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Original filing (PDF)20250919085659NAL0002316241001
ROCO MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
ROCO MANAGEMENT, LLC 401(K) PLAN
401(k) retirement plan
Active participants
125
Accounts w/ balance
182
Plan assets (EOY)
$2.7M
Net assets (EOY)
$2.7M
How this plan invests
This plan
18 pooled trusts
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROCO MANAGEMENT, LLC.
Plan sponsor
Name
ROCO MANAGEMENT, LLC
EIN
47-5571246
Address
33 BLOOMFIELD HILLS PARKWAY #135 · BLOOMFIELD, MI · 48304
Phone
(248) 516-1678
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-19
Pension benefit codes
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
GODRON ADVISORS, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $2K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GORDON ADVISORS, P.C. | 38-2656556 | — | ACCOUNTANT/AUDITOR | $14K | — |
Investments
22 direct securities · 18 pooled funds· $2.6M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.6M
22 holdings
Pooled Separate Account
$0
18 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom 2050 K6 | — | — | — | $589K | 21.6% | |
| Fidelity Freedom 2055 K6 | — | — | — | $536K | 19.7% | |
| Fidelity Freedom 2030 R6 | — | — | — | $348K | 12.8% | |
| Fidelity Freedom 2040 K6 | — | — | — | $187K | 6.8% | |
| Fidelity Government Money Market Fund K6 | — | — | — | $182K | 6.7% | |
| Fidelity Freedom 2060 K6 | — | — | — | $165K | 6.0% | |
| Fidelity Freedom 2045 K6 | — | — | — | $154K | 5.7% | |
| Fidelity Freedom 2035 R6 | — | — | — | $140K | 5.1% | |
| Fidelity Contrafund K6 | — | — | — | $85K | 3.1% | |
| Fidelity Freedom 2025 R6 | — | — | — | $72K | 2.7% | |
| Fidelity Freedom 2065 K6 | — | — | — | $49K | 1.8% | |
| Cohen & Steers Cohen & Steers Inst Realty Shs ** 80 MFS Investment Management MFS Mid Cap Value R6 | — | — | — | $37K | 1.4% | |
| Dodge & Cox Dodge & Cox Income X | — | — | — | $15K | 0.6% | |
| Fidelity 500 Index | — | — | — | $15K | 0.6% | |
| Fidelity Small Cap Gr K6 ** 111 * Fidelity Freedom 2020 R6 | — | — | — | $13K | 0.5% | |
| Fidelity Small Cap Idx | — | — | — | $5K | 0.2% | |
| Dodge & Cox Dodge & Cox Stock X | — | — | — | $4K | 0.2% | |
| Fidelity Mid Cap Idx | — | — | — | $4K | 0.2% | |
| Dodge & Cox Dodge & Cox Int Sk X | — | — | — | $4K | 0.1% | |
| Fidelity US Bond Idx | — | — | — | $3K | 0.1% | |
| Capital Group American Funds New World R6 | — | — | — | $2K | <0.1% | |
| Fidelity Intl Index | — | — | — | $2K | <0.1% | |
| INTERNATIONAL STOCK RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 929 | Pooled Separate Account | — | — | $0 | <0.1% | |
| SMALL CAP GROWTH RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 226 | Pooled Separate Account | — | — | $0 | <0.1% | |
| SMALL CAP VALUE RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 227 | Pooled Separate Account | — | — | $0 | <0.1% | |
| WILMINGTONPUTNAM EQUITY INCOME LAR TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 215 | Pooled Separate Account | — | — | $0 | <0.1% | |
| BLACKROCK EAFE EQ INDEX RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 910 | Pooled Separate Account | — | — | $0 | <0.1% | |
| BLACKROCK EQUITY INDEX RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 909 | Pooled Separate Account | — | — | $0 | <0.1% | |
| BLACKROCK U.S. DEBT INDEX RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 911 | Pooled Separate Account | — | — | $0 | <0.1% | |
| CLEARBRIDGE LARGE CAP GROWTH RET AC TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 214 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLEXPATH AGGRESS 2055 RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 926 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLEXPATH AGGRESS RETMENT RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 922 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLEXPATH CONSERVATIVE 2025 RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 913 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLEXPATH CONSERVATIVE 2035 RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 914 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLEXPATH CONSERVATIVE 2045 RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 915 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLEXPATH CONSERVATIVE 2055 RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 916 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLEXPATH MODERATE 2025 RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 918 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLEXPATH MODERATE 2035 RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 919 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLEXPATH MODERATE 2045 RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 920 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLEXPATH MODERATE 2055 RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 921 | Pooled Separate Account | — | — | $0 | <0.1% |
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