This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
This trust’s own Schedule of Assets is parsed — see the full holdings in the Investments section below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS HOLDINGS DBA FUTUREPLAN | — | SAN DIEGO, CA | CONTRACT ADMIN | $7K | — |
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $245 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| SEPERATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $4.3M | 77.2% | |
| Tallcott Resolution Life Ins. Fixed Annuity | Other securities | — | — | $1.3M | 22.8% | |
| Tallcott Resolution Life Ins. BNYM MELLON NSL SMALL CAP SIF 513 Tallcott Resolution Life Ins. FRANKLIN GROWTH R | Mutual Funds | — | — | $731K | 13.0% | |
| Tallcott Resolution Life Ins. INVESCO COMSTOCK R | Mutual Funds | — | — | $631K | 11.2% | |
| Tallcott Resolution Life Ins. BLACKROCK GLOBAL ALLOCATION R | Other securities | — | — | $543K | 9.7% | |
| Tallcott Resolution Life Ins. FRANKLIN MUTUAL GLOBAL DISCOVE | Mutual Funds | — | — | $514K | 9.1% | |
| Tallcott Resolution Life Ins. AMERICAN FUNDS CAPITAL INCOME | Mutual Funds | — | — | $324K | 5.8% | |
| Tallcott Resolution Life Ins. VICTORY SYCAMORE SMALL COMPANY | Common Stocks | — | — | $315K | 5.6% | |
| Tallcott Resolution Life Ins. VIRTUS CEREDEX MID-CAP VALUE E | Other securities | — | — | $294K | 5.2% | |
| Tallcott Resolution Life Ins. BLACKROCK LIFEPATH DYN 2040 IN | Other securities | — | — | $260K | 4.6% | |
| Tallcott Resolution Life Ins. FRANKLIN HIGH INCOME R | Mutual Funds | — | — | $197K | 3.5% | |
| Tallcott Resolution Life Ins. PIMCO TOTAL RETURN R | Mutual Funds | — | — | $197K | 3.5% | |
| Tallcott Resolution Life Ins. BLACKROCK LIFEPATH DYN 2030 IN | Other securities | — | — | $188K | 3.4% | |
| Tallcott Resolution Life Ins. AMERICAN FUNDS GROWTH FUND OF | Mutual Funds | — | — | $50K | 0.9% | |
| Tallcott Resolution Life Ins. BLACKROCK EQUITY DIVIDEND R | Other securities | — | — | $32K | 0.6% | |
| Tallcott Resolution Life Ins. BLACKROCK LIFEPATH DYN RETIREM | Other securities | — | — | $30K | 0.5% | |
| Tallcott Resolution Life Ins. AMERICAN FUNDS CAPITAL WORLD G | Mutual Funds | — | — | $11K | 0.2% | |
| Tallcott Resolution Life Ins. LORD ABBETT DEVELOPING GROWTH | Mutual Funds | — | — | $10K | 0.2% | |
| Tallcott Resolution Life Ins. BLACKROCK LIFEPATH DYN 2050 IN | Other securities | — | — | $4K | <0.1% | |
| Tallcott Resolution Life Ins. BLACKROCK S&P 500 INDEX V.I.II | Common Collective Trusts | — | — | $2K | <0.1% | |
| Tallcott Resolution Life Ins. BNYM MELLON NSL AGG BOND INDEX | Other securities | — | — | $1K | <0.1% | |
| Tallcott Resolution Life Ins. BNYM MELLON NSL INTERNATIONAL | Other securities | — | — | $1K | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
Plans whose Form 5500 Schedule D names this trust as a pooled investment they hold. Each links to its own filing.
