Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $7K | — |
| JOHN HANCOCK LIFE INSURANCE COMPANY | 01-0233346 | — | RECORDKEEPER | $3K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PFG ADVISORS LLC | — | PHOENIX, AZ | INVESTMENT ADVISOR | $17K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 25 Empower Trust Company, LLC Nuveen Lifecycle Index 2050 | — | — | — | $2.5M | 14.3% | |
| 26 Empower Trust Company, LLC Nuveen Lifecycle Index 2055 | — | — | — | $2.1M | 12.4% | |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PFG ADVISORS, LLC | 47-2483769 | — | REGISTERED INVESTMENT AD | $19K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $255 | — |
| 24 Empower Trust Company, LLC Nuveen Lifecycle Index 2045 |
| — |
| — |
| — |
| $1.9M |
| 11.2% |
| 27 Empower Trust Company, LLC Nuveen Lifecycle Index 2060 | — | — | — | $1.9M | 11.1% |
| 23 Empower Trust Company, LLC Nuveen Lifecycle Index 2040 | — | — | — | $1.5M | 8.6% |
| 9 Empower Trust Company, LLC Fidelity 500 Index | — | — | — | $1.2M | 7.1% |
| 22 Empower Trust Company, LLC Nuveen Lifecycle Index 2035 | — | — | — | $1.1M | 6.5% |
| 21 Empower Trust Company, LLC Nuveen Lifecycle Index 2030 | — | — | — | $693K | 4.0% |
| 11 Empower Trust Company, LLC Fidelity Blue Chip Growth | — | — | — | $681K | 4.0% |
| 14 Empower Trust Company, LLC Fidelity Small Cap Index | — | — | — | $538K | 3.1% |
| 2 Empower Trust Company, LLC American Century Small Cap Growth | — | — | — | $408K | 2.4% |
| 16 Empower Trust Company, LLC JPMorgan U.S. Value | — | — | — | $375K | 2.2% |
| 28 Empower Trust Company, LLC Nuveen Lifecycle Index 2065 | — | — | — | $361K | 2.1% |
| 13 Empower Trust Company, LLC Fidelity Mid Cap Index | — | — | — | $301K | 1.8% |
| 20 Empower Trust Company, LLC Nuveen Lifecycle Index 2025 | — | — | — | $236K | 1.4% |
| 4 Empower Trust Company, LLC American Funds New Perspective | — | — | — | $191K | 1.1% |
| 29 Empower Trust Company, LLC Nuveen Lifecycle Index Retirement Income | — | — | — | $174K | 1.0% |
| 3 Empower Trust Company, LLC American Funds Bond Fund of America | — | — | — | $121K | 0.7% |
| 12 Empower Trust Company, LLC Fidelity International Index | — | — | — | $97K | 0.6% |
| 1 *Empower Annuity Insurance Co. of America Guaranteed Income Fund | — | — | — | $77K | 0.5% |
| 6 Empower Trust Company, LLC Blackrock High Yield Bond Portfolio | — | — | — | $62K | 0.4% |
| 19 Empower Trust Company, LLC Nuveen Lifecycle Index 2020 | — | — | — | $56K | 0.3% |
| 30 Empower Trust Company, LLC PIMCO Long-Term Credit Bond | — | — | — | $48K | 0.3% |
| 33 Empower Trust Company, LLC Victory Sycamore Established Value Fund | — | — | — | $45K | 0.3% |
| 15 Empower Trust Company, LLC JPMorgan Mid Cap Growth | — | — | — | $37K | 0.2% |
| 5 Empower Trust Company, LLC Blackrock Emerging Markets | — | — | — | $35K | 0.2% |
| 32 Empower Trust Company, LLC Victory Government Securities | — | — | — | $34K | 0.2% |
| 31 Empower Trust Company, LLC Putnam International Value | — | — | — | $25K | 0.1% |
| 8 Empower Trust Company, LLC DFA US Targeted Value | — | — | — | $19K | 0.1% |
| 10 Empower Trust Company, LLC Fidelity Advisor Semi Conductors | — | — | — | $18K | 0.1% |
| 18 Empower Trust Company, LLC MFS International Growth | — | — | — | $17K | 0.1% |
| 17 Empower Trust Company, LLC MFS Global Opportunistic Bond | — | — | — | $8K | <0.1% |
| 7 Empower Trust Company, LLC Blackrock Inflation Protected Bond | — | — | — | $4K | <0.1% |
| VANGUARD TARGET RET 2025 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD TARGET RET 2060 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD TARGET RET INCOME JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| ALLSPRING SPECIAL SCAP VALUE JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| AMERICAN FUNDS NEW WORLD FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| CARILLON EAGLE MID CAP GROWTH JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| FIDELITY MID CAP INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| SMALL CAP INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD TARGET RET 2020 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD EXPLORER FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VICTORY SYCAMORE EST VALUE JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| 500 INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| AMERICAN FUNDS NEW PERSPECTIVE JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| DFA GLOBAL EQUITY FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| DFA INTL SMALL CAP VALUE JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| INTL EQUITY INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| PARNASSUS VALUE EQUITY FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD GROWTH INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| PIMCO LONG DURATION TOTAL RTN JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| BLACKROCK HIGH YIELD BOND FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| DFA INTERMEDIATE GOV FIXED INC JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| JPMORGAN GLOBAL BOND OPPS JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| TOTAL BOND MARKET FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| JOHN HANCOCK STABLE VAL JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD TARGET RET 2065 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD TARGET RET 2030 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD TARGET RET 2055 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD TARGET RET 2050 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD TARGET RET 2045 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD TARGET RET 2040 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| VANGUARD TARGET RET 2035 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
| THRIVENT MID CAP STOCK FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
