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Original filing (PDF)20251014083320NAL0003381440003
RUFFALO NOEL LEVITZ
Form 5500
FILING_RECEIVED
RUFFALO NOEL LEVITZ 401(K) PLAN
401(k) retirement plan
Active participants
350
Accounts w/ balance
574
Plan assets (EOY)
$54.6M
Net assets (EOY)
$54.6M
How this plan invests
This plan
3 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RUFFALO NOEL LEVITZ.
Plan sponsor
Name
RUFFALO NOEL LEVITZ
EIN
48-1289593
Address
5249 NORTH PARK PLACE NE, #1061 · CEDAR RAPIDS, IA · 52402
Phone
(800) 876-1117
Industry
Data Processing, Hosting· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BERGANKDV
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $29K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HAYS FINANCIAL GROUP LLC | 41-1931920 | — | INVESTMENT ADVISORY- PLAN | $43K | — |
Investments
21 direct securities · 3 pooled funds· $54.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$45.7M
21 holdings
Common Collective Trust
$8.9M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard | — | — | — | $9.2M | 16.9% | |
| LG CAP GR FUND II FEE CLASS R1 WILMINGTON TRUST · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $4.4M | 8.0% | |
| BlackRock | — | — | — | $4.2M | 7.7% | |
| BlackRock | — | — | — | $4.2M | 7.7% | |
| Transamerica Life Insurance Co. | — | — | — | $4.0M | 7.4% | |
| BlackRock | — | — | — | $3.8M | 7.0% | |
| BlackRock | — | — | — | $3.3M | 6.1% | |
| BlackRock | — | — | — | $2.5M | 4.5% | |
| RPAG/WILMINGTON CORE PLUS BD FD R1 WILMINGTON · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $2.4M | 4.4% | |
| BlackRock | — | — | — | $2.3M | 4.2% | |
| RPAG/WILMINGTON LG CAP VAL FD R1 WILMINGTON · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $2.1M | 3.9% | |
| PGIM | — | — | — | $2.1M | 3.8% | |
| Ridgeworth | — | — | — | $2.0M | 3.6% | |
| MFS | — | — | — | $1.8M | 3.3% | |
| BlackRock | — | — | — | $1.7M | 3.0% | |
| American Funds | — | — | — | $850K | 1.6% | |
| BlackRock | — | — | — | $810K | 1.5% | |
| Victory | — | — | — | $801K | 1.5% | |
| Victory | — | — | — | $599K | 1.1% | |
| Vanguard | — | — | — | $494K | 0.9% | |
| Notes receivable from participants | — | — | — | $403K | 0.7% | |
| BlackRock | — | — | — | $359K | 0.7% | |
| Vanguard | — | — | — | $357K | 0.7% | |
| Transamerica Life Insurance Co. | — | — | — | $503 | <0.1% |
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