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Original filing (PDF)20251001133907NAL0012693873001
POLYWOOD
Form 5500
FILING_RECEIVED
POLYWOOD 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
1,155
Accounts w/ balance
1,173
Plan assets (EOY)
$25.0M
Net assets (EOY)
$25.0M
How this plan invests
This plan
4 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 71 bps in Schedule C fees — 146% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for POLYWOOD.
Plan sponsor
Name
POLYWOOD
EIN
47-4665663
Address
1000 POLYWOOD WAY · SYRACUSE, IN · 46567
Phone
(574) 325-5092
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CROWE
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $95K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC DBA CAPTR | — | RALEIGH, NC | INVESTMENT ADVISOR | $84K | — |
Investments
20 direct securities · 4 pooled funds· $25.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$23.2M
19 holdings
Mutual Funds
$1.2M
1 holding
Common Collective Trust
$598K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock LifePath Index 2045 K # | — | — | — | $4.7M | 18.7% | |
| BlackRock LifePath Index 2055 K # | — | — | — | $3.4M | 13.6% | |
| Fidelity 500 Index # | — | — | — | $2.9M | 11.7% | |
| BlackRock LifePath Index 2050 K # | — | — | — | $2.4M | 9.5% | |
| BlackRock LifePath Index 2060 K # | — | — | — | $2.1M | 8.3% | |
| BlackRock LifePath Index 2040 K # | — | — | — | $1.7M | 6.9% | |
| BlackRock LifePath Index 2035 K # | — | — | — | $1.5M | 5.8% | |
| BlackRock LifePath Index Retirement K # | — | — | — | $1.3M | 5.1% | |
| BlackRock LifePath Index 2030 K # | Mutual Funds | — | — | $1.2M | 4.9% | |
| BlackRock LifePath Index 2065 K # | — | — | — | $1.0M | 4.1% | |
| JPMorgan Large Cap Growth R6 # | — | — | — | $636K | 2.5% | |
| Fidelity Small Cap Index # | — | — | — | $511K | 2.0% | |
| Fidelity Mid Cap Index # | — | — | — | $333K | 1.3% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $220K | 0.9% | |
| JPMorgan Equity Income R6 # | — | — | — | $200K | 0.8% | |
| GREAT GRAY TRUST EUROPACIFIC GROWTH GREAT GRAY · EIN 38-7289843 / PN 001 | Common Collective Trust | — | — | $150K | 0.6% | |
| Dodge & Cox International Stock # | — | — | — | $148K | 0.6% | |
| Dimensional Real Estate Securities Portfolio; I # | — | — | — | $128K | 0.5% | |
| MFS MID CAP GROWTH FUND CT GREAT GRAY · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $123K | 0.5% | |
| MFS MID CAP VALUE FUND CT GREAT GRAY · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $106K | 0.4% | |
| Fidelity Advisor Focused Emerging Mrkt Z # | — | — | — | $89K | 0.4% | |
| BlackRock Total Return K # | — | — | — | $64K | 0.3% | |
| Wells Fargo Spe Small Cal Value R6 # | — | — | — | $62K | 0.2% | |
| Principal Small Cap Growth R6 # | — | — | — | $54K | 0.2% |
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