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Original filing (PDF)20250717144303NAL0000475441001
RESOLVION, GP
Form 5500
FILING_RECEIVED
RESOLVION 401(K) PLAN
401(k) retirement plan
Signals · 2
31% in single holding~79 bps in Sched C fees
Active participants
169
Accounts w/ balance
126
Plan assets (EOY)
$4.3M
Net assets (EOY)
$4.3M
How this plan invests
This plan
1 pooled trust
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "American Funds American Funds Balanced Fund" is 31% of plan.
- 79 bps in Schedule C fees — 53% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RESOLVION, GP.
Plan sponsor
Name
RESOLVION, GP
EIN
47-5254939
Address
10815 DAVID TAYLOR DRIVE · STE 250 · CHARLOTTE, NC · 28262
Phone
(760) 331-0950
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-17
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
JGD & ASSOCIATES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA LIFE INSURANCE CO | 39-0989781 | — | RECORDKEEPER | $14K | — |
| PREMIER PLAN CONSULTANTS | 82-0986372 | SAN DIEGO, CA | RECORDKEEPER | $4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SOUTHERN STYLE FINANCIAL INC. | 47-2247729 | — | INV ADVISORY | $16K | — |
Investments
37 direct securities · 1 pooled fund· $4.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$3.9M
34 holdings
Pooled Separate Accounts
$282K
2 holdings
Common Collective Trusts
$178K
1 holding
Common Collective Trust
$176K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Funds Balanced Fund | — | — | — | $1.3M | 31.0% | |
| American Funds American Funds 2040 Target Date Retirement Fund | — | — | — | $777K | 17.9% | |
| Transamerica Partners Stock Index Fund | — | — | — | $355K | 8.2% | |
| Alger Capital Appreciation Fund | Pooled Separate Accounts | — | — | $275K | 6.3% | |
| American Funds American Funds 2030 Target Date Retirement Fund | — | — | — | $270K | 6.2% | |
| Participant loans maturity dates ranging from 2025 to 2028. 0 | — | — | — | $195K | 4.5% | |
| * Transamerica Stable Value Core Option | Common Collective Trusts | — | — | $178K | 4.1% | |
| TRANSAMERICA STABLE VALUE CORE TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 000 | Common Collective Trust | — | — | $176K | 4.1% | |
| American Funds American Funds 2055 Target Date Retirement Fund | — | — | — | $96K | 2.2% | |
| State Street State Street U.S. Bond Index Fund | — | — | — | $67K | 1.6% | |
| American Funds American Funds American Mutual Fund | — | — | — | $67K | 1.5% | |
| American Funds American Funds 2060 Target Date Retirement Fund | — | — | — | $59K | 1.4% | |
| State Street State Street S&P Mid Cap Index Fund | — | — | — | $49K | 1.1% | |
| American Funds American Funds 2045 Target Date Retirement Fund | — | — | — | $49K | 1.1% | |
| State Street State Street International Index Fund | — | — | — | $48K | 1.1% | |
| Transamerica Large Cap Value Fund | — | — | — | $41K | 0.9% | |
| American Funds American Funds AMCAP Fund | — | — | — | $40K | 0.9% | |
| Vanguard TA Vanguard REIT Index Fund | — | — | — | $40K | 0.9% | |
| American Funds American Funds 2025 Target Date Retirement Fund | — | — | — | $40K | 0.9% | |
| American Funds American Funds 2050 Target Date Retirement Fund | — | — | — | $35K | 0.8% | |
| State Street State Street Russell Sm Cap Index Fund | — | — | — | $33K | 0.8% | |
| Transamerica International Equity Fund | — | — | — | $32K | 0.7% | |
| AllianceBernstein AB Global Bond Fund | — | — | — | $32K | 0.7% | |
| PIMCO Income Fund | — | — | — | $31K | 0.7% | |
| Dimensional DFA Inflation-Protected Securities Portfolio | — | — | — | $30K | 0.7% | |
| Franklin Templeton Franklin Utilities Fund | — | — | — | $28K | 0.6% | |
| American Funds American Funds 2035 Target Date Retirement Fund | — | — | — | $25K | 0.6% | |
| Transamerica Small/Mid Cap Value Fund | — | — | — | $14K | 0.3% | |
| BlackRock Mid-Cap Growth Equity Fund | — | — | — | $13K | 0.3% | |
| Transamerica Vanguard Materials Index Fund | — | — | — | $12K | 0.3% | |
| Eaton Vance Eaton Vance Income Fund of Boston | — | — | — | $11K | 0.3% | |
| State Street State Street Emerging Markets Index Fund | — | — | — | $10K | 0.2% | |
| American Century American Century Small Cap Growth Fund | — | — | — | $10K | 0.2% | |
| State Street State Street Russell Sm Cap Val Index Fund | — | — | — | $9K | 0.2% | |
| BlackRock Total Return Fund | — | — | — | $8K | 0.2% | |
| s (continued) * Transamerica High Yield Bond Fund | Pooled Separate Accounts | — | — | $7K | 0.2% | |
| American Funds American Funds 2020 Target Date Retirement Fund | — | — | — | $5K | 0.1% | |
| American Funds American Funds 2065 Target Date Retirement Fund | — | — | — | $1K | <0.1% |
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