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Original filing (PDF)20250929051341NAL0004877219001
ST. NICKS ALLIANCE
Form 5500
FILING_RECEIVED
ST. NICKS ALLIANCE PENSION PLAN
401(k) retirement plan
Active participants
296
Accounts w/ balance
460
Plan assets (EOY)
$19.4M
Net assets (EOY)
$19.4M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 49 bps in Schedule C fees — 70% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ST. NICKS ALLIANCE.
Plan sponsor
Name
ST. NICKS ALLIANCE
EIN
51-0192170
Address
2 KINGSLAND AVENUE · BROOKLYN, NY · 11211
Phone
(347) 856-5532
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $57K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $39K | — |
Investments
34 direct securities · 1 pooled fund· $19.0M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Registered Investment Companies
$17.7M
34 holdings
Common Collective Trust
$1.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JANUS HENDERSON BALANCED - N | Registered Investment Companies | — | — | $4.1M | 21.2% | |
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $2.5M | 13.1% | |
| MACQUARIE LG CAP GROWTH INST | Registered Investment Companies | — | — | $2.3M | 11.8% | |
| VANGUARD WINDSOR FUND ADMIRAL | Registered Investment Companies | — | — | $1.6M | 8.3% | |
| BNYM STRATEGIC VALUE - I | Registered Investment Companies | — | — | $1.4M | 7.3% | |
| COL TR STABLE HQ INC ADM0 AMERIPRISE TRUST COMPANY · EIN 41-0007957 / PN 058 | Common Collective Trust | — | — | $1.3M | 6.9% | |
| FRANKLIN SMALL MID CAP GR R6 | Registered Investment Companies | — | — | $907K | 4.7% | |
| TR PRICE MID CAP VALUE | Registered Investment Companies | — | — | $690K | 3.6% | |
| HARTFORD TR BOND FUND R6 | Registered Investment Companies | — | — | $532K | 2.7% | |
| ISHARES RUSSELL MIDCAP INDEX K | Registered Investment Companies | — | — | $346K | 1.8% | |
| LORD ABBETT SHORT DUR INC R6 | Registered Investment Companies | — | — | $289K | 1.5% | |
| MACQUARIE SMALL CAP VALUE INST | Registered Investment Companies | — | — | $274K | 1.4% | |
| JPM SMARTRETIREMENT 2025 R6 | Registered Investment Companies | — | — | $250K | 1.3% | |
| VAN INTERNATIONAL VALUE - INV | Registered Investment Companies | — | — | $224K | 1.2% | |
| AC INFLATION ADJ BOND R6 | Registered Investment Companies | — | — | $212K | 1.1% | |
| JPM SMARTRETIREMENT 2035 R6 | Registered Investment Companies | — | — | $189K | 1.0% | |
| AB SMALL CAP GROWTH PORT Z | Registered Investment Companies | — | — | $182K | 0.9% | |
| JH MULTIMGR LIFESTYLE BAL R6 | Registered Investment Companies | — | — | $157K | 0.8% | |
| JH MULTIMGR LIFESTYLE AGG I | Registered Investment Companies | — | — | $153K | 0.8% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $148K | 0.8% | |
| JPM SMARTRETIREMENT 2040 R6 | Registered Investment Companies | — | — | $142K | 0.7% | |
| JH MULTIMGR LIFESTYLE CONS I | Registered Investment Companies | — | — | $117K | 0.6% | |
| DWS RREEF REAL EST SEC R6 | Registered Investment Companies | — | — | $116K | 0.6% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $108K | 0.6% | |
| JPM SMARTRETIREMENT 2030 R6 | Registered Investment Companies | — | — | $98K | 0.5% | |
| ISHARES RUSSELL 2000 SM CAP K | Registered Investment Companies | — | — | $92K | 0.5% | |
| VAN ECK CM COMMODITY INDEX I | Registered Investment Companies | — | — | $83K | 0.4% | |
| JPM SMARTRETIREMENT 2045 R6 | Registered Investment Companies | — | — | $68K | 0.3% | |
| JPM SMARTRETIREMENT INCOME R6 | Registered Investment Companies | — | — | $63K | 0.3% | |
| JH MULTIMGR LIFESTYLE GRTH R6 | Registered Investment Companies | — | — | $62K | 0.3% | |
| JPM SMARTRETIREMENT 2020 R6 | Registered Investment Companies | — | — | $56K | 0.3% | |
| JPM SMARTRETIREMENT 2050 R6 | Registered Investment Companies | — | — | $50K | 0.3% | |
| ISHARES US AGGREGATE BD IDX K | Registered Investment Companies | — | — | $50K | 0.3% | |
| JH MULTIMGR LIFESTYLE MOD R6 | Registered Investment Companies | — | — | $45K | 0.2% | |
| JPM SMARTRETIREMENT 2055 R6 | Registered Investment Companies | — | — | $15K | <0.1% |
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