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Original filing (PDF)20251015104843NAL0008815682001
THE CAPPER FOUNDATION
Form 5500
FILING_RECEIVED
THE CAPPER FOUNDATION RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
318
Accounts w/ balance
190
Plan assets (EOY)
$2.8M
Net assets (EOY)
$2.8M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 60% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE CAPPER FOUNDATION.
Plan sponsor
Name
THE CAPPER FOUNDATION
EIN
48-0543745
Address
3500 SW. 10TH AVE. · TOPEKA, KS · 666041904
Phone
(785) 272-4060
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MIZE CPAS INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CPI QUALIFIED PLAN CONSULTANTS | 48-1205033 | — | NONE | $9K | — |
| IMA ADVISORY SERVICES, INC. | — | WICHITA, KS | NONE | $7K | — |
Investments
26 direct securities· $2.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2025 Target Date Retirement R5 Mutual fund N/A $ | — | — | — | $601K | 21.4% | |
| American Funds 2030 Target Date Retirement R5 Mutual fund N/A | — | — | — | $311K | 11.1% | |
| Fidelity Advisor Growth Opportunities Fund Class I Mutual fund N/A | — | — | — | $277K | 9.9% | |
| American Funds 2035 Target Date Retirement R5 Mutual fund N/A | — | — | — | $271K | 9.6% | |
| iShares Core S&P 500 ETF Exchange-traded fund N/A | — | — | — | $249K | 8.9% | |
| American Funds 2040 Target Date Retirement R5 Mutual fund N/A | — | — | — | $211K | 7.5% | |
| American Funds 2055 Target Date Retirement R5 Mutual fund N/A | — | — | — | $155K | 5.5% | |
| American Funds 2050 Target Date Retirement R5 Mutual fund N/A | — | — | — | $148K | 5.3% | |
| American Funds 2020 Target Date Retirement R5 Mutual fund N/A | — | — | — | $143K | 5.1% | |
| American Funds 2045 Target Date Retirement R5 Mutual fund N/A | — | — | — | $90K | 3.2% | |
| T Rowe Price Global Stock Fund Mutual fund N/A | — | — | — | $87K | 3.1% | |
| American Funds 2060 Target Date Retirement R5 Mutual fund N/A | — | — | — | $76K | 2.7% | |
| BlackRock 60/40 Target Allocation Fund Class K Mutual fund N/A | — | — | — | $73K | 2.6% | |
| Northern Bond Index Fund Mutual fund N/A | — | — | — | $29K | 1.0% | |
| American Funds New Perspective Fund Class R5 Mutual fund N/A | — | — | — | $28K | 1.0% | |
| Vanguard Federal Money Market Investor Money market account N/A | — | — | — | $14K | 0.5% | |
| Fidelity Advisor High Income Advantage Fund Class I Mutual fund N/A | — | — | — | $13K | 0.5% | |
| iShares Core S&P Mid-Cap ETF Exchange-traded fund N/A | — | — | — | $11K | 0.4% | |
| iShares Core S&P Small-Cap ETF Exchange-traded fund N/A | — | — | — | $8K | 0.3% | |
| 5/2025 to 6/2028 | — | — | — | $3K | 0.1% | |
| MFS Mid Cap Growth Fund Class I Mutual fund N/A | — | — | — | $3K | 0.1% | |
| American Funds New World Fund Class R5 Mutual fund N/A | — | — | — | $2K | <0.1% | |
| American Century Emerging Markets Fund Investor Class Mutual fund N/A | — | — | — | $2K | <0.1% | |
| Vanguard International Growth Fund Admiral Shares Mutual fund N/A | — | — | — | $2K | <0.1% | |
| Invesco Global Opportunities Fund Class Y Mutual fund N/A | — | — | — | $1K | <0.1% | |
| iShares Core Dividend Growth ETF Exchange-traded fund N/A | — | — | — | $1K | <0.1% |