Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GUARDIAN WEALTH ADVISORS | 84-2787345 | — | NONE | $53K | — |
| CHARLES SCHWAB | — | HENDERSON, NV | NONE | $9K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| APTUS ETFs Aptus Collared Income Opportunity ETF | — | — | $3.2M | $4.8M | 12.7% | |
| First Trust First Trust CBOE Vest U.S. Equity Deep Buffer ETF | — | — | $2.0M | $2.6M | 6.9% | |
| Apollo Global Management Apollo Diversified Credit Fund | — | — | $2.8M | $2.5M | 6.5% | |
| Apollo Global Management Apollo Diversified Real Estate Fund | — | — | $1.9M | $1.8M |
| 4.8% |
| First Trust First Trust Capital Strength ETF IV | — | — | $1.2M | $1.8M | 4.7% |
| Capital Group Capital Group Growth ETF | — | — | $1.0M | $1.5M | 3.9% |
| Capital Group Capital Group Dividend Value ETF | — | — | $1.1M | $1.4M | 3.7% |
| APTUS ETFs Aptus Defined Risk ETF | — | — | $1.4M | $1.4M | 3.6% |
| NVIDIA Corporation 10,000 Shares of Common Stock | — | — | $180K | $1.3M | 3.6% |
| APTUS ETFs Opus Small Cap Value Plus ETF | — | — | $1.1M | $1.3M | 3.5% |
| The Goldman Sachs Group Inc. Due 1/22/2027, $1,000,000 face value | — | — | $1.0M | $1.1M | 2.9% |
| The Goldman Sachs Group Inc. Due 3/13/2029, $1,000,000 face value | — | — | $1.0M | $1.1M | 2.8% |
| The Goldman Sachs Group Inc. Due 1/22/2027, $1,000,000 face value | — | — | $1.0M | $1.1M | 2.8% |
| The Goldman Sachs Group Inc. Due 1/24/2029, $1,000,000 face value | — | — | $1.0M | $1.1M | 2.8% |
| Schwab Funds Schwab Treasury Obligations Money Fund | — | — | $1.0M | $1.0M | 2.7% |
| JPMorgan Equity Premium Income ETF | — | — | $959K | $1000K | 2.6% |
| The Goldman Sachs Group Inc. Due 3/13/2029, $1,000,000 face value | — | — | $1.0M | $997K | 2.6% |
| Defiance ETFs LLC Defiance 5G Next Gen Connectivity ETF | — | — | $677K | $953K | 2.5% |
| First Trust First Trust Cloud Computing ETF | — | — | $495K | $893K | 2.4% |
| First Trust First Trust SMID Cap Rising Dividend Achievers ETF | — | — | $666K | $717K | 1.9% |
| APTUS ETFs Aptus Enhanced Yield | — | — | $745K | $683K | 1.8% |
| American Funds American Funds EuroPacific Growth Fund Class R6 | — | — | $655K | $604K | 1.6% |
| Amazon 2,500 Shares of Common Stock | — | — | $305K | $548K | 1.5% |
| Apple Inc. 2,000 Shares of Common Stock | — | — | $284K | $501K | 1.3% |
| Alphabet Inc. 2,000 Shares of Common Stock | — | — | $203K | $379K | 1.0% |
| The Goldman Sachs Group Inc. Due 5/08/2029, $340,000 face value | — | — | $340K | $364K | 1.0% |
| GS Finance Corp. Medium Term Note, due 7/13/2029, $350,000 face value | — | — | $350K | $361K | 1.0% |
| United Health Group Inc. 508 Shares of Common Stock | — | — | $171K | $257K | 0.7% |
| Invesco QQQ Trust | — | — | $163K | $256K | 0.7% |
| Oracle Corporation 1,500 Shares of Common Stock | — | — | $170K | $250K | 0.7% |
| GS Finance Corp. Due 11/24/2027, $250,000 face value | — | — | $250K | $242K | 0.6% |
| Roper Industries Inc. 420 Shares of Common Stock | — | — | $170K | $218K | 0.6% |
| Charles Schwab Bank Interest-bearing cash | — | — | $212K | $212K | 0.6% |
| GS Finance Corp. Due 9/13/2029, $200,000 face value | — | — | $200K | $210K | 0.6% |
| GS Finance Corp. Due 9/13/2029, $200,000 face value | — | — | $200K | $204K | 0.5% |
| GS Finance Corp. Due 11/23/2029, $185,000 face value | — | — | $185K | $182K | 0.5% |
| Boeing Co 1,000 Shares of Common Stock | — | — | $179K | $177K | 0.5% |
| JP Morgan Chase & Company 728 Shares of Common Stock | — | — | $89K | $175K | 0.5% |
| Copart Inc. 2900 Shares of Common Stock | — | — | $87K | $166K | 0.4% |
| Broadridge Financial Solutions 595 Shares of Common Stock | — | — | $88K | $135K | 0.4% |
| Visa Inc. 420 Shares of Common Stock | — | — | $88K | $133K | 0.4% |
| GS Finance Corp. Due 11/24/2027, $130,000 face value | — | — | $130K | $129K | 0.3% |
| Home Depot Inc. 325 Shares of Common Stock | — | — | $88K | $126K | 0.3% |
| GS Finance Corp. Due 11/23/2029, $125,000 face value | — | — | $125K | $124K | 0.3% |
| Adobe Inc. 250 Shares of Common Stock | — | — | $134K | $111K | 0.3% |
| ChemEd Corporation 187 Shares of Common Stock | — | — | $88K | $99K | 0.3% |
| Dollar General Corporation 500 Shares of Common Stock | — | — | $103K | $38K | 0.1% |
