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Original filing (PDF)20251015112539NAL0002322675002
FOUNDATION SOURCE PHILANTHROPIC SERVICES, INC.
Form 5500
FILING_RECEIVED
FOUNDATION SOURCE 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
215
Accounts w/ balance
197
Plan assets (EOY)
$15.9M
Net assets (EOY)
$15.9M
How this plan invests
This plan
21 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 42 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FOUNDATION SOURCE PHILANTHROPIC SERVICES, INC..
Plan sponsor
Name
FOUNDATION SOURCE PHILANTHROPIC SERVICES, INC.
EIN
51-0398347
Address
55 WALLS DR, 3RD FLOOR · FAIRFIELD, CT · 06824
Phone
(203) 319-3706
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROCYON PARTNERS, LLC | — | — | NONE | $36K | — |
| EMPOWER ANNUITY INSURANCE CO. | — | — | NONE | $30K | — |
| RPCG, LLC | — | — | NONE | $900 | — |
Investments
27 direct securities · 21 pooled funds· $27.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$15.9M
27 holdings
Pooled Separate Account
$11.6M
20 holdings
Common Collective Trust
$268K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Annuity Insurance Company of America | — | — | — | $3.2M | 19.9% | |
| DAY ONE 2045 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 684 | Pooled Separate Account | — | — | $3.2M | 19.9% | |
| Empower Annuity Insurance Company of America | — | — | — | $2.9M | 18.2% | |
| DAY ONE 2030 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 681 | Pooled Separate Account | — | — | $2.9M | 18.2% | |
| Empower Annuity Insurance Company of America | — | — | — | $2.4M | 14.8% | |
| DAY ONE 2035 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 682 | Pooled Separate Account | — | — | $2.4M | 14.8% | |
| Fidelity Investments | — | — | — | $1.8M | 11.3% | |
| Empower Annuity Insurance Company of America | — | — | — | $1.2M | 7.8% | |
| DAY ONE 2050 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 685 | Pooled Separate Account | — | — | $1.2M | 7.8% | |
| Empower Annuity Insurance Company of America | — | — | — | $595K | 3.7% | |
| DAY ONE 2040 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 683 | Pooled Separate Account | — | — | $595K | 3.7% | |
| Empower Annuity Insurance Company of America | — | — | — | $420K | 2.6% | |
| DAY ONE 2060 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 803 | Pooled Separate Account | — | — | $420K | 2.6% | |
| Empower Annuity Insurance Company of America | — | — | — | $415K | 2.6% | |
| DAY ONE 2025 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 680 | Pooled Separate Account | — | — | $415K | 2.6% | |
| Pacific Investment Mgmt. Co. | — | — | — | $349K | 2.2% | |
| Fidelity Investments | — | — | — | $334K | 2.1% | |
| Empower Annuity Insurance Company of America | — | — | — | $277K | 1.7% | |
| DAY ONE 2020 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 679 | Pooled Separate Account | — | — | $277K | 1.7% | |
| Empower Annuity Insurance Company of America | — | — | — | $274K | 1.7% | |
| DAY ONE 2055 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 686 | Pooled Separate Account | — | — | $274K | 1.7% | |
| Great Gray Trust Company | — | — | — | $268K | 1.7% | |
| METLIFE GAC 25554- FEE CLASS J WIMINGTON TRUST, N.A. · EIN 26-0142858 / PN 094 | Common Collective Trust | — | — | $268K | 1.7% | |
| Fidelity Investments | — | — | — | $253K | 1.6% | |
| AllianceBernstein | — | — | — | $206K | 1.3% | |
| Fidelity Investments | — | — | — | $204K | 1.3% | |
| MFS Investment Mgmt. | — | — | — | $202K | 1.3% | |
| BlackRock Investments | — | — | — | $152K | 1.0% | |
| Principal Funds, Inc. | — | — | — | $119K | 0.7% | |
| Participant Loans | — | — | $0 | $113K | 0.7% | |
| American Funds | — | — | — | $95K | 0.6% | |
| Principal Funds, Inc. | — | — | — | $42K | 0.3% | |
| Pioneer Investments | — | — | — | $41K | 0.3% | |
| Principal Funds, Inc. | — | — | — | $37K | 0.2% | |
| BlackRock Investments | — | — | — | $32K | 0.2% | |
| American Century | — | — | — | $25K | 0.2% | |
| Empower Annuity Insurance Company of America | — | — | — | $13K | <0.1% | |
| DAY ONE 2065 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 838 | Pooled Separate Account | — | — | $13K | <0.1% | |
| PRUDENTIAL DAY ONE 2020 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 679 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2025 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 680 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2030 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 681 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2035 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 682 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2040 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 683 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2045 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 684 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2050 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 685 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2055 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 686 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2060 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 803 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2065 FUND EMPOWER ANNUITY INSURANCE CO. · EIN 06-1050034 / PN 838 | Pooled Separate Account | — | — | $0 | <0.1% |