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Original filing (PDF)20251002111248NAL0000409313001
MIDWEST ANESTHESIA ASSOCIATES, P.A.
Form 5500
FILING_RECEIVED
MIDWEST ANESTHESIA ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
37% in single holding
Active participants
67
Accounts w/ balance
116
Plan assets (EOY)
$66.1M
Net assets (EOY)
$66.1M
How this plan invests
This plan
28 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Schwab Self-Directed Securities Self-directed Brokerage Account" is 37% of plan.
- 37 bps in Schedule C fees — 134% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MIDWEST ANESTHESIA ASSOCIATES, P.A..
Plan sponsor
Name
MIDWEST ANESTHESIA ASSOCIATES, P.A.
EIN
48-0765484
Address
6720 W 121ST ST., STE 103 · OVERLAND PARK, KS · 66209
Phone
(913) 647-4100
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PICKETT, CHANEL & MCMULLEN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | NONE | $88K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $80K | — |
| ONEDIGITAL INVESTMENT ADVISORS LLC | — | DALLAS, TX | NONE | $45K | — |
| ASCENSUS HOLDINGS, INC. DBA FUTURE | — | SAN DIEGO, CA | NONE | $34K | — |
Investments
19 direct securities · 28 pooled funds· $63.8M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$35.8M
19 holdings
Common Collective Trust
$14.6M
23 holdings
Pooled Separate Account
$13.4M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab Self-Directed Securities Self-directed Brokerage Account | — | — | — | $23.4M | 35.5% | |
| LARGE CAP GROWTH/AM CENTURY FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 253 | Pooled Separate Account | — | — | $6.9M | 10.4% | |
| American Century Equity Income Mutual fund | — | — | — | $3.7M | 5.7% | |
| CAPITAL GROUP EUROPACIFIC GROWTH SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | — | $3.2M | 4.8% | |
| BLACKROCK EQUITY INDEX FUND GREAT GRAY · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $2.6M | 3.9% | |
| AMERICAN CENTURY RD HYBRID 2045 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 085 | Common Collective Trust | — | — | $2.4M | 3.6% | |
| AMERICAN CENTURY RD HYBRID 2040 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 084 | Common Collective Trust | — | — | $2.4M | 3.6% | |
| AMERICAN CENTURY RD HYBRID 2050 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 086 | Common Collective Trust | — | — | $2.1M | 3.1% | |
| AMERICAN CENTURY RD HYBRID 2055 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUST · EIN 83-6699605 / PN 087 | Common Collective Trust | — | — | $1.5M | 2.3% | |
| Fidelity Advisor Small Cap Value Mutual fund | — | — | — | $1.5M | 2.3% | |
| PGIM Jennison Mid Cap Growth Mutual fund | — | — | — | $1.4M | 2.2% | |
| PIMCO Total Return Mutual fund | — | — | — | $1.4M | 2.1% | |
| AMERICAN CENTURY RD HYBRID 2030 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 082 | Common Collective Trust | — | — | $1.4M | 2.1% | |
| Victory Sycamore Established Value Mutual fund | — | — | — | $1.3M | 1.9% | |
| Guaranteed Income Fund Guaranteed investment contract | — | — | — | $1.2M | 1.9% | |
| LARGE CAP GROWTH/JP MORGAN INST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $1.2M | 1.8% | |
| COLUMBIA DIVIDEND VALUE IS PLATFORM EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 785 | Pooled Separate Account | — | — | $1.2M | 1.8% | |
| SA/INVESCO SMALL CAP GROWTH STRATEG EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 293 | Pooled Separate Account | — | — | $928K | 1.4% | |
| BLACKROCK MID CAP EQUITY INDEX GREAT GRAY · EIN 20-3802327 / PN 003 | Common Collective Trust | — | — | $745K | 1.1% | |
| AMERICAN CENTURY RD HYBRID 2035 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 083 | Common Collective Trust | — | — | $616K | 0.9% | |
| Fidelity Advisor Strategic Income Mutual fund | — | — | — | $499K | 0.8% | |
| BLACKROCK RUSSELL 2000 INDEX FUND GREAT GRAY · EIN 20-3802587 / PN 004 | Common Collective Trust | — | — | $484K | 0.7% | |
| Franklin Utilities Mutual fund 156 Invesco International Bond Mutual fund | — | — | — | $322K | 0.5% | |
| AMERICAN CENTURY RETIREMENTDATE2060 BENEFITS PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 088 | Common Collective Trust | — | — | $250K | 0.4% | |
| Lord Abbett International Opp Mutual fund | — | — | — | $223K | 0.3% | |
| American Funds Capital World G/I Mutual fund | — | — | — | $221K | 0.3% | |
| AMERICAN CENTURY RD HYBRID IN RET BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 079 | Common Collective Trust | — | — | $185K | 0.3% | |
| American Funds Fundamental Investors Mutual fund | — | — | — | $144K | 0.2% | |
| JPMorgan Government Bond Mutual fund | — | — | — | $104K | 0.2% | |
| Notes receivable from participants Various participants, interest rates range of 5.25% - 10.50% | — | — | — | $81K | 0.1% | |
| Columbia Seligman Comms & Info Mutual fund | — | — | — | $62K | <0.1% | |
| AMERICAN CENTURY RD HYBRID 2065 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 089 | Common Collective Trust | — | — | $41K | <0.1% | |
| JPMorgan Small Cap Equity Mutual fund | — | — | — | $20K | <0.1% | |
| American Funds American Balanced Mutual fund | — | — | — | $18K | <0.1% | |
| Janus Henderson Global Life Sciences Mutual fund | — | — | — | $15K | <0.1% | |
| MSF Intl Diversification Mutual fund | — | — | — | $7K | <0.1% | |
| AMERICAN CENTURY ONE CHOICE IN RET GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $2 | <0.1% | |
| LAAMERICAN CENTURY ONE CHOICE 2055 GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2035 GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2030 GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2050 GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2025 GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2065 GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY RD HYBRID 2025 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 081 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2045 GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY RETIREMENTDATE2040 GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2060 GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |