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Original filing (PDF)20251009165327NAL0007336257001
OTTAWA UNIVERSITY
Form 5500
FILING_RECEIVED
OTTAWA UNIVERSITY DC PLAN
403(b) retirement plan
Active participants
392
Accounts w/ balance
711
Plan assets (EOY)
$41.3M
Net assets (EOY)
$41.3M
How this plan invests
This plan
1 pooled trust
Schedule D
63 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OTTAWA UNIVERSITY.
Plan sponsor
Name
OTTAWA UNIVERSITY
EIN
48-0543772
Address
1001 SOUTH CEDAR · SUITE 20 · OTTAWA, KS · 660673341
Phone
(785) 229-1082
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RUBINBROWN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | 35-0472300 | — | RECORDKEEPER | $78K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARINER WEALTH ADVISORS | 20-4553256 | — | ADVISOR | $42K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEW PINNACLE CONSULTING GROUP, LLC | 26-1233837 | — | TPA | $5K | — |
Investments
63 direct securities · 1 pooled fund· $41.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$41.1M
62 holdings
Pooled Separate Account
$440K
1 holding
Mutual Funds
$223K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Teachers Insurance And Annuity Association * TIAA Traditional Non Benefit Responsive — | — | — | — | $5.9M | 14.2% | |
| College Retirement Equities Fund * CREF Stock R1 | — | — | $6K | $5.2M | 12.6% | |
| College Retirement Equities Fund * CREF Growth R1 | — | — | $8K | $3.9M | 9.5% | |
| Teachers Insurance And Annuity Association * TIAA-CREF Lfcyle Idx 2025-Inst | — | — | $142K | $3.0M | 7.3% | |
| Teachers Insurance And Annuity Association * TIAA-CREF Lfcyle Idx 2040-Inst | — | — | $94K | $2.8M | 6.7% | |
| Teachers Insurance And Annuity Association * TIAA-CREF Lfcyle Idx 2035-Inst | — | — | $95K | $2.5M | 6.2% | |
| Teachers Insurance And Annuity Association * TIAA-CREF Lfcyle Idx 2045-Inst | — | — | $52K | $1.6M | 3.9% | |
| Teachers Insurance And Annuity Association * TIAA-CREF Lfcyle Idx 2030-Inst | — | — | $66K | $1.6M | 3.9% | |
| Vanguard Funds Vanguard 500 Idx Adm | — | — | $3K | $1.5M | 3.7% | |
| College Retirement Equities Fund * CREF Global Equities R1 | — | — | $4K | $1.3M | 3.2% | |
| Guaranteed Investment Accounts Teachers Insurance And Annuity Association * TIAA Traditional Benefit Responsive — | — | — | — | $1.1M | 2.7% | |
| Teachers Insurance And Annuity Association * TIAA-CREF Lfcyle Idx 2050-Inst | — | — | $33K | $1.0M | 2.5% | |
| Teachers Insurance And Annuity Association * TIAA-CREF Lfcyle Idx 2020-Inst | — | — | $41K | $824K | 2.0% | |
| College Retirement Equities Fund * CREF Equity Index R1 | — | — | $1K | $748K | 1.8% | |
| MFS Mutual Funds MFS Growth Fund Class R6 | — | — | $3K | $578K | 1.4% | |
| College Retirement Equities Fund * CREF Core Bond R1 | — | — | $4K | $524K | 1.3% | |
| College Retirement Equities Fund * CREF Money Market R1 | — | — | $17K | $484K | 1.2% | |
| College Retirement Equities Fund * CREF Inflation-Linked Bond R1 | — | — | $6K | $458K | 1.1% | |
| College Retirement Equities Fund * CREF Social Choice R1 | — | — | $1K | $453K | 1.1% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $440K | 1.1% | |
| Teachers Insurance And Annuity Association * TIAA-CREF Lfcyle Idx 2055-Inst | — | — | $17K | $439K | 1.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Equity Index T4 | — | — | $3K | $423K | 1.0% | |
| Variable Annuity Accounts Teachers Insurance And Annuity Association * TIAA Real Estate 886 | — | — | — | $409K | 1.0% | |
| Teachers Insurance And Annuity Association * TIAA-CREF Lfcyle Idx 2060-Inst | — | — | $21K | $407K | 1.0% | |
| Lincoln Financial Group * Fixed group annuity contract | — | — | $330K | $402K | 1.0% | |
| Prudential PGIM Total Return Bond R6 | — | — | $31K | $369K | 0.9% | |
| Vanguard Funds Vanguard Small-Cap Idx Adm | — | — | $2K | $234K | 0.6% | |
