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Original filing (PDF)20250724164218NAL0002924003001
KENDRA SCOTT, LLC
Form 5500
FILING_RECEIVED
KENDRA SCOTT 401(K) PLAN
401(k) retirement plan
Active participants
1,898
Accounts w/ balance
887
Plan assets (EOY)
$30.6M
Net assets (EOY)
$30.6M
How this plan invests
This plan
3 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- 58 bps in Schedule C fees — 100% above peer band of 29 bps.
- Only 47% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KENDRA SCOTT, LLC.
Plan sponsor
Name
KENDRA SCOTT, LLC
EIN
47-4456300
Address
3800 NORTH LAMAR BLVD. · SUITE 400 · AUSTIN, TX · 78756
Phone
(512) 879-3382
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-24
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $90K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS LLC | 61-1758632 | — | INVESTMENT ADVISOR | $54K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | 20-1181458 | HOUSTON, TX | CONTRACT ADMIN | $3K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | 84-0467907 | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $30K | — |
Investments
25 direct securities · 3 pooled funds· $30.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$29.8M
25 holdings
Common Collective Trust
$534K
2 holdings
Pooled Separate Account
$202K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2055 Target Date Retirement Fund Class R-6 Mutual Fund | — | — | — | $5.7M | 18.7% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $4.6M | 15.2% | |
| American Funds 2045 Target Date Retirement Fund Class R-6 Mutual Fund | — | — | — | $4.1M | 13.4% | |
| American Funds 2050 Target Date Retirement Fund Class R-6 Mutual Fund | — | — | — | $4.0M | 13.2% | |
| American Funds 2060 Target Date Retirement Fund Class R-6 Mutual Fund | — | — | — | $2.7M | 8.8% | |
| Fidelity Total International Index Fund Mutual Fund | — | — | — | $2.2M | 7.0% | |
| Federated Hermes Total Return Bond R6 Mutual Fund | — | — | — | $1.1M | 3.5% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $913K | 3.0% | |
| American Funds 2040 Target Date Retirement Fund Class R-6 Mutual Fund | — | — | — | $802K | 2.6% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $668K | 2.2% | |
| American Funds 2035 Target Date Retirement Fund Class R-6 Mutual Fund | — | — | — | $460K | 1.5% | |
| INVESCO STABLE VALUE FUND INVESCO · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $433K | 1.4% | |
| .J&. Lessor or Similar Party Value Cost Value American Funds 2015 Target Date Retirement Fund Class R-6 Mutual Fund ** 688 American Funds 2020 Target Date Retirement Fund Class R-6 Mutual Fund ** 41 American Funds 2025 Target Date Retirement Fund Class R-6 Mutual Fund | — | — | — | $359K | 1.2% | |
| American Funds EuroPacific Growth Fund Class R-6 Mutual Fund | — | — | — | $316K | 1.0% | |
| Putnam Global Technology R-6 Mutual Fund | — | — | — | $280K | 0.9% | |
| Nuveen Real Estate Securities Select R6 Mutual Fund | — | — | — | $275K | 0.9% | |
| American Funds New World Fund Class R-6 Mutual Fund | — | — | — | $265K | 0.9% | |
| American Funds 2065 Target Date Retirement Fund Class R-6 Mutual Fund | — | — | — | $244K | 0.8% | |
| LARGE CAP GROWTH/JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $202K | 0.7% | |
| DFA US Small Cap Growth INSTL Mutual Fund | — | — | — | $168K | 0.5% | |
| American Funds Washington Mutual Investors Fund Class R-6 Mutual Fund | — | — | — | $156K | 0.5% | |
| Empower T. Rowe Price Mid Cap Gr Inst Mutual Fund | — | — | — | $141K | 0.5% | |
| Vanguard Health Care Index Fund Admiral Shares Mutual Fund | — | — | — | $119K | 0.4% | |
| American Funds 2030 Target Date Retirement Fund Class R-6 Mutual Fund | — | — | — | $110K | 0.4% | |
| PUTNAM LARGE CAP VALUE TRUST I PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $101K | 0.3% | |
| PIMCO Income Fund Institutional Class Mutual Fund | — | — | — | $99K | 0.3% | |
| Allspring Special Small Cap Value R6 Mutual Fund | — | — | — | $67K | 0.2% | |
| Principal Midcap Value I R6 Mutual Fund | — | — | — | $30K | <0.1% |
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