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Original filing (PDF)20250731141558NAL0007225664004
SOUTHWESTERN COLLEGE
Form 5500
FILING_RECEIVED
SOUTHWESTERN COLLEGE EMPLOYEE RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
193
Accounts w/ balance
620
Plan assets (EOY)
$27.7M
Net assets (EOY)
$27.7M
How this plan invests
This plan
1 pooled trust
Schedule D
66 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (12 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHWESTERN COLLEGE.
Plan sponsor
Name
SOUTHWESTERN COLLEGE
EIN
48-0543715
Address
100 COLLEGE STREET · WINFIELD, KS · 671562499
Phone
(620) 229-6368
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-31
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
Audit & trust (Schedule H)
Auditor
CAPIN CROUSE
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARINER WEALTH ADVISORS, LLC | — | OVERLAND PARK, KS | FINANCIAL ADVISOR | $13K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA - TEACHERS INSURANCE AND ANNUI | 13-1624203 | NEW YORK, NY | THIRD PARTY ADMINISTRATOR | $20K | — |
Investments
64 direct securities · 1 pooled fund· $27.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$27.2M
64 holdings
Pooled Separate Account
$428K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| CREF Stock R1 5,841.1060 units | — | — | — | $5.2M | 18.9% | |
| TIAA Traditional Non Benefit Responsive | — | — | — | $4.7M | 17.0% | |
| CREF Growth R1 3,734.5552 units | — | — | — | $1.9M | 6.9% | |
| Nuveen Lfcyle Idx 2030-Rtmt 73,219.9591 shares | — | — | — | $1.8M | 6.4% | |
| Nuveen Lfcyle Idx 2025-Rtmt 56,464.6804 shares | — | — | — | $1.2M | 4.4% | |
| CREF Global Equities R1 3,281.6662 units | — | — | — | $1.1M | 4.0% | |
| CREF Equity Index R1 2,130.5505 units | — | — | — | $1.1M | 3.9% | |
| Nuveen Lfcyle Idx 2035-Rtmt 37,816.9477 shares | — | — | — | $1.0M | 3.7% | |
| Nuveen Lfcyle Idx 2040-Rtmt 28,557.7305 shares | — | — | — | $836K | 3.0% | |
| Nuveen Lfcyle Idx 2045-Rtmt 25,602.9779 shares | — | — | — | $790K | 2.9% | |
| CREF Social Choice R1 1,839.7075 units | — | — | — | $663K | 2.4% | |
| Nuveen Lfcyle Idx 2050-Rtmt 16,170.3388 shares | — | — | — | $509K | 1.8% | |
| TIAA Traditional Benefit Responsive | — | — | — | $495K | 1.8% | |
| Vanguard 500 Idx Adm 822.5237 shares | — | — | — | $446K | 1.6% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $428K | 1.5% | |
| Nuveen Lfcyle Idx 2055-Rtmt 14,691.4674 shares | — | — | — | $374K | 1.4% | |
| TIAA Traditional Non Benefit Responsive 2 | — | — | — | $353K | 1.3% | |
| Nuveen Lfcyle Idx 2020-Rtmt 17,887.1684 shares | — | — | — | $337K | 1.2% | |
| CREF Core Bond R1 2,068.6583 units | — | — | — | $272K | 1.0% | |
| Dodge&Cox Dodge & Cox Stock Fund Class X 980.5430 shares | — | — | — | $252K | 0.9% | |
| TIAA Access Nuv Intl Equity T4 6,542.9131 units | — | — | — | $244K | 0.9% | |
| Cohen&Steers Cohen & Steers Real Est Sec Z 13,828.4113 shares | — | — | — | $239K | 0.9% | |
| TIAA Access Nuv Lg-Cap Val T4 3,041.1043 units | — | — | — | $227K | 0.8% | |
| Vanguard Small-Cap Idx Adm 1,720.8808 shares | — | — | — | $198K | 0.7% | |
| MFS Mid Cap Value Class R6 6,160.2374 shares | — | — | — | $196K | 0.7% | |