| American Funds American EuroPac Growth Class R6 | — | — | $4K | $227K | 0.5% | |
| Parnassus Core Equity Inst. | Mutual Funds | — | $3K | $223K | 0.5% | |
| December 2029 — | — | — | — | $222K | 0.5% | |
| Eaton Vance Eaton Vance Atl Cap SMID Ca R6 | — | — | $5K | $211K | 0.5% | |
| Vanguard Funds Vanguard Mid-Cap Idx Adm 567 | — | — | — | $186K | 0.5% | |
| Teachers Insurance And Annuity Association * TIAA Access Lifecycle 2035 T4 | — | — | $2K | $165K | 0.4% | |
| Cohen & Steers Cohen & Steers Real Est Sec Z | — | — | $9K | $155K | 0.4% | |
| Victory Capital Victory Sycamore Established Value Class R6 | — | — | $3K | $142K | 0.3% | |
| Vanguard Funds Vanguard Ttl Intl Stk Idx Adm | — | — | $4K | $137K | 0.3% | |
| JP Morgan Undiscovered Managers Behavioral Value Class R6 | — | — | $2K | $131K | 0.3% | |
| Victory Capital Victory Sophus Emerging Markets Class R6 | — | — | $6K | $117K | 0.3% | |
| Teachers Insurance And Annuity Association * TIAA-CREF Lfcyle Idx 2015-Inst | — | — | $6K | $108K | 0.3% | |
| Teachers Insurance And Annuity Association * TIAA Access Lg-Cap Val T4 | — | — | $1K | $101K | 0.2% | |
| MFS Mutual Funds MFS Value Fund Class R6 | — | — | $2K | $94K | 0.2% | |
| Teachers Insurance And Annuity Association * TIAA Access International Equity T4 | — | — | $2K | $78K | 0.2% | |
| Nuveen Lifecycle Index Retirement Income | — | — | $4K | $60K | 0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Core Bond Plus T4 | — | — | $1K | $56K | 0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Mid-Cap Val T4 612 | — | — | — | $46K | 0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Social Ch Eq T4 395 | — | — | — | $44K | 0.1% | |
| Teachers Insurance And Annuity Association * Plan Loan Default Fund — | — | — | — | $41K | 0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Quant Sml Cp Eq T4 433 | — | — | — | $39K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Lifecycle 2045 T4 488 | — | — | — | $36K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Lfcyle Rtmt Inc T4 1 2 Teachers Insurance And Annuity Association * TIAA Access Lg-Cap Gr T4 196 | — | — | — | $35K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Mid-Cap Gr T4 401 | — | — | — | $35K | <0.1% | |
| Wasatch Funds Wasatch Core Growth Fund Inst 285 | — | — | — | $29K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Sm-Cap Bl Idx T4 337 | — | — | — | $27K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Lifecycle 2050 T4 350 | — | — | — | $26K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Traditional Benefit Responsive 2 — | — | — | — | $26K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Money Market T4 1 30 Teachers Insurance And Annuity Association * TIAA Access Real Est Secs T4 463 | — | — | — | $24K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Core Equity T4 120 | — | — | — | $18K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Lifecycle 2040 T4 171 | — | — | — | $12K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Lifecycle 2020 T4 1 73 Teachers Insurance And Annuity Association * TIAA Access Lifecycle 2025 T4 1 3 Teachers Insurance And Annuity Association * TIAA Access Lifecycle 2030 T4 196 | — | — | — | $12K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA-CREF Lfcyle Idx 2010-Inst 699 | — | — | — | $12K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Lifecycle 2010 T4 1 3 Teachers Insurance And Annuity Association * TIAA Access Lifecycle 2015 T4 155 | — | — | — | $9K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Infl-Lnkd Bond T4 198 | — | — | — | $8K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Access Core Bond T4 176 | — | — | — | $7K | <0.1% | |
| Teachers Insurance And Annuity Association * TIAA Stable Value — | — | — | — | $1K | <0.1% |
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