This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $31K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RFS OPCO LLC DBA ROCKEFELLER FINANC | — | NEW YORK, NY | INVESTMENT ADVISOR | $26K | — |
| EMPOWER ADVISORY GROUP, INC. | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $14K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares S&P 500 Index I | — | — | — | $897K | 8.6% | |
| American Funds Capital World Growth & Inc R6 |
| — |
| — |
| — |
| $862K |
| 8.3% |
| Nuveen Lifecyle 2035 Instl | — | — | — | $830K | 8.0% |
| Nuveen Lifecyle 2040 Instl | — | — | — | $799K | 7.7% |
| Nuveen Lifecyle 2025 Instl | — | — | — | $670K | 6.4% |
| Nuveen Lifecyle 2030 Instl | — | — | — | $651K | 6.3% |
| American Funds US Government Securities R6 | — | — | — | $576K | 5.5% |
| PUTNAM STABLE VALUE FUND PUTNAM FIDUCIARY TRUST CO. · EIN 47-4901709 / PN 001 | Common Collective Trust | — | — | $552K | 5.3% |
| American Funds Growth Fund of America R6 | — | — | — | $514K | 4.9% |
| iShares Russell Mid-Cap Index K | — | — | — | $419K | 4.0% |
| Nuveen Lifecyle 2050 Instl | — | — | — | $409K | 3.9% |
| Participant Loans Various 3.25 to 10.5 | Participant loans | — | — | $361K | 3.5% |
| Nuveen Lifecyle 2045 Instl | — | — | — | $315K | 3.0% |
| American Funds American Mutual R6 | — | — | — | $291K | 2.8% |
| iShares Russell 2000 Small-Cap Index K | — | — | — | $234K | 2.2% |
| Putnam Large Cap Value Y | — | — | — | $217K | 2.1% |
| Nuveen Lifecyle 2015 Instl | — | — | — | $211K | 2.0% |
| John Hancock International Growth R6 | — | — | — | $206K | 2.0% |
| Nuveen Dividend Growth I | — | — | — | $198K | 1.9% |
| Oakmark International Instl | — | — | — | $169K | 1.6% |
| Nuveen Lifecyle 2055 Instl | — | — | — | $136K | 1.3% |
| Nuveen Lifecyle 2020 Instl | — | — | — | $133K | 1.3% |
| Putnam Dynamic Asset Allocation Growth Y | — | — | — | $126K | 1.2% |
| Virtus KAR Small-Cap Core R6 | — | — | — | $125K | 1.2% |
| Nuveen Lifecyle 2060 Instl | — | — | — | $113K | 1.1% |
| John Hancock Strategic Income Opps R6 | — | — | — | $90K | 0.9% |
| Nuveen Lifecyle 2010 Instl | — | — | — | $84K | 0.8% |
| Putnam Dynamic Asset Allocation Balanced Y | — | — | — | $83K | 0.8% |
| Virtus SGA Emerging Markets Equity R6 | — | — | — | $76K | 0.7% |
| Lord Abbett High Yield R6 | — | — | — | $30K | 0.3% |
| Virtus Newfleet Multi-Sector S Term Bnd I | — | — | — | $25K | 0.2% |
