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Original filing (PDF)20250910092519NAL0021035105001
KANSAS UNIVERSITY ENDOWMENT ASSOCIATION
Form 5500
FILING_RECEIVED
KU ENDOWMENT ASSOCIATION EMPLOYEES 401(K) PLAN
401(k) retirement plan
Active participants
182
Accounts w/ balance
234
Plan assets (EOY)
$32.7M
Net assets (EOY)
$32.7M
How this plan invests
This plan
9 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KANSAS UNIVERSITY ENDOWMENT ASSOCIATION.
Plan sponsor
Name
KANSAS UNIVERSITY ENDOWMENT ASSOCIATION
EIN
48-0547734
Address
1891 CONSTANT AVE · LAWRENCE, KS · 66047
Phone
(785) 832-7400
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-10
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PICKETT, CHANEY & MCMULLEN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $2K | — |
Investments
30 direct securities · 9 pooled funds· $49.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$25.2M
30 holdings
Common Collective Trust
$24.4M
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AC IN RETIRE TR III GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $14.3M | 43.7% | |
| INTELLICENTS AGGR ALTA TRUST COMPANY · EIN 87-0860881 / PN 001 | Common Collective Trust | — | — | $4.8M | 14.8% | |
| American Century RD 2045 TR III Common Collective Trust | — | — | — | $2.9M | 8.9% | |
| American Century RD 2040 TR III Common Collective Trust | — | — | — | $2.7M | 8.1% | |
| Intellicents Moderately Aggressive Common Collective Trust | — | — | — | $2.5M | 7.7% | |
| INTELLICENT MOD AGGR ALTA TRUST COMPANY · EIN 86-3914399 / PN 001 | Common Collective Trust | — | — | $2.5M | 7.7% | |
| American Century RD 2050 TR III Common Collective Trust | — | — | — | $2.3M | 6.9% | |
| American Century Retirement TR III Common Collective Trust | — | — | — | $1.9M | 5.7% | |
| American Century RD 2030 TR III Common Collective Trust | — | — | — | $1.7M | 5.3% | |
| Fidelity 500 Index Mutual Fund | — | — | — | $1.4M | 4.4% | |
| American Century RD 2035 TR III Common Collective Trust | — | — | — | $1.2M | 3.8% | |
| Fidelity Large Cap Growth Index Mutual Fund | — | — | — | $1.2M | 3.7% | |
| MFS International Diversification Mutual Fund | — | — | — | $1.2M | 3.6% | |
| BR TOTAL RETURN 6 GREAT GRAY TRUST COMPANY · EIN 82-2941483 / PN 264 | Common Collective Trust | — | — | $1.1M | 3.3% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $892K | 2.7% | |
| INTELLICENTS MOD ALTA TRUST COMPANY · EIN 86-3956341 / PN 001 | Common Collective Trust | — | — | $885K | 2.7% | |
| American Century RD 2025 TR III Common Collective Trust | — | — | — | $788K | 2.4% | |
| Fidelity Large Cap Value Index Mutual Fund | — | — | — | $720K | 2.2% | |
| American Century RD 2055 TR III Common Collective Trust | — | — | — | $684K | 2.1% | |
| Vanguard Dividend Growth Mutual Fund | — | — | — | $543K | 1.7% | |
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $380K | 1.2% | |
| INTELLICENTS CNSRV ALTA TRUST COMPANY · EIN 86-3974282 / PN 001 | Common Collective Trust | — | — | $344K | 1.1% | |
| Vanguard Small Cap Growth Index Mutual Fund | — | — | — | $336K | 1.0% | |
| Cohen & Steers Realty Shares, Inc. Mutual Fund | — | — | — | $320K | 1.0% | |
| Vanguard Mid Cap Value Index Mutual Fund | — | — | — | $281K | 0.9% | |
| PIMCO Institutional Income Mutual Fund | — | — | — | $258K | 0.8% | |
| Wasatch Core Growth Mutual Fund | — | — | — | $252K | 0.8% | |
| Notes receivable from participants Various participants, interest rates at 5.25% to 10.50% | — | — | — | $174K | 0.5% | |
| Vanguard Mid Cap Growth Index Mutual Fund | — | — | — | $174K | 0.5% | |
| American Century Small Cap Value Mutual Fund | — | — | — | $162K | 0.5% | |
| Intellicents Moderately Conservative Common Collective Trust | — | — | — | $144K | 0.4% | |
| INTELLICENTMOD CNSRV INTELLICENTS MODERATELY CONSERVATIVE CIF · EIN 86-3883297 / PN 001 | Common Collective Trust | — | — | $144K | 0.4% | |
| Baird Core Plus Mutual Fund | — | — | — | $116K | 0.4% | |
| American Century RD 2060 TR III Common Collective Trust | — | — | — | $105K | 0.3% | |
| PIMCO Real Return Mutual Fund | — | — | — | $64K | 0.2% | |
| American Century Emerging Markets Mutual Fund | — | — | — | $61K | 0.2% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $58K | 0.2% | |
| Vanguard Small Cap Value Index Mutual Fund | — | — | — | $32K | <0.1% | |
| FRS BR TOTAL RETURN RELIANCE TRUST COMPANY · EIN 46-7425989 / PN 007 | Common Collective Trust | — | — | $0 | <0.1% |
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