Original filing (PDF)20250611132725NAL0026011664002

MAXWELL WEALTH STRATEGIES INC.

Name: MAXWELL WEALTH STRATEGIES INC. — MAXWELL WEALTH STRATEGIES INC. RETIREMENT PLAN, Form 5500 (2024)
Creator: MAXWELL WEALTH STRATEGIES INC.

Form 5500-SF

FILING_RECEIVED

MAXWELL WEALTH STRATEGIES INC. RETIREMENT PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.7M

Net assets (EOY)

$1.7M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MAXWELL WEALTH STRATEGIES INC..

Plan sponsor

Name

MAXWELL WEALTH STRATEGIES INC.

EIN

47-4537598

Address

7041 KOLL CENTER PARKWAY · SUITE 275 · PLEASANTON, CA · 94566

Phone

(925) 523-3288

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-06-11

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2J · 401(k) feature

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

BLUE HERON CAPITAL MANAGEMENT, LLC

BLUE HERON CAPITAL MANAGEMENT, LLC 401(K) PLAN

$1.7M · 7 participants

MARATHON FINANCIAL GROUP, LLC

MARATHON FINANCIAL GROUP, LLC 401(K) PLAN

$1.7M · 2 participants

STRATEGIC WEALTH PLANNING, INC.

STRATEGIC WEALTH PLANNING, INC. RETIREMENT PLAN

$1.6M · 4 participants

MARSHALL FINANCIAL GROUP

MARSHALL FINANCIAL GROUP 401K PLAN

$1.7M · 14 participants

LONG RUN WEALTH ADVISORS, LLC

LONG RUN WEALTH ADVISORS, LLC 401K PSP