuries

$590K

1 holding

Bonds / Notes

$154K

1 holding

Pooled Separate Account

$106K

Fund families in this plan

Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.

Principal$20.4M Fidelity$8.0M TIAA / Nuveen$3.9M American Funds (Capital Group)$2.2M Eaton Vance / Calvert$771K Prudential / PGIM$296K Janus Henderson$245K Schwab$162K State Street / SPDR

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Researching more plans? Run a Form 5500 lookup by company name, EIN, or plan name.

Name	EIN	Location	Relation	Direct comp	Indirect comp
APRIO LLP	57-1157523	—	PLAN ACCOUNTANT	—	—

Name	EIN	Location	Relation	Direct comp	Indirect comp
CREATIVE PLANNING LLC	84-4519624	—	INDIVIDUAL ADVICE PARTS	—	—

					% of plan
Principal LifeTime Hybrid 2045 Fund Mutual Fund NR	Other securities	—	—	$5.3M	13.6%
Fidelity 500 Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$4.8M	12.3%
Principal LifeTime Hybrid 2040 Fund Mutual Fund NR	Other securities	—	—	$2.9M	7.4%
Principal LifeTime Hybrid 2050 Fund Mutual Fund NR	Other securities	—	—	$2.7M	6.8%
Principal LifeTime Hybrid 2025 Fund Mutual Fund NR	Other securities	—	—	$2.2M	5.7%
Principal LifeTime Hybrid 2035 Fund Mutual Fund NR	Other securities	—	—	$1.7M	4.3%
Principal LifeTime Hybrid 2015 Fund Mutual Fund NR	Other securities	—	—	$1.6M	4.2%
CREF Growth R1 Variable Annuity NR	Mutual Funds	—	—	$1.4M	3.5%
Principal LifeTime Hybrid 2055 Fund Mutual Fund NR	Other securities	—	—	$1.2M	3.0%
Fidelity MidCap Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$1.1M	2.8%
American Funds Growth Fund R6 Mutual Fund NR	Mutual Funds	—	—	$980K	2.5%
Principal Fixed Income Guaranteed Option (at contract * value) Guaranteed Investment Contract NR	Stable Value	—	—	$974K	2.5%
CREF Stock R1 Variable Annuity NR	Mutual Funds	—	—	$911K	2.3%
Fidelity SmallCap Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$890K	2.3%
American Funds New Perspective Fund R6 Mutual Fund NR	Mutual Funds	—	—	$827K	2.1%
Principal LifeTime Hybrid 2020 Fund Mutual Fund NR	Other securities	—	—	$818K	2.1%
Parnassus Value Equity Inv Fund Mutual Fund NR	Other securities	—	—	$704K	1.8%
Fidelity Total International Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$695K	1.8%
Parnassus Core Equity I Fund Mutual Fund NR	Other securities	—	—	$685K	1.7%
Calvert Bond Fund I Mutual Fund NR	U.S. Treasuries	—	—	$590K	1.5%
Principal LifeTime Hybrid 2030 Fund Mutual Fund NR	Other securities	—	—	$518K	1.3%
CREF Global Equities R1 Variable Annuity NR	Mutual Funds	—	—	$499K	1.3%
TIAA Traditional Non Benefit Responsive Insurance Annuity Account NR	Mutual Funds	—	—	$483K	1.2%
Fidelity US Bond Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$470K	1.2%
Victory Sycamore Established Value Fund Mutual Fund NR	Other securities	—	—	$420K	1.1%
American Funds American Mutual Fund R6 Mutual Fund NR	Mutual Funds	—	—	$360K	0.9%
Trillium P21 Global Equity R Fund Mutual Fund NR	Other securities	—	—	$347K	0.9%
Principal LifeTime Hybrid 2060 Fund Mutual Fund NR	Other securities	—	—	$325K	0.8%
PGIM Total Return Bond Fund Mutual Fund NR	Other securities	—	—	$296K	0.8%
Brown Advisory Sustainable Growth Inv Fund Mutual Fund NR	Other securities	—	—	$274K	0.7%
Janus Henderson Multi-Sector Income Fund Mutual Fund NR	Mutual Funds	—	—	$245K	0.6%
CREF Social Choice R1 Variable Annuity NR	Mutual Funds	—	—	$194K	0.5%
Eaton Vance Atlanta Capital SMID-Cap Fund R6 Mutual Fund NR	Other securities	—	—	$181K	0.5%
CREF Equity Index R1 Variable Annuity NR	Common Collective Trusts	—	—	$178K	0.5%
Participant loans Bearing interest at 4.25%-9.50% -	Bonds / Notes	—	—	$154K	0.4%
TIAA Traditional Benefit Responsive (at contract value) Insurance Annuity Account NR	Mutual Funds	—	—	$127K	0.3%
SmallCap Growth Fund Mutual Fund NR	Other securities	—	—	$125K	0.3%
MFS International Diversification R6 Mutual Fund NR	Mutual Funds	—	—	$121K	0.3%
Charles Schwab S&P 500 Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$120K	0.3%
Northern Global Sustainability Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$113K	0.3%
TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004	Pooled Separate Account	—	—	$106K	0.3%
Principal LifeTime Hybrid 2070 Fund Mutual Fund NR	Other securities	—	—	$105K	0.3%
SmallCap Value Fund R6 Mutual Fund NR	Other securities	—	—	$87K	0.2%
CREF Core Bond R1 Variable Annuity NR	Mutual Funds	—	—	$54K	0.1%
Fidelity International Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$39K	0.1%
State Street Aggregate Bond Index K Mutual Fund NR	Other securities	—	—	$30K	<0.1%
Charles Schwab Mid Cap Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$22K	<0.1%
Fidelity Emerging Markets Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$22K	<0.1%
Principal Government Money Market R6 Mutual Fund NR	Cash / Money Market	—	—	$20K	<0.1%
Charles Schwab Small Cap Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$19K	<0.1%

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