| Principal MidCap Institutional 4,333.1223 shares | — | — | — | $193K | 0.7% | |
| American AF EuroPacific Growth Fund R4 3,461.1228 shares | — | — | — | $186K | 0.7% | |
| CREF Money Market R1 5,909.5425 units | — | — | — | $172K | 0.6% | |
| Nuveen Lfcyle Idx 2015-Rtmt 9,475.6012 shares | — | — | — | $161K | 0.6% | |
| TIAA Access Nuv Mid-Cap Val T4 1,850.2946 units | — | — | — | $138K | 0.5% | |
| CREF Inflation-Linked Bond R1 1,628.0560 units | — | — | — | $135K | 0.5% | |
| TIAA Access Nuv Lifecycle 2045 T4 1,612.8247 units | — | — | — | $119K | 0.4% | |
| Nuveen Lfcyle Idx 2060-Rtmt 5,935.8027 shares | — | — | — | $117K | 0.4% | |
| Vanguard Devlopd Mkts Idx Adm 7,010.6281 shares | — | — | — | $108K | 0.4% | |
| TIAA Access Nuv Mid-Cap Gr T4 1,129.2520 units | — | — | — | $98K | 0.4% | |
| Vanguard Ttl Bd Mkt Idx Adm 10,162.3634 shares | — | — | — | $96K | 0.3% | |
| T- Rowe T. Rowe Price Large-Cap Gr I 1,146.3863 shares | — | — | — | $94K | 0.3% | |
| TIAA Access Nuv Lifecycle 2035 T4 1,295.6849 units | — | — | — | $87K | 0.3% | |
| TIAA Access Nuv Lifecycle 2025 T4 1,420.2562 units | — | — | — | $85K | 0.3% | |
| Nuveen Lfcyle Idx 2010-Rtmt 4,905.6146 shares | — | — | — | $80K | 0.3% | |
| TIAA Access Nuv Sm-Cap Bl Idx T4 968.2282 units | — | — | — | $77K | 0.3% | |
| Blackrock Emerging Mrkts Instl 3,225.5128 shares | — | — | — | $76K | 0.3% | |
| Vanguard Federal Money Mkt Inv 73,496.5900 shares | — | — | — | $73K | 0.3% | |
| American AF American Balanced Fund R4 2,017.2425 shares | — | — | — | $69K | 0.3% | |
| TIAA Access Nuv Real Est Secs T4 1,329.6225 units | — | — | — | $68K | 0.2% | |
| TIAA Access Nuv Quant Sm-Cap Eq T4 746.6233 units | — | — | — | $67K | 0.2% | |
| Baird Aggregate Bond Inst 6,686.6436 shares | — | — | — | $65K | 0.2% | |
| Baird Short Term Bond Fund Inv 4,533.0571 shares | — | — | — | $43K | 0.2% | |
| BlackRock Inflation Protect Bnd A 4,040.0579 shares | — | — | — | $38K | 0.1% | |
| TIAA Access Nuv Lifecycle 2020 T4 609.3080 units | — | — | — | $35K | 0.1% | |
| TIAA Access Nuv Lifecycle 2050 T4 391.9593 units | — | — | — | $29K | 0.1% | |
| TIAA Access Nuv LgCp Res Eq T4 240.6182 units | — | — | — | $27K | <0.1% | |
| TIAA Access Nuv Lg-Cap Gr T4 142.3430 units | — | — | — | $25K | <0.1% | |
| TIAA Access Nuv Lifecycle 2030 T4 348.3513 units | — | — | — | $22K | <0.1% | |
| Nuveen Money Market-Rtmt 14,978.1100 shares | — | — | — | $15K | <0.1% | |
| Participant loans Interest at 5.75% to 9.50% | — | — | — | $13K | <0.1% | |
| TIAA Access Nuv Core Pl Bd T4 312.4377 units | — | — | — | $13K | <0.1% | |
| Vanguard Mid-Cap Idx Adm 33.6395 shares | — | — | — | $11K | <0.1% | |
| TIAA Traditional Benefit Responsive 2 | — | — | — | $11K | <0.1% | |
| TIAA Access Nuv Lifecycle 2015 T4 175.2131 units | — | — | — | $10K | <0.1% | |
| TIAA Access Nuv Equity Idx T4 68.4733 units | — | — | — | $8K | <0.1% | |
| DFA US Targeted Val Port Inst 219.1060 shares | — | — | — | $8K | <0.1% | |
| TIAA Access Nuv Core Equity T4 50.7060 units | — | — | — | $7K | <0.1% | |
| Nuveen Lfcyle Idx 2065-Rtmt 381.7799 shares | — | — | — | $5K | <0.1% | |
| TIAA Access Nuv Lifecycle 2010 T4 99.1084 units | — | — | — | $5K | <0.1% |