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Original filing (PDF)20251007153600NAL0004788865001
THE RFA GROUP, INC.
Form 5500
FILING_RECEIVED
THE RFA GROUP RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
500
Accounts w/ balance
543
Plan assets (EOY)
$39.9M
Net assets (EOY)
$39.9M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE RFA GROUP, INC..
Plan sponsor
Name
THE RFA GROUP, INC.
EIN
47-5512830
Address
12986 VALLEY VIEW ROAD · EDEN PRAIRIE, MN · 55344
Phone
(952) 843-2700
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
LB CARLSON
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL RPCP | 04-3046611 | — | NONE | $60K | — |
| ASCENSUS LLC | 11-3665754 | — | NONE | $40K | — |
Investments
27 direct securities· $39.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $6.5M | 16.3% | |
| Invesco NASDAQ 100 ETF Invesco 0 | — | — | — | $4.9M | 12.2% | |
| American Funds Invmt Co of Amer R5 American Funds 0 | — | — | — | $3.0M | 7.6% | |
| American Funds New Economy R-5E American Funds 0 | — | — | — | $3.0M | 7.5% | |
| American Funds Trgt Date Ret 2055 R-5E American Funds 0 | — | — | — | $2.7M | 6.8% | |
| American Funds U.S. Govt Money Mkt R-5E American Funds 0 | — | — | — | $2.3M | 5.7% | |
| American Funds Trgt Date Ret 2050 R-5E American Funds 0 | — | — | — | $1.8M | 4.4% | |
| Fidelity Mid Cap Index Fidelity 0 | — | — | — | $1.6M | 4.0% | |
| American Eupac R6 American Funds 0 | — | — | — | $1.6M | 3.9% | |
| American Funds Mod Growth and Inc R-5E American Funds 0 | — | — | — | $1.5M | 3.9% | |
| DFA U.S. Small Cap Portfolio I DFA 0 | — | — | — | $1.5M | 3.7% | |
| American Funds SMALLCAP World R6 American Funds 0 | — | — | — | $1.4M | 3.6% | |
| Columbia Dividend Income I3 Columbia 0 | — | — | — | $1.3M | 3.4% | |
| American Funds New World R-5E American Funds 0 | — | — | — | $1.1M | 2.7% | |
| American Funds Trgt Date Ret 2040 R-5E American Funds 0 | — | — | — | $865K | 2.2% | |
| NYLI MacKay High Yield Corporate Bond R6 NYLI 0 | — | — | — | $806K | 2.0% | |
| American Funds Trgt Date Ret 2045 R-5E American Funds 0 | — | — | — | $792K | 2.0% | |
| American Funds Bond Fund of Amer R4 American Funds 0 | — | — | — | $770K | 1.9% | |
| American Funds Trgt Date Ret 2030 R-5E American Funds 0 | — | — | — | $731K | 1.8% | |
| Fidelity Small Cap Index Fidelity 0 | — | — | — | $556K | 1.4% | |
| American Funds Trgt Date Ret 2035 R-5E American Funds 0 | — | — | — | $359K | 0.9% | |
| JPMorgan Mid Cap Growth R6 JP Morgan 0 | — | — | — | $339K | 0.9% | |
| American Funds Trgt Date Ret 2010 R-5E American Funds 0 | — | — | — | $125K | 0.3% | |
| (CL)Victory Sycamore Established Val R6 Victory 0 | — | — | — | $115K | 0.3% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $80K | 0.2% | |
| Contribution Account Ascensus Trust Company 0 | — | — | — | $76K | 0.2% | |
| American Funds Trgt Date Ret 2015 R-5E American Funds 0 246 American Funds Trgt Date Ret 2020 R-5E American Funds 0 246 American Funds Trgt Date Ret 2025 R-5E American Funds 0 | — | — | — | $44K | 0.1% |