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Original filing (PDF)20251002071942NAL0000262064001
HARRINGTON RACEWAY, INC.
Form 5500
FILING_RECEIVED
HARRINGTON RACEWAY, INC. DBA HARRINGTON RACEWAY & CASINO 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
449
Accounts w/ balance
329
Plan assets (EOY)
$21.1M
Net assets (EOY)
$21.1M
How this plan invests
This plan
28 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 61 bps in Schedule C fees — 111% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HARRINGTON RACEWAY, INC..
Plan sponsor
Name
HARRINGTON RACEWAY, INC.
EIN
51-0106130
Address
15 W RIDER RD · HARRINGTON, DE · 199523322
Phone
(302) 398-7223
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HORTY & HORTY, P.A.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | CONSULTANT | $39K | — |
| L&W INSURANCE INC. | 35-2242208 | — | CONSULTANT | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $90K | — |
Investments
20 direct securities · 28 pooled funds· $22.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$12.4M
14 holdings
Pooled Separate Account
$7.1M
14 holdings
Uncategorized
$3.4M
20 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | $72K | $3.0M | 14.1% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | $48K | $2.3M | 11.0% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | $36K | $1.9M | 9.1% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | $39K | $1.7M | 8.2% | |
| PRIN SAM BALANCED SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 105 | Pooled Separate Account | — | $16K | $1.3M | 6.4% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | $37K | $1.3M | 6.1% | |
| PRIN SAM CONS GROWTH SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 107 | Pooled Separate Account | — | $18K | $1.2M | 5.9% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | $3K | $1.1M | 5.1% | |
| Principal Life Insurance Principal Large Cap Growth I Company Separate Account (11,543 units) | — | — | $12K | $927K | 4.4% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $927K | 4.4% | |
| PRIN SAM STRAT GROWTH SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 109 | Pooled Separate Account | — | $13K | $909K | 4.3% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | $32K | $813K | 3.9% | |
| PRIN SAM CONS BALANCED SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 106 | Pooled Separate Account | — | $16K | $675K | 3.2% | |
| Notes receivable from Notes receivable from participants (interest ranging from 5.25% to 10.50%) | — | — | — | $664K | 3.1% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | $9K | $449K | 2.1% | |
| Putnam Investment Large Cap Management Inc. Value R6 (12,582 units) | — | — | $13K | $434K | 2.1% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | $10K | $271K | 1.3% | |
| Principal Life Insurance Principal Diversified International Company Separate Account (1,737 units) | — | — | $2K | $227K | 1.1% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $227K | 1.1% | |
| Principal Life Insurance Principal U.S. Property Company Separate Account (1 unit) 113 * Principal Life Insurance Principal Mid Cap S&P 400 Company Index Separate Account (1,879 units) | — | — | $2K | $206K | 1.0% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $206K | 1.0% | |
| Principal Life Insurance Principal Core Fixed Income Company Separate Account (10,948 units) | — | — | $11K | $195K | 0.9% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $195K | 0.9% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | $5K | $174K | 0.8% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | $1K | $158K | 0.7% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | $9K | $157K | 0.7% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | $3K | $141K | 0.7% | |
| Principal Global Investors Principal LifeTime Hybrid Income Trust Company Collective Investment Trust (5,236 units) | — | — | $5K | $115K | 0.5% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $115K | 0.5% | |
| JP Morgan Investment JP Morgan Large Cap Management Inc. Growth R6 Fund (1,311 units) | — | — | $1K | $110K | 0.5% | |
| Vanguard Group Vanguard Mid Cap Val IDX Mutual Fund (1268 units) | — | — | — | $106K | 0.5% | |
| BlackRock Financial Blackrock Liquidity Management Inc. Institutional Fed Fund (104,250 units) | — | — | $104K | $104K | 0.5% | |
| (E) | — | — | — | $81K | 0.4% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $81K | 0.4% | |
| similar party par, or maturity value Cost** Value Vanguard Group Vanguard Int-TM Treas IDX Mutual Fund (4,135 units) | — | — | $4K | $81K | 0.4% | |
| The Royce Funds Royce Opp Instl Mutual Fund (4,779 units) | — | — | $5K | $76K | 0.4% | |
| Eagle Financial Carillon Eagle Mid Cap Services, Inc. Growth Mutual Fund (439 units) | — | — | — | $34K | 0.2% | |
| PRIN INTL EQUITY INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 121 | Pooled Separate Account | — | $1K | $27K | 0.1% | |
| Franklin Templeton Small Cap Investments Growth R6 Fund (855 units) | — | — | — | $23K | 0.1% | |
| Delaware Management Delaware Emerging Markets Company R6 Fund (901 units) | — | — | — | $18K | <0.1% | |
| PIMCO Funds PIMCO Real Return Securities Mutual Fund (912 units) | — | — | — | $9K | <0.1% | |
| Janus Henderson Janus Henderson Bal N Fund Mutual Fund (95 units) | — | — | — | $4K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $3K | <0.1% | |
| (E) | — | — | $27K | $3K | <0.1% | |
| Western Asset Western Asset Core Bond IS Fund Management Company Mutual Fund (140 units) | — | — | — | $1K | <0.1% | |
| PRINCIPAL U.S. PROPERTY SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | — | $113 | <0.1% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $0 | <0.1% |
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