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Original filing (PDF)20251028103013NAL0006829889001
TCW, LLC
Form 5500
FILING_RECEIVED
TCW, LLC PROFIT SHARING AND SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
606
Accounts w/ balance
1,039
Plan assets (EOY)
$347.1M
Net assets (EOY)
$347.0M
How this plan invests
This plan
2 pooled trusts
Schedule D
44 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TCW, LLC.
Plan sponsor
Name
TCW, LLC
EIN
47-5226798
Address
515 SOUTH FLOWER STREET · LOS ANGELES, CA · 90071
Phone
(213) 244-0585
Industry
Finance & Insurancesee all
Plan administrator
Name
TCW, LLC PROFIT SHARING AND SAVINGS PLAN
EIN
47-5226798
City
LOS ANGELES, CA
Phone
(213) 244-0585
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-28
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $55K | — |
| MOSS ADAMS LLP | 91-0189318 | — | NONE | $28K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $3K | — |
Investments
36 direct securities · 2 pooled funds· $392.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$290.5M
36 holdings
Common Collective Trust
$101.8M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NT CIT S&P 500 INDEX DC NL T4 NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 002 | Common Collective Trust | — | — | $80.2M | 23.1% | |
| PCRA Self-Directed Brokerage Account | — | — | — | $41.2M | 11.9% | |
| TCW Inv Mgmt, Co. Select Equities Fund | — | — | — | $38.0M | 11.0% | |
| Galliard Capital Management Retirement Income Fund | — | — | — | $21.6M | 6.2% | |
| WILMGTTR CIT II GALLIARD RET INC FD WILMINGTON TRUST, N.A. · EIN 20-5886387 / PN 082 | Common Collective Trust | — | — | $21.6M | 6.2% | |
| TCW Inv Mgmt, Co. Relative Value Large Cap Fund | — | — | — | $20.3M | 5.9% | |
| METROPOLITAN WEST TTL RTN BD P Registered Investment Company | — | — | — | $17.8M | 5.1% | |
| Met West Asset Management Total Return Bond Fund | — | — | — | $17.8M | 5.1% | |
| Vanguard Small Cap Index Institutional | — | — | — | $11.5M | 3.3% | |
| Europacific Growth R6 | — | — | — | $7.9M | 2.3% | |
| TCW EMERGING MKTS INCOME I Registered Investment Company | — | — | — | $7.5M | 2.2% | |
| VANGUARD TOTAL BD MKT IDX INST Registered Investment Company | — | — | — | $7.5M | 2.1% | |
| Vanguard Bond Market Index Adm | — | — | — | $7.5M | 2.1% | |
| VANGUARD TOTAL INTL STK INSTL Registered Investment Company | — | — | — | $7.0M | 2.0% | |
| Dimensional Fund Advisors Emerging Markets Core Equity | — | — | — | $6.8M | 2.0% | |
| TCW Inv Mgmt, Co. Total Return Bond Fund | — | — | — | $6.6M | 1.9% | |
| MFS Investment Management Mid Cap Value Fund | — | — | — | $6.5M | 1.9% | |
| Vanguard Mid Cap Index Admiral | — | — | — | $6.4M | 1.9% | |
| Vanguard Target Retirement 2045 | — | — | — | $6.3M | 1.8% | |
| Vanguard Target Retirement 2040 | — | — | — | $6.0M | 1.7% | |
| Vanguard Target Retirement 2030 | — | — | — | $5.4M | 1.5% | |
| Vanguard Target Retirement 2025 | — | — | — | $4.7M | 1.3% | |
| Principal SmallCap Growth R6 | — | — | — | $4.4M | 1.3% | |
| Vanguard Target Retirement 2035 | — | — | — | $3.9M | 1.1% | |
| Vanguard Target Retirement 2055 | — | — | — | $3.9M | 1.1% | |
| Vanguard Target Retirement 2060 | — | — | — | $3.8M | 1.1% | |
| Vanguard Target Retirement 2050 | — | — | — | $3.6M | 1.0% | |
| Vanguard Target Retirement 2020 | — | — | — | $3.4M | 1.0% | |
| Carillon Eagle Mid Cap Growth R6 | — | — | — | $3.0M | 0.9% | |
| JP Morgan Equity Income R6 | — | — | — | $2.4M | 0.7% | |
| Vanguard Target Retirement 2065 | — | — | — | $2.1M | 0.6% | |
| with various maturities through March 2040 0 | — | — | — | $1.5M | 0.4% | |
| PARTICIPANT LOANS (4.25% - 9.50%) | — | — | — | $1.5M | 0.4% | |
| Delware Small Cap Core R6 | — | — | — | $1.4M | 0.4% | |
| Cohen & Steers Institutional Realty Shares | — | — | — | $490K | 0.1% | |
| Vanguard Target Retirement Income | — | — | — | $433K | 0.1% | |
| The Lincoln National Life Insurance Company Insurance Contract (Cash Surrender Value) | — | — | — | $198K | <0.1% | |
| OUTSIDE ASSET - Other Assets | — | — | — | $1K | <0.1% |
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