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Original filing (PDF)20250624105750NAL0004028579001
ASU ENTERPRISE PARTNERS
Form 5500
FILING_RECEIVED
ASU ENTERPRISE PARTNERS 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
343
Accounts w/ balance
583
Plan assets (EOY)
$52.2M
Net assets (EOY)
$52.2M
How this plan invests
This plan
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASU ENTERPRISE PARTNERS.
Plan sponsor
Name
ASU ENTERPRISE PARTNERS
EIN
47-5599177
Address
300 E. UNIVERSITY DRIVE · TEMPE, AZ · 85280
Phone
(480) 965-3759
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-24
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $61K | — |
Investments
39 direct securities· $51.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab S&P 500 Index Fund Mutual Fund | — | — | — | $6.4M | 12.2% | |
| Nuveen Lifecycle Index 2035 Fund Collective Investment Trust | — | — | — | $5.1M | 9.8% | |
| Nuveen Lifecycle Index 2030 Fund Collective Investment Trust | — | — | — | $4.4M | 8.4% | |
| Nuveen Lifecycle Index 2040 Fund Collective Investment Trust | — | — | — | $4.1M | 7.9% | |
| Nuveen Lifecycle Index 2045 Fund Collective Investment Trust | — | — | — | $4.1M | 7.8% | |
| Nuveen Lifecycle Index 2050 Fund Collective Investment Trust | — | — | — | $3.1M | 6.0% | |
| Nuveen Lifecycle Index 2025 Fund Collective Investment Trust | — | — | — | $2.2M | 4.3% | |
| Nuveen Lifecycle Index 2055 Fund Collective Investment Trust | — | — | — | $2.0M | 3.8% | |
| Non-benefit responsive investment contract * TIAA Traditional Annuity Guaranteed Interest Contract | — | — | — | $1.7M | 3.3% | |
| Nuveen Lifecycle Index 2060 Fund Collective Investment Trust | — | — | — | $1.7M | 3.2% | |
| Nuveen Lifecycle Index 2020 Fund Collective Investment Trust | — | — | — | $1.7M | 3.2% | |
| MFS Growth Equity Fund Collective Investment Trust | — | — | — | $1.6M | 3.0% | |
| American Funds EuroPacific Growth Fund Mutual Fund | — | — | — | $1.4M | 2.7% | |
| Invesco Stable Value Trust Fund Collective Investment Trust | — | — | — | $1.4M | 2.7% | |
| Artisan International Value Fund Mutual Fund | — | — | — | $1.3M | 2.5% | |
| Victory Sycamore Established Value Fund Mutual Fund | — | — | — | $1.3M | 2.5% | |
| AB Sustainable Global Thematic Fund Mutual Fund | — | — | — | $1.0M | 2.0% | |
| DFA U.S. Targeted Value Fund Mutual Fund | — | — | — | $1.0M | 1.9% | |
| Vanguard Real Estate Index Fund Mutual Fund | — | — | — | $977K | 1.9% | |
| Loomis Sayles Core Plus Bond Fund Mutual Fund | — | — | — | $764K | 1.5% | |
| Vanguard Short-Term Inflation-Protected Securities Index Fund Mutual Fund | — | — | — | $666K | 1.3% | |
| Schwab International Index Fund Mutual Fund | — | — | — | $596K | 1.1% | |
| Putnam Large Cap Value Trust Fund Collective Investment Trust | — | — | — | $558K | 1.1% | |
| Driehaus Emerging Markets Growth Fund Collective Investment Trust | — | — | — | $498K | 1.0% | |
| Nuveen Lifecycle Index 2065 Fund Collective Investment Trust | — | — | — | $367K | 0.7% | |
| BlackRock Mid-Cap Growth Equity Fund Mutual Fund | — | — | — | $354K | 0.7% | |
| AB US Small Cap Growth Fund Collective Investment Trust | — | — | — | $287K | 0.6% | |
| Schwab Small Cap Index Fund Mutual Fund | — | — | — | $222K | 0.4% | |
| Nuveen Lifecycle Index Retirement Income Fund Collective Investment Trust | — | — | — | $211K | 0.4% | |
| Schwab U.S. Aggregate Bond Index Fund Mutual Fund | — | — | — | $185K | 0.4% | |
| BlackRock Strategic Global Bond Fund Mutual Fund | — | — | — | $146K | 0.3% | |
| TIAA-CREF Self-Directed Account Various | — | — | — | $125K | 0.2% | |
| Schwab U.S. Mid-Cap Index Fund Mutual Fund | — | — | — | $119K | 0.2% | |
| Investments * CREF Social Choice Variable Annuity | — | — | — | $90K | 0.2% | |
| Nuveen Lifecycle Index 2015 Fund Collective Investment Trust | — | — | — | $61K | 0.1% | |
| Parnassus Sustainable Core Equity Fund Collective Investment Trust | — | — | — | $42K | <0.1% | |
| Nuveen Money Market Retirement Fund Money Market Mutual Fund | — | — | — | $26K | <0.1% | |
| Nuveen Core Impact Bond Fund Mutual Fund | — | — | — | $24K | <0.1% | |
| Nuveen Lifecycle Index 2010 Fund Collective Investment Trust | — | — | — | $2K | <0.1% |
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