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Original filing (PDF)20250729114958NAL0001575123001
SUBMITTABLE HOLDINGS INC.
Form 5500
FILING_RECEIVED
SUBMITTABLE 401(K) PLAN
401(k) retirement plan
Signals · 2
43% in single holding6 service providers
Active participants
129
Accounts w/ balance
200
Plan assets (EOY)
$10.7M
Net assets (EOY)
$10.7M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
79
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fidelity 500 Index" is 43% of plan.
- 49 bps in Schedule C fees — 68% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUBMITTABLE HOLDINGS INC..
Plan sponsor
Name
SUBMITTABLE HOLDINGS INC.
EIN
47-5485414
Address
101 EAST FRONT ST. · SUITE 501 · MISSOULA, MT · 59802
Phone
(855) 467-8264
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-29
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
2K · 401(m) arrangement
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BALANCE & STRATEGIC ADVISORS, CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $46K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI SECURITIES INC | — | GLASTONBURY, CT | BROKER/ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI CONSULTING GROUP INC | — | GLASTONBURY, CT | CONTRACT ADMIN | $2K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $2K | — |
| ENVESTNET RETIREMENT SOLUTIONS, LLC | — | DENVER, CO | OTHER | $2K | — |
| USI SECURITIES INC | — | GLASTONBURY, CT | OTHER | $0 | — |
Investments
35 direct securities· $10.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $4.5M | 42.3% | |
| MFS Intl Diversification R6 | — | — | — | $1.9M | 18.2% | |
| American Funds Bond Fund of Amer R6 | — | — | — | $1.3M | 11.9% | |
| Fidelity Freedom Index 2045 Instl Prem | — | — | — | $700K | 6.6% | |
| Franklin Real Estate Securities R6 | — | — | — | $497K | 4.6% | |
| PIMCO Int Bond (USD-Hedged) Instl | — | — | — | $283K | 2.6% | |
| Fidelity Freedom Index 2060 Instl Prem | — | — | — | $257K | 2.4% | |
| Fidelity Freedom Index 2050 Instl Prem | — | — | — | $165K | 1.5% | |
| JPMorgan Large Cap Growth R6 | — | — | — | $121K | 1.1% | |
| Hartford Dividend and Growth R6 | — | — | — | $88K | 0.8% | |
| Fidelity Freedom Index 2055 Instl Prem | — | — | — | $79K | 0.7% | |
| Fidelity Mid Cap Index | — | — | — | $78K | 0.7% | |
| Fidelity Freedom Index 2065 Instl Prem | — | — | — | $75K | 0.7% | |
| Fidelity Small Cap Index | — | — | — | $69K | 0.6% | |
| Fidelity Intl Sustainability Idx | — | — | — | $66K | 0.6% | |
| American Funds New World R6 | — | — | — | $64K | 0.6% | |
| Fidelity Freedom Index 2035 Instl Prem | — | — | — | $59K | 0.6% | |
| American Funds New Perspective R6 | — | — | — | $47K | 0.4% | |
| Fidelity Freedom Index 2025 Instl Prem | — | — | — | $37K | 0.3% | |
| BlackRock 80/20 Target Allocation K | — | — | — | $31K | 0.3% | |
| Fidelity Sustainability Bond Index | — | — | — | $29K | 0.3% | |
| Fidelity U.S. Sustainability Index Instl | — | — | — | $27K | 0.3% | |
| American Funds Inflation Linked Bd R6 | — | — | — | $25K | 0.2% | |
| Participant loans | — | — | — | $25K | 0.2% | |
| JPMorgan Small Cap Value R6 | — | — | — | $14K | 0.1% | |
| JPMorgan Mid Cap Growth R6 | — | — | — | $14K | 0.1% | |
| EI Fixed Account - Series Class I | — | — | — | $13K | 0.1% | |
| MFS Mid Cap Value R6 | — | — | — | $11K | 0.1% | |
| BlackRock 60/40 Target Allocation K | — | — | — | $11K | 0.1% | |
| BlackRock 40/60 Target Allocation K | — | — | — | $7K | <0.1% | |
| BlackRock Balanced K | — | — | — | $7K | <0.1% | |
| BlackRock 20/80 Target Allocation K | — | — | — | $5K | <0.1% | |
| Putnam Small Cap Growth R6 | — | — | — | $2K | <0.1% | |
| BlackRock High Yield K | — | — | — | $885 | <0.1% | |
| Asset Forfeiture Fund | — | — | — | $876 | <0.1% |
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