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Original filing (PDF)20251014170812NAL0001715539001
UNIVERSITY OF SAINT MARY, INC
Form 5500
FILING_RECEIVED
UNIVERSITY OF SAINT MARY 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed13 service providers
Active participants
563
Accounts w/ balance
318
Plan assets (EOY)
$14.2M
Net assets (EOY)
$14.2M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 56% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSITY OF SAINT MARY, INC.
Plan sponsor
Name
UNIVERSITY OF SAINT MARY, INC
EIN
48-0547846
Address
4100 S. 4TH STREET · LEAVENWORTH, KS · 66048
Phone
(913) 758-4372
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PICKETT CHANEY & MCMULLEN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
13 rowsOther
13| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| T. ROWE PRICE RPS, INC. | 52-1309931 | — | NONE | $41K | — |
| PIMCO FUNDS | 33-0629048 | — | NONE | $0 | — |
| AMERICAN FUNDS | 95-1411037 | — | NONE | $0 | — |
| EAGLEASSET | 59-3171014 | — | NONE | $0 | — |
| COLUMBIA FUNDS | 93-0577450 | — | NONE | $0 | — |
| AMERICAN CENTURY INVESTMENT MANAGEM | 20-0623152 | — | NONE | $0 | — |
| FIDELITY | 04-2647786 | — | NONE | $0 | — |
| JANUS FUNDS | 43-1804048 | — | NONE | $0 | — |
| JP MORGAN FUNDS | 13-2624428 | — | NONE | $0 | — |
| VANGUARD GROUP | 23-1945930 | — | NONE | $0 | — |
| MFS FUNDS | 04-2747644 | — | NONE | $0 | — |
| ALLIANCE GLOBAL FUNDS | 13-3191825 | — | NONE | $0 | — |
| BNY MELLON INVESTMENT FUNDS | 04-3106135 | — | NONE | $0 | — |
Investments
27 direct securities· $14.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Retirement 2025 Mutual Fund | — | — | — | $2.6M | 18.4% | |
| T. Rowe Price Retirement 2035 Mutual Fund | — | — | — | $2.5M | 17.6% | |
| T. Rowe Price Retirement 2045 Mutual Fund | — | — | — | $2.2M | 15.4% | |
| T. Rowe Price Retirement 2030 Mutual Fund | — | — | — | $1.8M | 12.9% | |
| T. Rowe Price Retirement 2040 Mutual Fund | — | — | — | $1.2M | 8.3% | |
| T. Rowe Price Retirement 2055 Mutual Fund | — | — | — | $1.0M | 7.1% | |
| T. Rowe Price Retirement 2050 Mutual Fund | — | — | — | $967K | 6.8% | |
| T. Rowe Price Retirement 2020 Mutual Fund | — | — | — | $546K | 3.8% | |
| Notes Receivable from Participants Various participants, interest rates range from 5.25% to 9.50% | — | — | — | $340K | 2.4% | |
| T. Rowe Price Retirement 2060 Mutual Fund | — | — | — | $322K | 2.3% | |
| American Funds New World Fund Mutual Fund 540 Bank of NY Mellon Global Fixed Income Mutual Fund 414 Carillon Eagle Mid Cap Growth Fund Mutual Fund 995 Columbia Overseas Value Fund Mutual Fund 406 Fidelity 500 Index Mutual Fund | — | — | — | $313K | 2.2% | |
| T. Rowe Price Retirement 2065 Mutual Fund | — | — | — | $111K | 0.8% | |
| T. Rowe Price Retirement 2005 Mutual Fund 74 * T. Rowe Price Retirement 2015 Mutual Fund | — | — | — | $59K | 0.4% | |
| American Beacon Large Cap Growth Fund Mutual Fund | — | — | — | $54K | 0.4% | |
| T. Rowe Price Government Money Market Money Market | — | — | — | $46K | 0.3% | |
| T. Rowe Price Stable Value Fund Common Collective Trust | — | — | — | $42K | 0.3% | |
| Janus Triton Fund Mutual Fund | — | — | — | $13K | <0.1% | |
| T. Rowe Price Retirement Balanced Trust Mutual Fund | — | — | — | $12K | <0.1% | |
| American Beacon US Large Cap Gr CIT Common Collective Trust | — | — | — | $11K | <0.1% | |
| MFS International Growth Fund Mutual Fund | — | — | — | $11K | <0.1% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $9K | <0.1% | |
| American Century Mid Cap Value Fund Mutual Fund | — | — | — | $8K | <0.1% | |
| Vanguard Equity Income Fund Mutual Fund | — | — | — | $6K | <0.1% | |
| Undiscovered Managers Behavioral Value Mutual Fund | — | — | — | $5K | <0.1% | |
| Fidelity Total Bond Mutual Fund | — | — | — | $3K | <0.1% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $3K | <0.1% | |
| PIMCO Income Fund Mutual Fund | — | — | — | $1K | <0.1% |