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Original filing (PDF)20251015171254NAL0002688899004
IBEW LOCAL UNION NO 226
Form 5500
FILING_RECEIVED
IBEW LOCAL UNION NO 226 OPEN END DEFINED CONTRIBUTION PLAN
401(k) retirement plan
Signals · 2
~102 bps in Sched C feesNo recordkeeper disclosed
Active participants
843
Accounts w/ balance
777
Plan assets (EOY)
$12.0M
Net assets (EOY)
$12.0M
How this plan invests
This plan
5 pooled trusts
Schedule D
19 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 102 bps in Schedule C fees — 253% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IBEW LOCAL UNION NO 226.
Plan sponsor
Name
IBEW LOCAL UNION NO 226
EIN
48-6171386
Address
4101 SOUTHGATE DRIVE, SUITE A · TOPEKA, KS · 666091352
Phone
(785) 267-0140
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
RUBINBROWN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $86K | — |
| IBEW LOCAL UNION 226 | 48-6171386 | — | CONTRACT ADMINISTRATOR | $36K | — |
Investments
14 direct securities · 5 pooled funds· $11.5M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.9M
13 holdings
Pooled Separate Account
$1.5M
4 holdings
Common Collective Trust
$72K
1 holding
Mutual Funds
$39K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Vanguard TGT RMT 2050 Investment Fund | — | — | — | $1.6M | 13.5% | |
| Vanguard Group Vanguard TGT RMT 2040 Investment Fund | — | — | — | $1.5M | 12.9% | |
| Vanguard Group Vanguard TGT RMT 2030 Investment Fund | — | — | — | $1.4M | 11.9% | |
| Vanguard Group Vanguard TGT RMT 2055 Investment Fund | — | — | — | $1.2M | 9.8% | |
| Vanguard Group Vanguard TGT RMT 2045 Investment Fund | — | — | — | $1.1M | 9.2% | |
| Vanguard Group Vanguard TGT RMT 2060 Investment Fund | — | — | — | $1.0M | 8.5% | |
| Vanguard Group Vanguard TGT RMT 2035 Investment Fund | — | — | — | $869K | 7.3% | |
| PRINCIPAL LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $766K | 6.4% | |
| Vanguard Group Vanguard TGT RMT 2065 Investment Fund | — | — | — | $492K | 4.1% | |
| Vanguard Group Vanguard TGT RMT 2025 Investment Fund | — | — | — | $403K | 3.4% | |
| PRINCIPAL MIDCAP S&P 400 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $393K | 3.3% | |
| PRINCIPAL SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $321K | 2.7% | |
| MFS Investment Management MFS Inst International Equity Fund | — | — | — | $192K | 1.6% | |
| Vanguard Group Vanguard TGT RMT 2070 Investment Fund | — | — | — | $75K | 0.6% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $72K | 0.6% | |
| Baird Core Plus Bond I Fund | Mutual Funds | — | — | $39K | 0.3% | |
| Vanguard Group Vanguard TGT RMT 2020 Investment Fund | — | — | — | $19K | 0.2% | |
| PRINCIPAL BOND MARKET INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | — | $11K | <0.1% | |
| Vanguard Group Vanguard TGT RMT Income Investment Fund | — | — | — | $3K | <0.1% |