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Original filing (PDF)20251015101755NAL0002132851001
ELEMENTS GLOBAL SERVICES INC.
Form 5500
FILING_RECEIVED
ELEMENTS GLOBAL SERVICES INC. RETIREMENT TRUST
401(k) retirement plan
Signals · 1
~82 bps in Sched C fees
Active participants
156
Accounts w/ balance
136
Plan assets (EOY)
$7.0M
Net assets (EOY)
$7.0M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 82 bps in Schedule C fees — 58% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ELEMENTS GLOBAL SERVICES INC..
Plan sponsor
Name
ELEMENTS GLOBAL SERVICES INC.
EIN
47-5407214
Address
1 N FRANKLIN SUITE 2600 · CHICAGO, IL · 60606
Phone
(349) 312-2376
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
METZ CPA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $38K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $16K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
34 direct securities· $7.0M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom Index 2030 Fund Mutual funds | — | — | — | $840K | 12.0% | |
| Fidelity 500 Index Fund Mutual funds | — | — | — | $773K | 11.0% | |
| Fidelity Freedom Index 2050 Fund Mutual funds | — | — | — | $748K | 10.7% | |
| Fidelity Freedom Index 2040 Fund Mutual funds | — | — | — | $682K | 9.7% | |
| Fidelity Freedom Index 2045 Fund Mutual funds | — | — | — | $631K | 9.0% | |
| Fidelity Freedom Index 2035 Fund Mutual funds | — | — | — | $574K | 8.2% | |
| Fidelity Freedom Index 2055 Fund Mutual funds | — | — | — | $400K | 5.7% | |
| Fidelity Total International Index Fund Mutual funds | — | — | — | $321K | 4.6% | |
| Fidelity Mid Cap Index Fund Mutual funds | — | — | — | $264K | 3.8% | |
| EI Fixed Account - Series Class I Guaranteed investment contract | — | — | — | $239K | 3.4% | |
| Fidelity Freedom Index 2060 Fund Mutual funds | — | — | — | $227K | 3.2% | |
| Fidelity Nasdaq Composite Index Fund Mutual funds | — | — | — | $163K | 2.3% | |
| Fidelity Small Cap Index Fund Mutual funds | — | — | — | $141K | 2.0% | |
| Invesco Small Cap Value Fund Mutual funds | — | — | — | $134K | 1.9% | |
| Fidelity Us Bond Index Fund Mutual funds | — | — | — | $131K | 1.9% | |
| Fidelity Advisor Growth Opportunities Fund Mutual funds | — | — | — | $92K | 1.3% | |
| Participant loans Interest rates from 4.25% to 9.50% $0 | — | — | — | $73K | 1.0% | |
| Neuberger Berman Large Cap Value Fund Mutual funds | — | — | — | $70K | 1.0% | |
| Fidelity Freedom Index 2065 Fund Mutual funds | — | — | — | $67K | 1.0% | |
| Fidelity Advisor Value Strategies Fund Mutual funds | — | — | — | $63K | 0.9% | |
| Fidelity Inflation Protected Bond Index Fund Mutual funds | — | — | — | $58K | 0.8% | |
| Franklin Income Fund Mutual funds | — | — | — | $51K | 0.7% | |
| Fidelity Advisor Balanced Fund Mutual funds | — | — | — | $45K | 0.6% | |
| American Funds Growth and Income Portfolio Mutual funds | — | — | — | $43K | 0.6% | |
| Fidelity Real Estate Index Fund Mutual funds | — | — | — | $42K | 0.6% | |
| American Funds Europacific Growth Fund Mutual funds | — | — | — | $35K | 0.5% | |
| American Funds New World Fund Mutual funds | — | — | — | $33K | 0.5% | |
| Macquarie Mid Cap Growth Fund Mutual funds | — | — | — | $18K | 0.3% | |
| Pioneer Bond Fund Mutual funds | — | — | — | $17K | 0.2% | |
| American Funds American High-Income Trust Mutual funds | — | — | — | $12K | 0.2% | |
| Fidelity Freedom Index 2025 Fund Mutual funds | — | — | — | $9K | 0.1% | |
| Lord Abbett Developing Growth Fund Mutual funds | — | — | — | $8K | 0.1% | |
| Lord Abbett Bond Debenture Fund Mutual funds | — | — | — | $7K | <0.1% | |
| Oakmark International Fund Mutual funds | — | — | — | $1K | <0.1% |
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